Syed Irfan Rizvi

Working with Client JPMC as Assets servicing Process.

• Preparing Claim Template and claim letter for fail receivable trades
• Follow up with Counterparties for Outstanding fail receivable on daily basis.
• Once fund received allocate to proper account to clear open items breaks.
• Doing various Jems adjustment to allocate fund received from Counterparties.
• Liaise with Counter party for Outstanding claim letter/Template for payment due and also escalated if not received responses after 3 successfully chaser.
• Research on various Open Item receivable and payable to clear breaks on time.
• Preparing and updating fail tracker for new claim added/modified and clear on timely basis.
• Attending weekly /Daily calls with management to provide timely update on claims status.
• Closure of outstanding claims once payment received via SPO,Wire, or direct credited to client account.
• Successfully prepared SOPS for any updating into process.
• Using Mainframe system to clear breaks checking realtime position's funds securities descriptions.
• Successfully completed UAT Migration from manual claim template to automation.

• On payroll of Persokelly pvt ltd, Trade and Transaction Reporting process, responsible for supporting TTRO control function for Trade and Transaction reporting, focusing on MIFID and other European and US regulations
• Created spreadsheets using Microsoft Excel for daily, weekly and monthly reporting
• Ensure team execute reporting requirement and regulatory changes would be part of daily responsibilities
• Onboarded new temps by entering employee information into systems
• Various MI creation and distribution capturing Trade reporting and timeliness and accuracy
• Ensure team raise JIRA's accurately and promptly to facilitate efficient issue management Be aware of all JIRA's within remit in order to update Governance and compliance team accordingly
• Preparing various report like FIRD SMIC Data Volume Monitoring etc
• Be aware of high priority items and work with global colleagues to Prioritize Jira's resolution
• Ensure team to track and action from various project and meetings.

• Fixed income post settlements process}, Equities & Fixed Income settlements - Fails management:
• Back office and calls operations related to fixed
• Software
• Tally ERP
• MS OFFICE
• JIRA
• Excellent
• Excellent
• Very Good income settlements for the failing trades
• Fails Management- Repo /cash trades collateral trades
• Handling entire settlements issues of fixed income (repo/reverse repo/cash trades/SBB /BSB/collaterals) for ICSD
• Liaise with traders directly via email or phone to cover any short position
• Liaise counterparties on failing receipts
• Realign bonds from the other depot to required depot
• Managing inbox which receive various queries from front desk, MO, Sale support, Counterparties Offer partials settlements to counterparty as per holdings
• Offering pair off and partial pair off to counterparty
• Rejsets Report – Settle trade manually in the system for those has settled in the real world, which were instructed manually
• Funding reports (4 times as per cycle of Clear stream)
• Bilateral cancellations reports and email to counterparty for the action
• CANR report – to be prepared and reinstruct or cancel the trade accordingly and inform the counterparty accordingly
• Borrows and borrow returns
• Borrowing from the market on to satisfy the critical deliveries
• Cancelation of borrow which did not settle Borrow returns to the market and keep posted the traders on the returns to be cover, if short Managing the position for premium client on SD-1 Preparing consolidate borrow report for all the depositaries and calculating the fees and send over to trading desk
• New Issuance settlements – Only equities Very sensitive and critical settlement which carries more of reputation of the firm and has zero tolerance for fails
• Liaising with new issuance team for the update of any pending issuance and keeping counterparty update on it proactively
• Advising for mark up and mark down as per the, requirement
• Checking with middle office to check on IPA and term sheet
• Depot management
• Managing positions of US, MX XS, ES ISIN from Domestic to CEDEL & EC accounts and vice versa Re aligning bonds from one depot to the required depot
• Realign bonds on FO & MO request for VD today and future VD
• Reducing MTA to clear bad positions Reporting in the process 50 million fails report goes out to trading desk Short of collateral or money report goes out to cash funding desk
• Funding report for trades which have day lights Emerging market fails report
• Special client fails report
• Trade claims for factor amended trades post settlements
• Consolidated borrow fees report Borrow returns report
• Asian SG VD-1 report to know fails.

• Kuwait leading Exchange Company which deals end to end wire transfer, exchange of currencies and provide DHL service to all countries
• Solving Customer grievances for amendments ,stop payments, refund of payments, processing TT inward payment ,western union payment (send/receive) western union amendment and earth port transitions
• Monitoring cashier position of all the currencies on daily basis and liaising with treasury team to maintain sufficient balance in the branch Purchase/Sale of all the different foreign currencies from/to customers and handle complex remittance transaction
• Issuing physical draft for different countries Responsible for K-net transactions reconciliation on daily basis
• Responsible for generation end to end report and ensuring zero balance of sundry account, Liaising with Forex team special rates for high-net-worth customer
• Handling company transactions with strict adherence of compliance policies of the company
• Responsible for proper documentation of new company registration and adherence to KYC norms for individual customers
• Responsible for distribution of petty cash to all other staff in branch
• Responsible to receive all other staff cash bulk end of the day.

• Preparing A/c statement of all telephone bills Follow-ups for TDS Certificate
• Updating sales register on daily basis
• Updating outstanding payments in excel sheet Preparing bank reconciliation statement Preparing bills for the vendors
• Responsible for all Sales Purchase entry in books of account
• Make Inbounds and outbound calls for outstanding payments
• Update and filled GST on monthly basis Closure of accounts
• Other Responsibilities & achievements
• Assisting in maintaining Monthly closing of books of accounts
• Assisting in Maintaining yearly closing of books of accounts.

• State Street Syntel is a leading KPO which provides end to end online trading for USA Cash Management Activities:
• Payments for Capital Calls, Expenses and other fees by sending various checks
• Ensuring at the end of day, 100% of the cash balance is investment in liquid stock
• Booking all the cash activities to accounting Weekly Accounting Activities:
• Research on Income and Dividend
• Research on Failed Trades
• Update interest rates for securities with variable interest rates
• Reconcile security position between Custody & Accounting
• Monthly Accounting Activities (Closure of Fund): Price all the securities
• IM Reconciliation
• Audit the fund balances
• (Calculation monthly NAV)
• Closure of Funds on deadline.