JAYDEEP KUMAR MISHRA
Mumbai
Summary
Compliance manager with extensive experience in FATCA and CRS compliance at SS&C GlobeOp. Drove operational efficiency through successful automation initiatives. Proficient in data analysis and client management, fostering a culture of continuous improvement in regulatory reporting.
Overview
8
8
years of professional experience
Work History
Manager - Regulatory & Analytics Solutions (AEOIS)
SS&C GlobeOp
Mumbai
06.2022 - Current
- Enhanced investor due diligence compliance using AML/KYC documentation for FATCA/CRS reporting.
- Conducted thorough reviews of client files for tax information per established checklist procedures.
- Planned migration to automated FATCA and CRS due diligence and reporting solutions.
- Validated client documents for accuracy and completeness against existing records.
- Collaborated closely with assigned clients to ensure smooth communication and resolution of issues.
- Led implementation and training of FATCA/CRS procedures across teams.
- Served as primary contact for problem-solving, escalating issues as necessary.
- Fostered a culture of continuous improvement, leading to increased operational capacity.
Manager - Compliance & Regulatory
ICICI Bank Limited
Mumbai
01.2019 - 05.2022
- Ensured compliance with FATCA and CRS reporting requirements through effective monitoring.
- Evaluated FATCA/CRS processes via compliance assessments to identify improvements.
- Developed training content and resources for overseas teams on KYC and AML regulations.
- Managed day-to-day queries related to liability accounts, providing timely solutions.
- Updated FATCA/CRS chatbot and OECD TIN list quarterly to reflect regulatory changes.
- Extended FATCA/CRS automation initiatives to subsidiaries and branches for efficiency.
- Prepared standard operating procedures for operations regarding FATCA and CRS.
- Established internal strategies, systems, and controls to reinforce compliance processes.
Operation Manager
Alankit Limited
Mumbai
07.2017 - 01.2019
- Drove TIN operations, managing hiring and training of new and existing employees.
- Planned and directed work assignments to optimize team productivity.
- Enhanced operational procedures by upgrading software for improved efficiency.
- Monitored compliance and addressed grievances with franchisees and branches.
- Engaged with Nodal officers on NJRS Project to ensure seamless operations.
- Analyzed performance across all branches, implementing online payment systems to minimize outstanding balances.
- Organized nationwide employee training through various mediums for Digitization Module in PAN acceptance.
- Introduced POS devices for real-time payment acceptance at regional and zonal branches.
Operation Manager
Craton Innovation Pvt Ltd
Mumbai
12.2016 - 06.2017
- Secured competitive pricing and timely delivery of materials for production.
- Ensured on-time manufacturing and supply chain efficiency from third-party manufacturers.
- Conducted market surveys to analyze market share and support strategic planning.
- Managed online projects from inception to completion by defining scope, creating detailed plans, and assigning tasks.
- Provided recommendations for report revisions and assisted with development of new reporting tools as necessary.
Education
M.M.S/M.B. A - Operations
Thakur Inst. of Mgmt. Studies & Research
Mumbai01.2016
Bachelors in Science - Information Technology
R.D. National College
Mumbai01.2014
Skills
- FATCA and CRS compliance
- K-1 and 1042-S reporting
- W-9, W-8, and self-certification
- Windows operating system
- Financial software proficiency
- Microsoft Office Suite
- IT hardware expertise
- Operational efficiency
- Regulatory compliance
- Data analysis
- Process automation
- Client management
- AML and KYC procedures
- Report generation
- Problem solving
- Team leadership
- Continuous improvement
Timeline
Manager - Regulatory & Analytics Solutions (AEOIS)
SS&C GlobeOp
06.2022 - Current
Manager - Compliance & Regulatory
ICICI Bank Limited
01.2019 - 05.2022
Operation Manager
Alankit Limited
07.2017 - 01.2019
Operation Manager
Craton Innovation Pvt Ltd
12.2016 - 06.2017
M.M.S/M.B. A - Operations
Thakur Inst. of Mgmt. Studies & Research
Bachelors in Science - Information Technology
R.D. National College
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