Imran Khan
Hyderabad,TG
Summary
Seasoned professional with over 17 years of expertise in internal audit, risk management, internal controls, and operations management within the investment management sector. Proven track record in orchestrating process transitions, streamlining workflows, and fostering a collaborative environment that enhances productivity and innovation. Skilled in driving operations, strategy, governance, and risk management while aligning project scope with strategic business objectives. Recognized for analytical thinking, integrity, and effective communication skills, consistently delivering results through strong planning and leadership of cross-functional teams.
Overview
17
17
years of professional experience
Work History
Audit Manager (AVP) – Global Internal Audit (Markets and Security Services)
HSBC Professional Services P. Ltd.
05.2023 - Current
- As an individual contributor within Global Internal Audit team, responsible for delivering on the assigned Internal Audits within stipulated time with utmost accuracy.
- Conduct walkthroughs and testing of internal controls to identify and document control weaknesses, inefficiencies, and their potential impact on business.
- Assessed the potential risks associated with control deficiencies identified during audits, quantifying the impact and prioritizing remediation efforts based on risk severity.
- Collaborate with stakeholders to discuss audit findings, gather additional information, and develop practical recommendations for improving internal controls and mitigating identified risks.
- Key business functions covered (but not limited to) Equity Derivatives, Collateral Management, Treasury Management, Valuation Adjustments, Pricing Data Management, Client Static Data, Transfer Agency, Trustee & Fiduciary Services.
Manager – Transaction Management
State Street HCL Services P. Ltd.
03.2017 - 05.2023
- Managed over 70 FTE team, including trade settlements for Equities (APAC, EMEA, DTC & LATAM), Fixed Income (Fed & DTC), Record Posting, Trade and Position Recon (post settlements) and static data set up for global markets.
- Setting up and administering maintenance of new accounts, trade messaging (Swift/Fax) and Custodian SSIs on Omgeo Alert (EQ, FI & FX).
- Spearheading Client & Delivery Management, identifying control deficiencies and establishing process control.
- Driving initiatives and sharing best practices that would lead to adding value for clients.
- Ensuring that the KPIs/SLAs are achieved within deadlines.
- Developing skill sets of the team members by facilitating opportunities for growth and managing team performance.
- Setting up Governance and Performance Metrics; undertaking Process Re-engineering initiatives.
- Strengthening the team in Internal, External and Regulatory Audits.
Assistant Manager – IB Reference Data
Pangea3 Legal Database Systems, Pune
07.2015 - 02.2017
- Managed over 30 FTE team for Service Delivery – Digitization of Legal Agreements.
- Key MIS Reporting.
Deputy Manager – Settlements (Equity & Static Data)
State Street HCL Services P. Ltd.
07.2012 - 10.2014
- Managed over 30 FTE team for Securities Settlement in DTC & LATAM.
- Led Equity securities and Static Data set up for global markets; steered identifying failing trades and ensuring trades placed by Portfolio Managers do not fail in the market.
- Administered set up / maintenance of new accounts, trade messaging and Custodian SSIs (EQ, FI & FX).
- Steered a transition of new project around Security Pricing.
Process Leader – Settlements (Static Data)
AXA Business Services P. Ltd.
04.2008 - 06.2012
- Managed a team of 6 team members, for set up / maintenance of new accounts, trade messaging and Custodian SSIs (EQ, FI & FX).
- Previous role – Worked on corporate actions, pricing reports and reference data maintenance activities in securities and accounts.
Trader Trainee (US Market - Proprietary trading)
Trenchant Financial Technologies P. Ltd.
01.2006 - 12.2006
- Proprietary trading on US Stock Markets (NYSE & NASDAQ) on company account.
Education
Master of Commerce -
Ravishankar Shukla University
Raipur, CG01.2005
Advanced Diploma - Computers
CMC India Ltd.
01.2003
Skills
- Internal Audit
- Audit documentation
- Risk management
- Data analytics
- Stakeholder Management
- Team management
- People Management
- Transitions / Transformations
PERSONAL DETAILS
Languages Known: English, Hindi and Urdu
Accomplishments
- 2021: Automation, successfully collaborated with Internal Transformation Team to automate process of sending emails to counterparties for pre-matching
- 2021: Transitioned the business of 8 new clients and streamlined existing clients process during the career phase
- 2020: SOP Standardization Project; led the project to standardize the SOP across teams with the vertical
- 2014: System Migration Project, migrated workflow from client’s one platform to another in collaboration with IT Team
- 2013: Played a key role in design and implementation of Workflow Tracking Tool in excel to improvise quality, workflow management and mitigate risk
Timeline
Audit Manager (AVP) – Global Internal Audit (Markets and Security Services)
HSBC Professional Services P. Ltd.
05.2023 - Current
Manager – Transaction Management
State Street HCL Services P. Ltd.
03.2017 - 05.2023
Assistant Manager – IB Reference Data
Pangea3 Legal Database Systems, Pune
07.2015 - 02.2017
Deputy Manager – Settlements (Equity & Static Data)
State Street HCL Services P. Ltd.
07.2012 - 10.2014
Process Leader – Settlements (Static Data)
AXA Business Services P. Ltd.
04.2008 - 06.2012
Trader Trainee (US Market - Proprietary trading)
Trenchant Financial Technologies P. Ltd.
01.2006 - 12.2006
Advanced Diploma - Computers
CMC India Ltd.
Master of Commerce -
Ravishankar Shukla University
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