JEEVAN SOJI
Bangalore
Summary
Practical and competent KYC Analyst with One year of experience providing risk assessment with firm's regulatory and statutory obligations. Thorough knowledge of Customer Identification Procedure (CIP) requirements. Detail-oriented professional with high-level proficiency to streamline communication.
Overview
1
1
year of professional experience
Work History
KYC Analyst
HSBC Global Banking And Markets
Bangalore
04.2023 - 07.2024
- Working on end to end KYC due diligence on global entities including global and local region policies (Master group parents, subsidiaries as well as branch entities)
- Experience in due diligence allocation, such as CDD and EDD, for onboarding and recertification of customers by reviewing the nature of the client's business.
- Perform due diligence of new and existing clients, covering a wide range of different client types, including listed and regulated, small/medium/large private, and CB and CIB clients.
- Obtain and verify the client record with public search and RM Assessment.
- Obtaining approvals from CSRA team for customer who is having relationship with Sensitive Sanction Countries
- Reviewing clients' constitutional documents like AOA, MOA, registration documents, trust deeds, partnership deeds.
- Experience in performing research using available public sources and BIS sources like Avox, Bank check, and Orbis.
- Managed a high volume of client data, maintaining strict confidentiality and adhering to internal policies for information handling.
- Handled special category clients, especially on PEP, Sanction, and Casinos.
- Identified potential risks and red flags through comprehensive customer risk assessments, mitigating potential financial losses.
- Determined customer risk ratings based on analysis and research findings.
- Identifying and verifying the clients, board of directors, and signatories as per submitted ID proofs and address proofs.
- Having knowledge of sensitive sanctioned countries, sixth filter countries, correspondent banking relationships for the clients based on policy requirements.
- Finding ultimate beneficial owners by unwrapping/drill down as per clients' risk rating.
- Provided training to new team members on KYC procedures, resulting in increased productivity and effectiveness.
Education
Bachelor of commerce -
New Shores International College
01.2021
12th Commerce -
New Shores International College
01.2018
Skills
- Client record verification
- Public search
- Identification and verification
- Reviewing constitutional documents
- Confidentiality
- Critical thinking
- Risk assessment
- KYC process alignment
- Training and development
- Microsoft Office
Accomplishments
- Received Spot Award and Rising Star from HSBC in recognition of achievements and dedicated effort.
- Recognized by the management for effectively processing the cases.
Personal Information
- Date of Birth: 10/20/98
- Nationality: Indian
- Marital Status: Single
Languages
- English
- Malayalam
- Kannada
- Tamil
Timeline
KYC Analyst
HSBC Global Banking And Markets
04.2023 - 07.2024
Bachelor of commerce -
New Shores International College
12th Commerce -
New Shores International College
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