Harish Phalke
Assistant Manager
Chitalsar Manpada
Summary
Experienced Assistant Manager with proven leadership skills, adept in team management, operations, and customer service. Strong analytical and problem- solving abilities, dedicated to achieving company goals and delivering exceptional results. Strong leader and problem-solver dedicated to streamlining operations to decrease costs and promote organizational efficiency. Uses independent decision-making skills and sound judgment to positively impact company success.
Overview
7
7
years of professional experience
5
5
years of post-secondary education
1
1
Certification
3
3
Languages
Work History
ASSISTANT MANAGER
Metropolitan Stock Exchange
Mumbai
06.2021 - Current
- Initiating & Coordinating with Depositories for disciplinary action against non- complied companies like Freezing, unfreezing, suspension & revocation etc.
- Admission of new Securities under Listed & permitted to trade category.
- Processing Further Issue application such as Preferential Issue, Bonus, Name Change, Stock split, Promoters reclassification etc.
- Preparing and circulating Corporate action details of listed companies as well as permitted to trade categories companies.
- Hands on experience of SEBI ICDR and SEBI LODR.
- Managing relationships with 250+ Companies to ensure timely payment of annual listing fees.
- Preparing and processing ROC data as per requirements
- Drafting and sending reminders to the pending ALF companies and taking action as per SEBI ALF guidelines
- Hands on experience of handling Shell companies.
- Supervised day-to-day operations to meet performance, quality and service expectations.
ASSISTANT MANAGER
Bombay Stock Exchange
Mumbai
08.2018 - 06.2021
- Managed team schedules and resolved conflicts to ensure efficient Department Functions.
- Trained new Interns of the Department.
- Maintaining and preparing of various Regulatory Reports.
- Innovation carried out in respective areas.
- Supervised day-to-day operations to meet performance, quality and service expectations.
Education
MASTER IN BUSINESS ADMINISTRATION -
Oriental Business School
Koparkhairane, Navi Mumbai 06.2016 - 08.2018
B.COM -
N.K.T.T College
Thane 01.2013 - 01.2016
Skills
Listing Compliance Documentation
- Regulatory compliance
Capital Market
ICDR, LODR
Depository Operations
AML KYC
Personal Information
- Date of Birth: 05/01/94
- Nationality: Indian
Certifications Courses
Completed Various NISM, NCFM, AML Certification, Typing certification of 40 & 50 WPM
Certification
AML KYC
Timeline
AML KYC
06-2025
ASSISTANT MANAGER
Metropolitan Stock Exchange
06.2021 - Current
ASSISTANT MANAGER
Bombay Stock Exchange
08.2018 - 06.2021
MASTER IN BUSINESS ADMINISTRATION -
Oriental Business School
06.2016 - 08.2018
B.COM -
N.K.T.T College
01.2013 - 01.2016
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