HIMANSHU CHANDOK
Faridabad
Summary
Compliance professional with 6+ years of experience in regulatory risk management and corporate governance, seeking to leverage expertise in AML, financial crime prevention, and investigative analysis to strengthen organizational integrity and ensure adherence to global compliance standards, while embracing continuous learning and innovative solutions to complex challenges.
Overview
6
6
years of professional experience
Work History
Senior Analyst
Wipro Ltd. (Blackstone COE)
Gurugram
04.2022 - Current
- Assist business partners and banking institutions in conducting comprehensive due diligence on portfolio entities, ensuring timely submission of corporate documents, and compliance with KYC requirements.
- Complete self-certification (CRS/FATCA) and IRS tax forms for portfolio entities, supporting global regulatory compliance, and mitigating tax-related risks.
- Manage Ultimate Beneficial Ownership (UBO) filings in collaboration with stakeholders, ensuring strict adherence to local regulatory obligations, and deadlines.
- Apply for Legal Entity Identifier (LEI) numbers via the London Stock Exchange to enable reportable transactions, including hedging activities.
- Create and update complex structure charts for portfolio entities, accurately depicting ownership hierarchies up to the ultimate beneficial owner.
- Led cross-border collaboration and knowledge-sharing initiatives during a strategic visit to the client's office in Luxembourg, delivering training on Withholding Tax Exemption, and driving process alignment across various teams.
- Independently lead cross-border projects by coordinating with stakeholders, gathering business requirements, and performing AML checks to strengthen compliance frameworks.
- Effectively liaise with various teams, such as finance, tax, and acquisition, to ensure a transparent information flow and accurate legal documentation.
- Focus on regulatory compliance, including a strong commitment to GDPR, and data handling practices.
- Deliver process training and knowledge-sharing sessions for new team members, enhancing operational efficiency and team capability.
Analyst
Ernst & Young (EYGDS)
Gurugram
10.2019 - 03.2022
- Conducted thorough secondary research using databases to uncover potential conflicts of interest and mitigate associated risks.
- Maintained EY’s brand integrity by identifying high-risk clients and sanctioned entities, and advising on resolution strategies prior to the acceptance of new engagements.
- Supported conflict-of-interest resolutions through effective analytical interpretation and problem-solving techniques.
- Engaged with EY’s insurance team to prepare extensive legal reports detailing restrictions and key contacts for risk management.
Education
MBA -
MRIIRS
Faridabad01-2019
B.Com -
University of Delhi
New Delhi01-2017
Class XII -
CBSE
New Delhi01-2014
Class X -
CBSE
New Delhi01-2012
Skills
- Analytical skills
- Problem solving
- Work ethic
- Risk assessment
- Due diligence
- Effective communication
- Attention to detail
- Team collaboration
- Hands-on experience with Revance and DocuSign
- Microsoft tools
Awards
- Earned multiple performance awards at Wipro, including the Extra Miles Awards during various quarters, along with the Bright Beginner Award during the initial tenure for outstanding contributions and consistent excellence
- Received the Spot Award and the Extra Miller Award at EY for outstanding contributions
- Achieved academic excellence as the batch topper in class XII and secured third rank in MBA program
Publications
A secondary research on 'Fundamental Analysis of Selected Automobile Companies in India,' Scopus-indexed, International Journal of Innovative Technology and Exploring Engineering (IJITEE)
Languages
English
Proficient (C2)
C2
Hindi
Proficient (C2)
C2
Timeline
Senior Analyst
Wipro Ltd. (Blackstone COE)
04.2022 - Current
Analyst
Ernst & Young (EYGDS)
10.2019 - 03.2022
MBA -
MRIIRS
B.Com -
University of Delhi
Class XII -
CBSE
Class X -
CBSE