HARSHIT TYAGI
Senior KYC Analyst
3/125 Third Floor, Park Side, Ramesh Nagar, New Delhi
Summary
Diligent Senior KYC Analyst with comprehensive background in KYC analysis and regulatory compliance. Successfully identified and mitigated potential risks, ensuring adherence to financial regulations and internal policies. Demonstrated proficiency in conducting thorough due diligence and maintaining detailed records, while leveraging analytical skills and attention to detail.
Overview
6
6
years of professional experience
6
6
years of post-secondary education
1
1
Certification
2
2
Languages
Work History
Senior Analyst
Evalueserve SEZ (Gurugram) Pvt. Ltd
Gurugram
05.2021 - Current
- Enhanced KYC compliance by conducting thorough customer due diligence and risk assessments.
- Conducted global KYB remediation for corporate clients of a leading investment firm, ensuring compliance with FATF, FinCEN, FCA, SEC, MAS, and EU AML directives. Sourced and verified data from business registries and financial regulators worldwide.
- Reviewed corporate documents (certificates of incorporation, shareholder agreements, business licenses) to validate entity legitimacy and detect shell companies.
- Performed UBO (Ultimate Beneficial Ownership) analysis, mapping complex ownership structures to mitigate financial crime risks.
- Verified Source of Funds (SoF) and Source of Wealth (SoW), identifying potential money laundering and fraud indicators.
- Conducted fraud risk assessments, detecting high-risk jurisdictions, sudden ownership changes, and unusual transactions.
- Collaborated with compliance, fraud, and risk teams to escalate red flags, suspicious transactions, and high-risk entities.
- Maintained KYC records, case documentation, and audit trails, ensuring regulatory compliance and smooth audit processes.
- Conducted EDD, PEP, sanctions, and adverse media screening using World-Check, LexisNexis, and KPMG, ensuring AML and KYC compliance.
- Researched and interpreted corporate documentation to determine business and ownership structure.
- Provided guidance and training to junior analysts, fostering a culture of continuous learning within the team.
Analyst
American Express Services India Pvt. Ltd
Gurugram
05.2019 - 06.2020
- Quality check and quality control of merchant sales applications in accordance with company policies, risk and compliance guidelines.
- KYC mapping & mapping gaps thereby reducing turnaround time for new accounts and optimizing time taken.
- Created daily reports & MIS for management review.
- Followed up with business operations team leading to real time case tracking & updates to Relationship Managers.
- Ensured superior customer experience by addressing customer concerns, demonstrating empathy and resolving problems on spot.
Education
Bachelor of Commerce -
William Carey University
05.2012 - 08.2015
Higher Secondary School - Commerce
NIOS
07.2010 - 06.2012
Secondary School -
CBSE
04.2009 - 05.2010
Skills
Enhanced due diligence
AML compliance
Customer due diligence
Data analysis
Risk Analysis
Financial crime prevention
Sanctions screening proficiency
Document review
Policy adherence
Data analysis
Microsoft Office Suit Proficiency
Quality control enhancement
Certification
SAP - FINANCE (FI)
Timeline
Senior Analyst
Evalueserve SEZ (Gurugram) Pvt. Ltd
05.2021 - Current
Analyst
American Express Services India Pvt. Ltd
05.2019 - 06.2020
SAP - FINANCE (FI)
11-2018
Bachelor of Commerce -
William Carey University
05.2012 - 08.2015
Higher Secondary School - Commerce
NIOS
07.2010 - 06.2012
Secondary School -
CBSE
04.2009 - 05.2010
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