Intiaz Shaik
Hyderabad
Summary
Compliance professional with over 15 years of rich experience in Anti Money Laundering, Name Screening, Auditing, Due Diligence and Quality Assurance. Strong knowledge of Anti Money Laundering and examination of financial fraudulent activities. Well versed with international regulatory requirements and advisory bodies, quality standards, banking procedures and financial forensic services. Understanding regulatory needs and best practices followed in the industry to match the same with clients.
Established & led teams effectively and actively supported team culture. Ability to create & maintain a culture of shared ownership, shared responsibility & success, recognizing & rewarding behaviors that support teamwork and compliance accountability across the lines of business.
Strong analytical & organizational abilities with proficiency in formulating & preparing scope of risk assessments and audits, relevant plans and reports with recommendations & suggestions for improvement in internal control systems.
Overview
20
20
years of professional experience
3
3
Languages
Work History
AVP-Compliance Risk
Wells Fargo
03.2024 - Current
- Initiating the creation of a global repository for regulatory frameworks and overseeing findings, delivering informed recommendations to management. Collaborating closely with leaders from various stakeholder groups to ensure effective implementation and utilization of the repository.
- Analyzed data to identify areas of improvement, implementing changes that resulted in greater operational efficiency.
- Successfully managed change within the organization, ensuring smooth transitions during periods of restructuring or process improvements.
- Established policies and procedures that improved operational efficiency within the organization.
- Maintained compliance with industry regulations by implementing risk mitigation measures and maintaining accurate documentation.
Due Diligence Associate Manager
Wells Fargo
07.2021 - 03.2024
- Supervise a Team who work on Sanctions Screening alerts and provide feedback on performance.
- Ensure the TMs are following methods and procedures to ensure effective due diligence.
- Responsible for coaching, Mentoring, performance management and act as bridge between the team in India, stake holders and QC team.
- Make daily supervisory decisions and resolve issues related to team management and pipeline management under direction of the process management.
- Set and enforced policies focused on increasing team productivity and strengthening operational efficiency.
- Provide feedback to the team members on quality issues and get them rectified, have weekly calibrations within the team on opportunities.
- Oversee a moderate degree of complexity and risk to determine appropriateness of processes to ensure timely completion, quality and compliance and Mitigate risk through due diligence process.
- Follow up with different stake holders in state side to complete cases before deadlines and by resolving issues faced during the process.
AML Executive/Assistant Manager
HSBC
07.2007 - 06.2021
- Possess expert level of product knowledge, becoming go-to person for AML investigations and technical concerns.
- Supervised team of 10-15 employees and provided feedback on performance.
- Submitted reports to senior management to aid in business decision-making and planning.
- Monitored employee performance and developed improvement plans.
- Assessed workloads to meet seasonal fluctuation needs.
- Advanced to key holder and assistant manager-in-charge in manager's absence.
- Trained team members in successful strategies to meet operational targets.
- Supported staff development and goal attainment by focusing on skill development and job satisfaction.
- Handled team in the largest department/ process and equipped to comply with company policies and procedures.
- Maintained positive customer relationships by responding quickly to stakeholder inquiries and MI requirements.
- Additional/ Sub Roles: Transaction and Name Screening processing executive: AML Subject Matter Expert - Transaction Monitoring & Name Screening | Security Compliance & Data Matching | Quality Audit.
Branch Manager
India Infoline Limited
11.2004 - 07.2007
- Company Overview: Stock Broking Organization
Education
PGDBM - Business Management
Alagappa University
Bachelor of Commerce - undefined
Andhra University
Skills
- Transaction Monitoring
- Financial Crime Investigations
- Risk assessment procedures
- Data collection and analysis
- Sanctions Compliance
- Operations management
- Staff Management
- Cost Control
- Service focused
- Process Migration
Additionalinformation - Honorsawards
- Super Star Awards
- Top Performer Awards
- Business Services Employee | FCC Operations Team leader | 2018
Timeline
AVP-Compliance Risk
Wells Fargo
03.2024 - Current
Due Diligence Associate Manager
Wells Fargo
07.2021 - 03.2024
AML Executive/Assistant Manager
HSBC
07.2007 - 06.2021
Branch Manager
India Infoline Limited
11.2004 - 07.2007
Bachelor of Commerce - undefined
Andhra University
PGDBM - Business Management
Alagappa University
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