HARISH KUMAR KARRI

Compliance and risk management professional with 10+ years in banking and financial services, specializing in AML, KYC, and Transaction Monitoring. Proven experience leading 15 member analyst teams, enhancing policies and procedures, and ensuring regulatory compliance. Recognized for driving operational excellence, audit readiness, and fraud risk mitigation. Seeking to contribute leadership and AML expertise to Coinbase’s compliance operations.

• Approved wire disbursements up to $1M, ensuring compliance with AML requirements.
• Transitioned 2 major processes from the U.S. to India, ensuring seamless operational continuity.
• Recognized with Wells Fargo Champion Award for driving compliance excellence.
• Enhanced RLM application, improving risk management.
• Delivered training sessions and exceeded performance metrics.

• Implemented the 4 Eye Principle to mitigate risk by introducing a two-level QC on critical processes, effectively identifying minute risk areas and reducing the error ratio.
• Analyzed the volume inflow of 4 queues and cross-trained team members in different processes, proactively preventing queue pile-ups.
• Designed the framework for shared mailbox usage and ensured there were no security risk instances.

• Introduced Macros and templates to enable the team to achieve targets within set deadlines.
• Optimized process efficiency by categorizing loans and distributing tasks evenly among team members, resulting in improved performance and exceeding efficiency goals.