Jitendra Purohit
Sr. Risk And Compliance Analyst
BENGALURU
Summary
Results-driven IT professional with over 13 years of total experience in the IT industry, including 5 years of dedicated expertise in ITGC (Information Technology General Controls) SOX testing. Currently specializing in IT audits for Pharmaceutical clients at Accenture , ensuring rigorous compliance within highly regulated environments. Proven track record of successfully mitigating risks by identifying control weaknesses and implementing effective remediation measures. Adept at collaborating with cross-functional teams and external auditors to deliver high-quality results and contribute to organizational success.
Overview
14
14
years of professional experience
1
1
Certification
Work History
Senior Risk and Compliance Analyst
Accenture
12.2022 - Current
- Pharmaceutical Audit Focus: Lead and execute ITGC SOX testing for a global Pharmaceutical client, focusing on risk assessment and control design evaluation.
- Develop and maintain comprehensive test plans and control matrices to ensure the complete and accurate testing of ITGC controls.
- Conduct walkthrough and interviews with process owners to understand business processes, systems, and control environment.
- Execute test procedures to evaluate the effectiveness of IT general controls, including access controls, change management, and IT operations.
- Identify control weaknesses and deficiencies, document findings, and provide actionable recommendations for remediation.
- Collaborate with process owners and external auditors to address control deficiencies and implement corrective actions.
- Manage and supervise a team of junior testers, providing guidance and support throughout the testing process.
- Utilize technical toolsets including Git/GitHub, Qualys, SonarQube, Blackduck, Threadfix, and AWS services.
Senior Quality Assurance Analyst
Wells Fargo
02.2021 - 12.2022
- Conducted ITGC SOX testing for a multinational organization, focusing on control testing in areas such as user access management, IT operations, and change management.
- Executed test procedures and documented results, ensuring adherence to testing standards and timelines.
- Assisted in identifying control gaps and recommended improvements to enhance control environment and compliance.
- Collaborated with internal and external auditors during the audit process, providing necessary documentation and support.
- Assisted in the development and enhancement of testing methodologies, tools, and templates.
- Participated in control self-assessment activities, facilitating control owners' understanding of their responsibilities.
Information Security Analyst
Wells Fargo
07.2017 - 01.2021
- Provisioned access for users in Active Directory through a ticketing tool.
- Managed end-to-end user lifecycle including on/off-boarding and "Day 1" access processes.
- Worked on privileged access reports and monitored privileged access daily.
- Identified and analyzed potential 'segregation of duties' (SoD) conflicts.
- Reviewed periodic reconciliations of access privileges to critical applications and timely revocation for terminated employees.
Financial Analyst
Wells Fargo
08.2012 - 06.2017
- Performed complete audits of income calculations and loan documentation reviews.
- Led a group of new analysts by providing training, mentoring, and process understanding.
- Conducted quality reviews and ensured team members adhered to compliance standards.
- Performed deep-dive analysis of loan files: Paystubs, W2s, Form 1040, and tax documents.
- Escalated discrepancies, identified risks, and ensured issues were resolved promptly.
- Coordinated with clients to clarify document mismatches and resolve queries.
- Managed team-level documentation, reports, and quality dashboards.
Education
MBA - Finance & Marketing
Sathyabama University
Chennai, India 04.2001 -
Skills
ITGC SOX Testing
Control Design Evaluation and Control Testing
Audit Support
Anti-money laundering
GitHub
Scanning Tools
DevOps
Certification
ITIL V3 Foundation
Timeline
Senior Risk and Compliance Analyst
Accenture
12.2022 - Current
Senior Quality Assurance Analyst
Wells Fargo
02.2021 - 12.2022
Information Security Analyst
Wells Fargo
07.2017 - 01.2021
Financial Analyst
Wells Fargo
08.2012 - 06.2017
MBA - Finance & Marketing
Sathyabama University
04.2001 -