Summary
Overview
Work History
Education
Skills
Accomplishments
Personal Information
Timeline
Generic
HEMANTH KUMAR KEELU

HEMANTH KUMAR KEELU

Compliance Analyst
Visakhapatnam

Summary

Experienced compliance analyst with a focus on quality. Skilled in tracking, documenting, and reporting requirements. Able to assess work, materials, and procedures to recommend adjustments for compliance. Over 9 years of experience bringing a motivated and energetic mindset to every project.

Overview

9
9
years of professional experience
2014
2014
years of post-secondary education
3
3
Languages

Work History

Compliance Analyst

JP Morgan Chase & Company
02.2022 - Current
  • Specialized in compliance for the APAC region, ensuring effective application of procedures and adherence to regulatory standards.
  • Handled fraud cases in collaboration with onshore teams and the MLRO, contributing to process enhancements and risk mitigation.
  • Led team tasks and managed daily performance metrics to ensure timely completion of deliverables.
  • Played a key role in the OSDS-1 project by providing APAC-specific insights and conducting product demos.
  • Developed and implemented improvement and corrective action plans to align operations with compliance and quality standards.
  • Proactively expanded technical knowledge by attending internal Alteryx training sessions.
  • Maintained up-to-date awareness of regulatory changes and internal policy updates to ensure continuous compliance.

Senior Analyst

Capgemini Business Services
11.2020 - 02.2022
  • Conducted Enhanced Due Diligence (EDD) on clients using tools such as RDC and World-Check for effective risk screening.
  • Identified and monitored suspicious activities and transactions involving individuals and entities within the bank.
  • Drafted detailed investigative narratives and coordinated with relevant parties to obtain additional information when required.
  • Assessed gathered information to determine the need for further investigation based on risk and relevance.
  • Worked collaboratively in team settings, offering support and guidance to colleagues.
  • Demonstrated strong time management, consistently meeting deadlines.
  • Adapted quickly to new tools and environments, with a strong commitment to continuous learning and improvement.
  • Effectively balanced independent work and teamwork to meet goals efficiently.
  • Streamlined project management processes, ensuring timely deliverables and enhanced client satisfaction.
  • Partnered with cross-functional teams to identify process improvements, increasing overall operational efficiency.

Regulatory Analyst

Societe Generale
01.2020 - 10.2020
  • Performed Customer Due Diligence (CDD) prior to account openings, ensuring full compliance with regulatory and internal standards.
  • Reviewed and validated tax documentation (FATCA, CRS, FBL) for clients in the AMER region, ensuring alignment with global regulatory requirements.
  • Managed FATCA tax forms (W-9/W-8 series), processing them through the MD3 tool to ensure adherence to U.S. IRS regulations.
  • Verified the legal existence of entities using public domain sources such as LEI, Bloomberg, and SEC, as well as third-party verification tools.
  • Demonstrated strong knowledge of both system-generated and manually prepared tax forms, with thorough analysis covering all areas required under U.S. FATCA and OECD CRS (Automatic Exchange of Information).
  • Supported tax reporting initiatives by working on 'Corporate Actions' and 'E-collects' in accordance with applicable tax regulations.

KYC Analyst

HSBC Electronic Data Processing India Pvt. Ltd
02.2017 - 01.2020
  • Managed Client Onboarding (COB) and handled exceptions in compliance with regulatory standards across various jurisdictions.
  • Assisted bank clients by overseeing KYC and account opening processes, ensuring alignment with governance and compliance requirements.
  • Utilized screening and risk intelligence tools such as LexisNexis, World-Check, and RDC to perform due diligence checks.
  • Conducted KYC screening in line with global policies, accurately documenting client information and risk factors.
  • Performed periodic KYC reviews based on client risk ratings using Risk Rating Matrix (RRM) and Account Activity Reviews (AAR) to detect unusual activities or changes in client circumstances.
  • Carried out Enhanced Due Diligence (EDD) for high-risk clients, including Politically Exposed Persons (PEPs) and High Net-Worth Individuals (HNWIs), with a focus on verifying Source of Funds (SoF) and Source of Wealth (SoW).
  • Reviewed and assessed cross-border transactions to ensure compliance with internal and external regulatory frameworks.

AML Executive

HSBC Electronic Data Processing India Pvt. Ltd
02.2017 - 01.2020
  • Ensured full compliance with AML laws, regulations, and internal policies, including OFAC, CIP, KYC, and customer/transaction monitoring standards.
  • Monitored transactions to verify legitimacy and assess potential risks related to Anti-Money Laundering (AML), Terrorist Financing (TF), Human Trafficking, and other financial crimes.
  • Conducted in-depth reviews and analysis of transactional data to evaluate alerts and determine if further investigation or escalation was necessary.
  • Prepared Suspicious Activity Reports (SARs) in line with regulatory guidelines and within required timeframes, ensuring comprehensive documentation and risk analysis.
  • Performed negative news and adverse media screening on new-to-bank clients during the onboarding process, making informed, risk-based decisions based on findings.

Business Process Executive

Patra India BPO Pvt Ltd.
04.2016 - 02.2017
  • Reviewed Customer Information Forms (CIF) to verify changes in customer circumstances and ensured updates were accurately reflected in relevant systems.
  • Prepared and distributed weekly and monthly performance and volume trend reports to management, highlighting team efficiency and key metrics.
  • Monitored the status of operational queues daily to ensure timely task completion and prevent any breaches of Service Level Agreements (SLAs).

Education

B.tech - E.E.E

VIGNAN’S INSTITUE OF INFORMATION AND TECHNOLOGY

Skills

effective organizational skills

Accomplishments

  • Recognized for delivering excellent productivity and helped new agents to improve process knowledge during their learning curve phase.
  • Good team player and have taken responsibility of handling team.
  • Consistent performer throughout tenure and able to set priorities and long term goals.

Personal Information

  • Date of Birth: 04/28/93
  • Gender: Male
  • Nationality: Indian

Timeline

Compliance Analyst

JP Morgan Chase & Company
02.2022 - Current

Senior Analyst

Capgemini Business Services
11.2020 - 02.2022

Regulatory Analyst

Societe Generale
01.2020 - 10.2020

KYC Analyst

HSBC Electronic Data Processing India Pvt. Ltd
02.2017 - 01.2020

AML Executive

HSBC Electronic Data Processing India Pvt. Ltd
02.2017 - 01.2020

Business Process Executive

Patra India BPO Pvt Ltd.
04.2016 - 02.2017

B.tech - E.E.E

VIGNAN’S INSTITUE OF INFORMATION AND TECHNOLOGY

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HEMANTH KUMAR KEELUCompliance Analyst