Community helper and active participant in charity programs (Includes quarterly visits to Orphanages and Old Age Homes and donations to the organizations)
Hareesha. H.M
ANTI-MONEY LAUNDERING ANALYST
Vyalikaval,ID
Summary
ANTI-MONEY LAUNDERING ANALYST. Extensive experience in Statutory compliance Process and Anti-Money Laundering Process with a solid background in the financial industry, focusing primarily on AML regulations and financial investigations. Meticulous [Job Title] offering [Number] years of experience in field and enterprising, diligent style. Successful investigating large recordsets to make accurate evaluations of structures and practices. Versed in applicable audit processes and procedures.
Overview
3
3
Languages
8
8
Certifications
10
10
years of professional experience
Work History
AML Operations Officer
Magna InfoTech Pvt Ltd
09.2013 - Current
- Australia and New Zealand banking group, To safe guard ANZ’s reputation and to ensure that ANZ’s products, services and assets are not being used for Money Laundering and Terrorist Financing and perform following functions.
- Monitoring transactions on Risk based approach and reporting unusual transactional activity to MLRO and submitting SMR (Suspicious Matter Report) to AUSTRAC.
- Watch List Management Investigation – Identify PEP’s who are ANZ customers and provide recommendations to mitigate/manage the risk.
- Transaction Monitoring – Review transactional activity alerts and escalate unusual activities in line with AML/CTF regulatory requirements.
- Customer Due Diligence – Review high and extreme risk customers and provide recommendations to mitigate/manage the risk.
- Ongoing Activity Reviews – Perform ongoing transaction monitoring for PEP & High/Extreme Risk relationships and escalate for ECDD form.
- Financial Crime Intelligence Alerts – Action adhoc Financial Crime Intelligence Alerts from Statutory Compliance, Financial Crime Intelligence Team, MLROs, Correspondent Banks, Media Monitoring Alerts and SUAR’s.
- Close alerts identified as false positive and provide justification for closure.
Designation : Analyst
ANZ
08.2011 - 09.2013
- Statutory Compliance: Deals with legal notices served on ANZ by Government bodies in Australia.
- Investigation and analysis are conducted on ANZ customers suspected of fraud and crime and required action is taken as per the instruction of the court order.
- Roles & Responsibilities: .
- To Serve with legal notices from various sources such as Police, Courts or Australian Government Authorities (e.g., Australian Federal Police, Australian Taxation Office, Australian Crime Commission, Centre link, Child Support Agency, State/Public Trustees and all State Police departments like Victoria, New South Wales, WA Police etc.
- And Subpoenas,) where the request seeks to release customer information and to trace fraudulent transaction details.
- It involves processing actioning statutory compliance cases in timely manner ensuring no losses.
- Checking Supporting documentation like bank statements; cheques; deposits and withdrawals; signature cards, Identification documents and other internal bank systems review.
- To action all AML/CTF cases (Section 49 AML/CTF of Australian Federal Police, Section 29 of Australian Crime Commission Act 2002, Section 213 of Proceeds of Crime Act 2002 Section 3ZQN of Crimes Act 1914).
- Investigate fraudulent customers and transactions by tracing the transaction information (suspicious activity) through different searches and locating the Source/Destination of the transaction including tracing the IP addresses and other related information for Internet Banking Transactions.
- Retrieving SWIFT reports for International Transactions and locating the Source/Destination (Remitter and Beneficiary details) of the Transaction details.
- Action Legal Notices, Garnishees and freezing orders served on ANZ Within the stipulated timeframe.
- Giving instructions to Branch Staff across Australia like CCTV footage and Customer Call Recordings Retention.
- Handling high level escalations.
- Resolve issues or escalate them as required.
- Gathering all Customer records like KYC documents, 100 Point checks, Account opening documents, Signature cards, Loan file, Credit card applications and all other type of bank documents.
- Take responsibility for training the new staff in the team.
- Priority based effective work allocation, work monitoring, reporting.
Education
BCOM -
Bangalore University Govt. Ramnarayan challaram college of commerce & mgt First
PUC - undefined
State Board of Karnataka Govt. P U College
SSLC - undefined
State Board of Karnataka Raghavendra High School
Skills
Python Data Analyst (Pursuing)
Certification
• ACAMS Certificate of Achievement in Fighting Modern Slavery and Human Trafficking.
Interests
Organized wheelchair Cricket match (Corporate and physically challenged) in ANZ
Organized wheelchair Cricket match (Corporate and physically challenged) in ANZ
Accomplishments
• SHINING STAR (Winner) for the month of November.
• SHINING STAR (Winner) for the month of May.
• Received multiple appreciations from the Stake holders and internal management.
•Provided multiple Kaizen ideas for Process optimization, whereas few Kaizen Idea’s had been implemented and few have been considered for Operation level discussion with leads.
Additional Information
STRENGTHS:
(i) Team player
(ii) Ability to work in rotational shift
(iii) Positive Attitude
(iv) Sincere & dedicated
(v) Hard worker
(vi) Quick learner
Timeline
AML Operations Officer
Magna InfoTech Pvt Ltd
09.2013 - Current
Designation : Analyst
ANZ
08.2011 - 09.2013
SSLC - undefined
State Board of Karnataka Raghavendra High School
PUC - undefined
State Board of Karnataka Govt. P U College
BCOM -
Bangalore University Govt. Ramnarayan challaram college of commerce & mgt First
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