HAMEEDUDDIN MOHAMMAD

• Review and investigate the DRA cases generated by UCM as per defined policy and procedure.

• Perform holistic review on the alerted accounts and identifying the anomalies within the alerted transactions.

• Perform network analysis on 1st and 02nd ring exited counterparties to understand the structure and relationships with the focal customer.

• Perform searches in Google, World Check for the individual and entities involved for adverse news in transactions.

• Working on Request for Information (RFI) regarding suspicious activities to obtain response from the customer to reach a judicious decision on the final disposition of the alert to counter terrorist financing and money laundering by the global standard methods.

• Responsible for reporting Suspicious Activity Reports, which may also include recommending Global Financial Crime Compliance (GFCC) to exit relationships with clients.

• Review and investigate the alerts generated by Actimize as per defined policy and procedure.
• Performed AML risk-based review and analysis on individual accounts for suspicious transactions.
• Evaluate transactions and customer relationships for money laundering activities and identifying red flag issues and escalating within the AMLI Group.
• Reviewing and analyzing compliance monitoring reports, and other related source documents, for suspicious and unusual patterns of activity.
• Performed detailed research on suspicious activity and drafted Suspicious Activity reports when deemed necessary.
• I have been reviewing the quality of my team members as a quality SPOC and I provide my feedback based on the Alert Narrative.
• I worked on Excel reporting for the entire team, similar to reconciliation-related work.

• Extensive research on clients using various external and approved sources available such as D&B, Companies House to confirm client's existence and collation of KYC details such as Nature of business, Tax/Unique ID and Ownership Structure
• Reaching out to the business clients for any additional missing information/documents to ensure, timely & accurate completion of KYC periodic reviews
• Identifying Politically Exposed Persons (PEP), Sanctioned Individuals/Entities, and mitigate risks associated with financial crimes
• Performing sanctions review on our clients who has exposure to sanction countries and investigating business relationship of client with Bank.
• Acted as team leader in group projects, delegating tasks and providing feedback

• BSA requires that all financial institutions to report cash transactions greater than $10,000 This maybe one transaction or several transactions that occur on same business day
• Such transactions include but are not limited to deposit, withdrawal, purchase of negotiable instruments, currency exchange, and purchase/ redemption of Certificate of Deposit (C.D.)
• To keep in view Bank secrecy act and make sure financial centers file a CTR for transactions amounting greater than $10,000
• Contact the banking center to find accurate conductor/beneficiary, missing CTR information, to ensure client complies with CIP and CDD elements
• Determined whether activity seemed legitimate or not by applying various AML regulations including USA PATRIOT ACT, Bank Secrecy Act and OFAC
• Planning & prioritization of work based on upcoming regulatory deadlines and providing the management

• Monitor, Analyze and investigate various types of transactions of customers to identify potential money laundering activities
• Screening of customers against checklists including watch person's listed under regulators like OFAC, or belonging to sanctioned regions or PEP's
• Reviewing KYC of customer and customer accounts to identify possible patterns of money laundering activities
• Contacting Relationship Managers (RM's) for more information pertinent to unusual transaction activities as per procedures and raising RFI to branch
• Monitor and review customer account transaction activities as per AML guidelines and make recommendations for further review or closure
• Reporting escalations for suspicious with business clients and maintaining follow up for further information required

• Handling calls from vendor to resolve their issues (Inbound)
• Processing scanned image invoices in Lawson & Savvion tools (powered by Genpact)
• Quality check of processed invoices, Vendor setup, tracking erroneous payments & MIS reporting
• Working on Process improvements to avoid NVA's eliminating lost time for SLA finalization at first hand while taking over activity
• Filling disbursement's for over/under payments