Summary
Overview
Work History
Education
Skills
Work Preference
Timeline
GURRAM NAGA SAI PAVAN KUMAR KUMAR

GURRAM NAGA SAI PAVAN KUMAR KUMAR

RISK AND COMPLIANCE
Hyderabad,Telangana

Summary

Dedicated Risk and Compliance Associate with a proven track record of implementing and monitoring regulatory policies and procedures to minimize risks. Skilled in conducting audits, investigations, and providing expert advice.

Overview

6
6
years of professional experience

Work History

REGULATORY COMPLIANCE AUDITOR

Tanla Platforms
Hyderabad
09.2021 - Current
  • Spearheaded efforts to monitor and interpret new rules and regulations from TRAI, facilitating continuous education and awareness among employees
  • Developed, maintained, and revised comprehensive compliance frameworks, policies, and documentation, ensuring alignment with regulatory requirements and industry best practices
  • Planned and executed compliance audits to evaluate company policies, procedures, and controls, identifying areas for improvement and ensuring adherence to regulatory standards
  • Implemented strategies to minimize the risk of non- compliance, including the development and enhancement of risk management techniques and compliance programs
  • Proactively monitored compliance risk controls, identifying deviations and providing strategic recommendations to mitigate potential risks
  • Demonstrated strong commitment to deadlines, optimizing regulatory and operational performance while maintaining compliance with relevant regulations
  • Established robust systems to track and monitor compliance with regulatory requirements and internal policies, enhancing transparency and accountability within the organization
  • Conducted regular reviews to ensure ongoing compliance with federal and local regulations, fostering a culture of compliance across departments
  • Leveraged extensive research and data analysis to provide insights and recommendations for mitigating conduct risk and strengthening compliance measures
  • Collaborated cross-functionally to establish internal controls and processes, ensuring compliance through effective project management and engagement of key stakeholders
  • Managed action plans to address audit nndings and compliance concerns, driving continuous improvement in compliance performance and regulatory adherence
  • Proactively monitored regulatory developments, communicating associated risks or opportunities to relevant stakeholders, and implementing necessary adjustments to compliance strategies
  • Implemented daily audit procedures and managed regulatory operations within the VILPOWER process, ensuring compliance with TRAI regulations and optimizing operational e ciency
  • Streamlined compliance processes within the
  • VILPOWER process, enhancing regulatory compliance and reducing compliance risks through strategic initiatives and process improvements
  • Developed and conducted training and awareness programs for employees to ensure understanding and adherence to TRAI regulations and compliance policies within the VILPOWER process.

CUSTOMER RISK MANAGEMENT

Merge Stones
Hyderabad, Telangana
09.2020 - 08.2021
  • Spearheaded initiatives to improve company customer policies and standards, ensuring they reflect ethical, safe, and e cient procedures that enhance customer satisfaction and trust
  • Conducted comprehensive reviews of company forms, marketing materials, and communication procedures to ensure strict adherence to applicable laws, regulations, and industry guidelines, minimizing legal risks and fostering compliance culture
  • Implemented innovative measures to enhance regulatory, strategic, and operational performance, aligning with customer deadlines and optimizing organizational effectiveness.
  • Proactively identified and addressed potential compliance risks, implementing robust strategies to mitigate risks and ensure adherence to regulatory requirements, safeguarding the organization's reputation and integrity.

SDS ASSOCIATE

Amazon Development Center
09.2018 - 06.2019
  • Amazon Development Center
  • Hyderabad
  • Presciently resolved customer issues via email, demonstrating excellent communication skills and problem-solving abilities to ensure customer satisfaction and retention
  • Adhered to company policies by promptly raising trouble tickets for reported issues, ensuring accurate documentation and e client resolution processes
  • Provided comprehensive email support for customers located in the US, UK, and Singapore, exhibiting adaptability and cultural awareness to meet diverse customer needs and preferences
  • Took proactive actions to address daily customer complaints, demonstrating a proactive approach to resolving issues and minimizing customer dissatisfaction
  • Developed effective solutions for escalated customer contacts, utilizing analytical and problem-solving skills to address complex issues and ensure timely resolution
  • Successfully resolved SLA (Service Level Agreement) tickets within established timelines, maintaining high standards of service delivery and meeting performance targets
  • Facilitated timely payments to customers who raised complaints, ensuring fair and equitable resolution of disputes and maintaining customer trust and loyalty
  • Collaborated closely with other teams to coordinate efforts and fulfill customer complaints on time, fostering a team-oriented approach to customer service excellence
  • Managed time to prioritize and address customer complaints promptly, demonstrating strong organizational skills and attention to detail in meeting customer needs and expectations.

Education

SSC -

SFS English Medium School
04.2009 - 03.2010

Bachelor of Science - ECE

Malineni Lakshmiah Engineering College
03.2012 - 04.2016

No Degree - MPC

Vignana Bharathi Junior College
03.2010 - 07.2012

Skills

  • Compliance Auditing Skills
  • Document Review
  • Policy Analysis
  • Investigative Case
  • Management (ICM)
  • Data Laws Audit
  • Report preparation
  • Regulatory Compliance
  • Audit, GDPR Regulations
  • Audit ISO27001 : 2022 Audit
  • ISO 37301 : 2021 Audit,
  • Data Laws Audit,
  • PCI DSS review
  • Audit, Risk Identification,
  • Risk Assessment
  • ISO Service Management
  • Audits
  • Data Analysis,
  • Process Implementation,
  • Audit Coordination,
  • Violations and Infractions
  • Conflict Management,
  • Policy Development,
  • Policy Enforcement,
  • Project Coordination,
  • Controls Evaluations,
  • Risk Management Strategies
  • Reporting Requirements
  • Compliance Reviews
  • Continuous Improvement
  • Document Review,
  • Safety Compliance,
  • Records Management,
  • Privacy and Confidentiality,
  • Risk Mitigation, Quality Control
  • PowerPoint Presentations
  • Document Control
  • Data Security,
  • Audit Documentation

Work Preference

Work Type

Full Time

Work Location

On-SiteRemote

Important To Me

Work-life balanceCompany CultureCareer advancement

Timeline

REGULATORY COMPLIANCE AUDITOR - Tanla Platforms
09.2021 - Current
CUSTOMER RISK MANAGEMENT - Merge Stones
09.2020 - 08.2021
SDS ASSOCIATE - Amazon Development Center
09.2018 - 06.2019
Malineni Lakshmiah Engineering College - Bachelor of Science, ECE
03.2012 - 04.2016
Vignana Bharathi Junior College - No Degree, MPC
03.2010 - 07.2012
SFS English Medium School - SSC,
04.2009 - 03.2010
GURRAM NAGA SAI PAVAN KUMAR KUMARRISK AND COMPLIANCE