Senior Executive with extensive experience in Risk Management services, managed end to end RMS processes, ensuring compliance with timely requirements and resolution. Coordinated cross functional team to enhance operational efficiencies while conducting system analysis to identify technical issue. Proficient with various softwares applications, contributing to effective trade management and client service delivery.
Overview
5
5
years of professional experience
4
4
Certification
Work History
Senior Executive - RMS
Mintcap Brokers Pvt Ltd
Bengaluru
09.2025 - Current
Handling work related to the Risk & Ops team.
Completing manual billing for both the Cash and Derivatives segments.
Cross-verification of stock pay-in and payout.
Sending the net fund obligation and the necessary files related to trades to the accounts and risk team.
Prepared detailed reports and presentations for senior management review sessions.
Senior Executive - RMS
Wealthyin Broking Pvt Ltd
01.2024 - 09.2025
Handling RMS process from BOD till EOD
Generation of client Limits, Client holdings, BTST Holdings under BOD process
Cross verification of IPO listing and avg price & Rights Issues etc
Handling Margin & Short allocation to exchange
Timely square-off of MTM breach and Margin shortfall positions
Manual bill completion of cash & Derivatives segments
Familiar with software's like Kambala terminal, Tech Excel & freshdesk
Coordinated cross functional team to streamline process
Conducted temely system testing to identify inefficiencies
Senior Executive - RMS
Alice Blue Financial Services Pvt Ltd
01.2022 - 01.2024
Worked on all the segments NSE, BSE, CDS, BCD, MCX, NFO & BFO.
Worked on all risk related process as a senior executive
Preparation & Setup of the trading systems, clients margin, exposures for smooth operational beginning
Exchange reporting related to clients Margin, MTF Funding, Mutual Fund billing, MCX segment shortfall reporting etc.
Timely Margin & MTM shortfall square-off
Handled all the billing process and issue relates to trade billings
Timely CUSPA square-off and Pledge stock release from clients
Demat for non fulfillment of Margins
Allocation & Deallocation of clients funds to exchange and Pro account allocation based on requirement EOD based deficit margin and short allocation to ICCL and MCXCCL
Familiar with software like Omnesys Nest, Kambala, TechExcel back office
Attended mock testing conducted by exchanges for software testing and application testing
Scrip basket creation for providing exposure for stocks in NSE & BSE segments Handling MTF related process and P/L adjustments
Team Leader - RMS
Alice Blue Financial Services Pvt Ltd
01.2019 - 01.2021
Led and managed a team handling both voice and nonvoice processes
Conducted trainings for new team members and process brushing for team members
Handling portals such as Freshdesk, TechExcel, Omnesys Nest & Doocti
Handling calls on Payin & Punching Payouts on Client behalf
Handling order placing calls on dealing desk on behalf of client
SOP preparation for new employees
Handling escalation calls from fellow employees
Cross functional trainings and meetings participation
Education
Bachelor's of Engineering - Mechanical
East West College of Engineering
01.2019
Class 12 - Science
Kendriya Vidyalaya AF
01.2015
Skills
Strong organizational and time management skills
Exceptional communication and interpersonal skills
Ability to work independently and as part of a team
Detail-oriented and able to handle multiple tasks simultaneously
Experience in operations management & service delivery management