Haroon Kazi
Andheri west
Summary
To enhance my professional skills, capabilities and knowledge in an organization which recognizes the value of hard work and trusts me with responsibilities and challenges.
Skilled Transaction Monitoring Officer with demonstrated background in financial compliance and fraud detection. Specialize in identifying suspicious transactions, adhering to regulatory standards, and providing risk assessment insights. Strong ability to analyze patterns, trends, and anomalies in transaction data. Previous work impact includes improving monitoring processes and enhancing internal controls for financial integrity.
Overview
9
9
years of professional experience
Work History
Senior Associate
BNP Paribas India Solutions Private Limited
Mumbai
02.2023 - Current
- Conducted thorough transaction monitoring to ensure compliance with regulatory standards.
- Led cross-functional teams to enhance operational workflows and service delivery.
- Monitored transactions for suspicious activities using advanced analytics tools.
- Investigated alerts and escalated potential fraud cases to appropriate teams.
- Collaborated with compliance teams to ensure regulatory adherence and reporting accuracy.
- Documented findings and maintained accurate records of investigations and outcomes.
- Participated in training sessions to enhance knowledge of fraud detection techniques.
- Maintained detailed records of all investigation results and findings.
- Analyzed customer data to identify trends in fraudulent behavior.
- Collaborated with internal stakeholders to ensure all regulatory requirements were met.
- Prepared monthly reports detailing the status of ongoing investigations.
- Assisted in developing policies to improve transaction monitoring processes and efficiency.
- Participated in periodic audits conducted by external auditors or regulators.
Compliance & Risk Officer
Travelex India Pvt Ltd
09.2022 - 12.2022
- Undertake analysis of Country hits, entities, and/or names of individuals/investigation of transactions within the process instruction and by judgement assess the legitimacy of customer profile and transactions.
- To gather information from various sources for countries, entities, and/or individuals by reference to a pre-determined suite of reference material for analysis and submission or escalation for further analysis and judgement. Monitor pre-set levels and parameters related to financial transactions, identify behaviors that deviate from the norm and escalate as required.
- Make appropriate recommendation supported by robust evidence a documented rationale to Sign Off, if apparent during the review of a referral submit a Suspicious Activity Report (SAR) on NCA "National Crime Agency".
- Assist with C&R process improvements to ensure the performance of services.
- Expertise in managing complex case (L2 & L3) and pump the feedback to L1 level if need be. Conducting detailed analysis and listing the red flag indication. Put forward recommendation with finding and further review to MLRO.
- In deep and strong sense of knowledge in the domain of AML compliance flavoring subsets such as TM, Fraud Investigations, Searches and Sanctions etc.
- Identify any AML trend such as "Romance/Palming scams, Fake notes etc)
Transaction Monitoring Officer / AML Officer
Accenture
02.2020 - 09.2022
- Actioned AML alert generated in SAM (Version - 8) for various customer segment such as Retail, Business and Corporate Institutional Banking.
- Conduct thorough assessment of the AML rule, validate the KYC data points and transactional activity.
- Perform customer due diligence on the basis or risk level of the customer to the level of risk they possess before entering banking relation.
- Review and data point to assess if the customer was previously reported for any fraud activity by verifying the fraud3 and Fortent application.
- Review customer profile on fullserve.
- Analyze customer's details like name, nationality, location, email id, age, occupation, period of relationship with bank, annual income, phone number, transaction pattern, to determine any AML anomalies.
- Further reviewing the customer's profile and review period data if the transaction are genuine and matching with customer's profile then the case needs to be closed in SAM8 by writing narrative and recording appropriate decision in the system for audit trail.
- To monitor profile and investigate to find any sort of AML trend/pattern.
- Analyzing the customer profile with available alerted rules and data, if we find it suspicious or not building a proper business rationale then customer contact needs to be made or SAR needs to be filed post approval from MLRO.
- External Investigation for Sanctions risk on regulatory bodies websites like OFAC, UNSC etc. To Check if any type of Sanction been imposed on the Alerted individual or entity.
Back Office Analyst
Teleperformance
08.2018 - 01.2020
- To Monitor the Transactions activities on accounts of the customer which got alerted by the system
- Doing customer due diligence on the basis of risk level of the customer to identify the level of risk they possess before entering into banking relation.
- To call the customer for KYC Purposes
Customer service associate
Teleperformance
05.2016 - 07.2018
- To provide first call resolution
- Logitech service requests for customers
- Logging complaints
- Cross selling and provide information of products available with the banks like different types of finances and credit cards
Education
Bachelors - Commerce
Sangai International University
Skills
- Communication
- Stakeholder Management
- Problem Solving
- AML Compliance
- Listening
- Summarizing
- Risk assessment
- Suspicious activity reporting
- Transaction monitoring
- Regulatory compliance
- Time management
- Alert management
- Sanctions screening
- Multitasking Abilities
- Quarterly reviews
- Oral communication
- Report writing
Hobbies and Interests
- Workout and into fitness.
- Like to Watch and know about updates throughout the world through social media platform channels and gain information.
Languages
English
Beginner
A1
Hindi
Beginner
A1
Marathi
Beginner
A1
Timeline
Senior Associate
BNP Paribas India Solutions Private Limited
02.2023 - Current
Compliance & Risk Officer
Travelex India Pvt Ltd
09.2022 - 12.2022
Transaction Monitoring Officer / AML Officer
Accenture
02.2020 - 09.2022
Back Office Analyst
Teleperformance
08.2018 - 01.2020
Customer service associate
Teleperformance
05.2016 - 07.2018
Bachelors - Commerce
Sangai International University
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