JALPA THAKKAR
Kandivali West
Summary
To attain the highest level of professional excellence in the challenging and dynamic environment, while stimulating growth and adding value to the organization that I represent and serves.
Overview
16
16
years of professional experience
1
1
Certification
Work History
Senior Associate
SS&C GlobeOp Financial Services
10.2021 - Current
- Performing Cash, Position and Trade Reconciliation between client and prime broker for products like Equities, Options, Bonds
- Matching trade economics between SSNC and prime brokers/counterparty data and ensuring trades are properly flown into system
- Ensuring all the breaks are properly investigated and precise comments are updated on the rec so that client is well aware about the root cause of break
- Ensuring Daily and Month End recs are completed before SLA and required queries are raised to counterparties well in advance
- Preparing daily MIS with regards to status of outstanding breaks and necessary steps initiated for resolution
- Processing monthly options expiration
- Ensuring there is proper communication to the client with regards to responses received from counterparties on outstanding breaks
- Reviewing all the booking related to corporate actions thoroughly
- Monitoring Trade uploads and amending failed trades in system as per client
- Liaising with Pricing team with regards to accurate valuations and FA with regards to any PNL or NAV related queries
- Reviewing the bookings of Monthly Interest, Fees and charges reported by prime broker
- Working on Year end Audit and ensuring that all Auditor's queries and requirements are resolved with accuracy and timeliness
- Attending client/counterparty calls on daily basis in order to understand their requirements and helping to get the resolution on outstanding breaks at earliest
- Participating in various on boarding clients on operations platform from start to end i.e
- From Testing, attending client calls, checking whether all the necessary set ups are done for new clients in our various applications and systems in a timely manner
Senior Associate
State Street Syntel Services Pvt.Ltd
12.2013 - 09.2021
- Processing the Corporate actions in client Portfolio
- Giving effects of Corporate actions taken place for eligible clients
- Confirming Corporate actions from Bloomberg
- Solving the shares discrepancies
- Working for cash exceptions generated between Custody and accounting
- Solving the client, custody and accounting queries by mails and logs
- Daily checking of pending events updated in markets or not via different source
- Daily reporting in MIS
- Providing On-Job training to Juniors with regards to different Corporate actions and how those are processed in system
- Resolving queries raised by counterparts with regards to net effect of Corporate actions processed in client portfolio
- Reporting movement in NAV of the portfolio due to voluntary and non-voluntary corporate action effect to the clients
- Take the necessary action on open trades in client portfolio after liaising with Fund Accounting team
- Reconciliation of Shares and Cash as per Custody
- Liaising with the pricing team for pricing the security post corporate action processing
- Resolving the pricing related breaks and queries in co-ordination with pricing/valuations team
Dealer
Anand Rathi securities ltd
11.2011 - 06.2012
- Trading in Equities and Derivatives on behalf of clients
- Trading in Equities, Futures and Options on behalf of clients
- Looking after Payin and Pay out of the clients
- Looking after accounts of the clients (Debit & Credit)
- Reading daily and weekly reports and advising the clients as per the same
- Tracking daily Open Interest and Volatility of Index Futures and Options and Equities
- Assisting and Managing the positions after consideration of risks in the portfolio with the help of various derivative factors like Delta,Gamma,Theta,Vega etc
Dealer
India Advantage securities ltd
04.2009 - 05.2010
- Acquiring Clients in Commodity /Equity
- To interact with the clients and to place the orders
- To punch the orders on behalf of clients
- Client relationship management
- Servicing and Advisory for Commodity & equity
- Tracking the markets as per the moving average method, Open Interest and Volumes at the different strike prices of underlying futures
- Deciding and implementing various Derivative strategies as per the requirement in client portfolio
- Handling all communications with both the exchanges
Education
Certified Investment Banking Operations Professional -
Imarticus
02.2025
Graduation -
Mumbai University
03.2013
Skills
- Accounting Knowledge
- Knowledge in MS Word
- Knowledge in MS Excel
- Knowledge in MS PowerPoint
- Skillfully navigate Internet as the research tool
Certification
- Cleared BCFM Exam for Derivatives Market
- Received Performance Converge award for best performance in team
- Received Titan of the month award
Languages
- English
- Hindi
- Gujarati
- Marathi
Personal Information
- Date of Birth: 18/10/1988
- Nationality: Indian
Timeline
Senior Associate
SS&C GlobeOp Financial Services
10.2021 - Current
Senior Associate
State Street Syntel Services Pvt.Ltd
12.2013 - 09.2021
Dealer
Anand Rathi securities ltd
11.2011 - 06.2012
Dealer
India Advantage securities ltd
04.2009 - 05.2010
Certified Investment Banking Operations Professional -
Imarticus
Graduation -
Mumbai University
Similar Profiles
Anish SalianAnish Salian
Associate Manager Transfer Agency(IS) at SS&C GlobeOp Financial servicesAssociate Manager Transfer Agency(IS) at SS&C GlobeOp Financial services
Ayush AgarwalAyush Agarwal
Associate Trainee at SS&C Globeop Financial ServicesAssociate Trainee at SS&C Globeop Financial Services
MAYUR PATILMAYUR PATIL
INVESMENT BANKING OPERATION - SENIOR ASSOCIATE at SS&C GlobeOp Financial Services India Pvt. LtdINVESMENT BANKING OPERATION - SENIOR ASSOCIATE at SS&C GlobeOp Financial Services India Pvt. Ltd