Jasvinder Singh
Audit Senior Manager
Summary
Dynamic Audit Senior Manager with extensive experience at KPMG, specializing in risk assessment and client relationship management. Proven track record in enhancing audit methodologies and improving internal controls, resulting in increased client satisfaction. Adept at leading teams and delivering high-quality reports, fostering strong client partnerships while ensuring compliance with government auditing standards.
Work History
Audit Manager
KPMG
- Facilitated internal audits and prepared detailed reports on findings.
- Improved client relations by maintaining open lines of communication and addressing concerns promptly.
- Managed a team of auditors, ensuring accurate and timely completion of audit projects.
- Provided valuable insights to senior management on potential business risks identified during audits.
- Evaluated effectiveness of internal controls by testing key controls across various business units within the organization.
- Consistently met deadlines for audit reports, helping maintain company reputation for reliability and professionalism.
- Implemented risk-based auditing strategies, resulting in better identification of potential issues.
- Conducted regular training sessions for audit staff, increasing their knowledge and skillset in the field.
- Interacted with internal staff and clients to improve operational knowledge of relevant tax issues and business implications.
- Mentored junior auditors, aiding in their professional development and fostering a positive work environment.
- Analyzed complex client problems and generated targeted solutions that resolved outstanding issues while enhancing client business positions.
- Conducted strategic and technical reviews to verify compliance with quality control standards, schedule constraints and budget parameters.
Audit Assistant Manager
KPMG
- Collaborated with cross-functional teams to ensure seamless communication and coordinated efforts during audits.
- Reduced audit completion time with thorough planning and effective resource allocation.
- Implemented best practices in auditing techniques, staying current on industry trends and developments.
- Optimized utilization of resources, establishing schedules that allowed for efficient completion of multiple concurrent audits.
- Streamlined communication between departments by establishing clear channels for sharing pertinent information related to ongoing audits.
- Upheld a strong ethical stance in all aspects of work, consistently adhering to professional standards and guidelines set forth by relevant governing bodies.
- Delivered high-quality reports that effectively communicated findings and recommendations to clients and stakeholders.
- Evaluated internal controls across various business units, identifying weaknesses that could lead to financial misstatements or fraud.
- Proactively addressed potential issues before they escalated into larger problems, implementing corrective actions when necessary for continued progress toward objectives.
- Developed strong relationships with clients, fostering trust and open communication throughout the audit process.
- Facilitated timely resolution of discrepancies by working closely with clients to address concerns and provide clarification on audit findings.
- Managed high-performing audit teams, providing mentorship and guidance to junior staff members.
- Ensured compliance with regulatory requirements through meticulous attention to detail in audit documentation.
- Improved client satisfaction by providing tailored recommendations for internal control improvements.
- Supported successful completion of external audits by collaborating with external auditors and sharing relevant information as needed.
- Continuously improved audit methodologies, incorporating feedback from team members and clients to enhance overall effectiveness.
Senior
KPMG
- Self-motivated, with a strong sense of personal responsibility.
- Excellent communication skills, both verbal and written.
- Proven ability to learn quickly and adapt to new situations.
- Skilled at working independently and collaboratively in a team environment.
- Worked well in a team setting, providing support and guidance.
- Passionate about learning and committed to continual improvement.
- Managed time efficiently in order to complete all tasks within deadlines.
- Assisted with day-to-day operations, working efficiently and productively with all team members.
- Worked effectively in fast-paced environments.
- Worked flexible hours across night, weekend, and holiday shifts.
- Demonstrated respect, friendliness and willingness to help wherever needed.
- Strengthened communication skills through regular interactions with others.
- Paid attention to detail while completing assignments.
- Adaptable and proficient in learning new concepts quickly and efficiently.
Audit Senior Manager
KPMG
04.2023 - Current
- Client Relationship Management:
Build and maintain strong relationships with clients in the asset management industry, including investment firms, mutual funds, hedge funds, and private equity.
Act as the primary point of contact for clients, addressing their concerns and ensuring the audit process runs smoothly. - Audit Planning and Execution:
Lead the audit team in planning and executing audits for asset management clients.
Oversee the completion of audit work and ensure that the audits are completed in accordance with relevant auditing standards, regulations, and firm policies.
Manage the audit process from planning through to finalization, ensuring timely completion of audits and compliance with deadlines. - Financial Reporting and Compliance:
Review financial statements and ensure compliance with IFRS, US GAAP, and industry-specific regulations (e.g., IASrules, AICPA standards).
Identify areas of risk and provide recommendations to improve clients' internal controls and accounting processes.
Ensure the asset management client's financial reports reflect true and fair values. - Risk Management and Quality Control:
Identify and evaluate financial and operational risks within the client's business operations.
Provide insight into risk mitigation strategies to improve the client's internal controls, accounting processes, and regulatory compliance.
Ensure all audit work complies with the firm's quality standards and regulatory requirements. - Team Leadership and Development:
Supervise and mentor junior audit staff, including Audit Associates and Managers, providing guidance on technical matters and developing their skills.
Review the work of junior staff, providing feedback and ensuring their development.
Manage the performance and development of the audit team, helping them grow in their roles. - Client Advisory and Strategy:
Act as a trusted advisor to clients by providing insights on industry trends, best practices, and regulatory updates that could impact their operations.
Advise on financial and operational strategies, including tax planning, investment strategies, and portfolio management practices. - Billing and Budgeting:
Manage audit budgets, monitor time and resources, and ensure the project is completed within budget.
Provide accurate and timely billing for services rendered, working with client finance teams to resolve discrepancies. - Regulatory Compliance and Reporting:
Stay up to date with relevant regulations and accounting standards that impact the asset management industry, such as IFRS, UK GAAP, and local regulatory bodies (e.g., SEC, FCA).
Ensure client audits meet regulatory and compliance requirements, including SEC filings, Form ADV, and other industry-specific reporting. - Business Development:
Identify opportunities to expand services within existing client relationships.
Support the firm’s business development efforts by identifying new business opportunities in the asset management sector.
Education
Chartered Accountant - Accounting And Auditing
01.2017
B.com(honours) -
07.2009
Skills
Government Auditing Standards
Annual Audit Plans
Investment Management
Risk Assessment
Investment Auditing
Audit management
Risk management
Client relationship management
Timeline
Audit Senior Manager - KPMG
04.2023 - Current
Audit Manager - KPMG
Audit Assistant Manager - KPMG
Senior - KPMG
ACCA - Chartered Accountant , Accounting And Auditing
G.H.P.S - B.com(honours),