HARI KUMAR P
Bengaluru
Summary
High-achieving leader with extensive experience in regulatory, compliance, and KYC/AML investigations. Demonstrated success in evaluating compliance issues, identifying suspicious activities, and conducting thorough background research. Seeking a position to make a positive contribution and thrive within an inclusive company culture that values employee success. Bringing 5 years of experience in AML, KYC/CDD, and consumer banking back office operations.
Overview
5
5
years of professional experience
Work History
Analyst
Momenta
01.2021 - 12.2022
- Company Overview: 3rd party employee at KPMG
- Well versed with Customer due diligence, Customer identification program and enhanced due diligence of individuals and corporates
- Strong knowledge on asset wealth management for individuals, corporates, trusts, charities & foundations
- Responsible for verification of Client data & documentation
- On-board the clients, Source and upload client docs into the CIP/CDD onboarding workflow tools
- Perform the risk assessment of the Client to be on boarded/reviewed
- Perform Periodic reviews for all low, medium and High-Risk Clients & signing off
- Screening & verifying the parties such as for PEP, Sanctions, Negative News, etc
- Perform Enhanced due diligence of new and existing clients covering a wide range of different client types including; Listed and Regulated, small/medium/large private and public companies as well as more complex structures such as; Trusts, Cooperatives, Clubs, Charities, Un incorporated Partnerships, LLP's etc
- Well versed with Transaction, which includes anomalies, Cash flows, Geographical distribution of cash, etc
- Ability to interpret regulatory guidelines and assessing risk scores and entity types
- Performing as Quality Checker & Check work flow of cases in and out
- Working Knowledge in US/UK Regulatory Policies
- Reporting the anomalies to the bank if red flags are identified
- Train and take sessions on the process whenever required
- Establish and maintain excellent working relationships with stakeholders at all levels
- 3rd party employee at KPMG
F&A Ops Processing Sr. Representative
NTT Data Information Processing Services Private Limited
01.2018 - 12.2019
- Company Overview: formerly Dell Services
- Exposure in handling KYC processes for retail banking and apply relevant country specific standards
- Ability to handle different risk level of customers (high, medium & low)
- Experience with PEP / Sanction/ Adverse media screenings
- Experience in various third-party application tools like Lexis Nexis and external Web sites Google, Yahoo, Secretary of States, Company registries etc
- Providing operations expertise to internal work groups, teams, and committees focused on enhancing current procedures and creating efficiencies
- Ensuring support for the business in matters relating to Compliance and/or Audit
- Formerly Dell Services
Sr. executive (Customer Support)
Hexaware Technologies Limited
01.2019 - 05.2019
- Worked as Sr
- Executive (Customer Support) email chat for 5 Months
Education
B.com - CA
Bharathiar University Arts & Science College
04.2017
Skills
- Amazon WorkSpace
- Screenings (LexisNexis, WorldCheck)
- MS Office Suite
- Advanced Excel
- Knowledge in MS Excel
- Data analysis
Accomplishments
- NSS Volunteer
Languages
Tamil
Bilingual or Proficient (C2)
English
Bilingual or Proficient (C2)
Malayalam
Upper intermediate (B2)
Kannada
Elementary (A2)
Timeline
Analyst
Momenta
01.2021 - 12.2022
Sr. executive (Customer Support)
Hexaware Technologies Limited
01.2019 - 05.2019
F&A Ops Processing Sr. Representative
NTT Data Information Processing Services Private Limited
01.2018 - 12.2019
B.com - CA
Bharathiar University Arts & Science College
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