Dedicated Risk and Compliance Associate with a proven track record of implementing and monitoring regulatory policies and procedures to minimize risks. Skilled in conducting audits, investigations, and providing expert advice.
Overview
6
6
years of professional experience
Work History
REGULATORY COMPLIANCE AUDITOR
Tanla Platforms
Hyderabad
09.2021 - Current
Spearheaded efforts to monitor and interpret new
rules and regulations from TRAI, facilitating
continuous education and awareness among
employees
Developed, maintained, and revised comprehensive
compliance frameworks, policies, and
documentation, ensuring alignment with regulatory
requirements and industry best practices
Planned and executed compliance audits to evaluate
company policies, procedures, and controls,
identifying areas for improvement and ensuring
adherence to regulatory standards
Implemented strategies to minimize the risk of non-
compliance, including the development and
enhancement of risk management techniques and
compliance programs
Proactively monitored compliance risk controls,
identifying deviations and providing strategic
recommendations to mitigate potential risks
Demonstrated strong commitment to deadlines,
optimizing regulatory and operational performance
while maintaining compliance with relevant
regulations
Established robust systems to track and monitor
compliance with regulatory requirements and
internal policies, enhancing transparency and
accountability within the organization
Conducted regular reviews to ensure ongoing
compliance with federal and local regulations,
fostering a culture of compliance across
departments
Leveraged extensive research and data analysis to
provide insights and recommendations for mitigating
conduct risk and strengthening compliance
measures
Collaborated cross-functionally to establish internal
controls and processes, ensuring compliance
through effective project management and
engagement of key stakeholders
Managed action plans to address audit nndings and
compliance concerns, driving continuous
improvement in compliance performance and
regulatory adherence
Proactively monitored regulatory developments,
communicating associated risks or opportunities to
relevant stakeholders, and implementing necessary
adjustments to compliance strategies
Implemented daily audit procedures and managed
regulatory operations within the VILPOWER process,
ensuring compliance with TRAI regulations and
optimizing operational e ciency
Streamlined compliance processes within the
VILPOWER process, enhancing regulatory compliance
and reducing compliance risks through strategic
initiatives and process improvements
Developed and conducted training and awareness
programs for employees to ensure understanding
and adherence to TRAI regulations and compliance
policies within the VILPOWER process.
CUSTOMER RISK MANAGEMENT
Merge Stones
Hyderabad, Telangana
09.2020 - 08.2021
Spearheaded initiatives to improve company customer policies and standards, ensuring they reflect ethical, safe, and e cient procedures that enhance customer satisfaction and trust
Conducted comprehensive reviews of company forms, marketing materials, and communication procedures to ensure strict adherence to applicable laws, regulations, and industry guidelines, minimizing legal risks and fostering compliance culture
Implemented innovative measures to enhance regulatory, strategic, and operational performance, aligning with customer deadlines and optimizing organizational effectiveness.
Proactively identified and addressed potential compliance risks, implementing robust strategies to mitigate risks and ensure adherence to regulatory requirements, safeguarding the organization's reputation and integrity.
SDS ASSOCIATE
Amazon Development Center
09.2018 - 06.2019
Amazon Development Center
Hyderabad
Presciently resolved customer issues via email, demonstrating excellent communication skills and problem-solving abilities to ensure customer satisfaction and retention
Adhered to company policies by promptly raising trouble tickets for reported issues, ensuring accurate documentation and e client resolution processes
Provided comprehensive email support for customers located in the US, UK, and Singapore, exhibiting adaptability and cultural awareness to meet diverse customer needs and preferences
Took proactive actions to address daily customer complaints, demonstrating a proactive approach to resolving issues and minimizing customer dissatisfaction
Developed effective solutions for escalated customer contacts, utilizing analytical and problem-solving skills to address complex issues and ensure timely resolution
Successfully resolved SLA (Service Level Agreement) tickets within established timelines, maintaining high standards of service delivery and meeting performance targets
Facilitated timely payments to customers who raised complaints, ensuring fair and equitable resolution of disputes and maintaining customer trust and loyalty
Collaborated closely with other teams to coordinate efforts and fulfill customer complaints on time, fostering a team-oriented approach to customer service excellence
Managed time to prioritize and address customer complaints promptly, demonstrating strong organizational skills and attention to detail in meeting customer needs and expectations.
Software Quality Engineer-III (Manual, Automation and API Test) at Tanla Platforms LtdSoftware Quality Engineer-III (Manual, Automation and API Test) at Tanla Platforms Ltd