Johnsi K
Bengaluru
Summary
Searching for an opportunity to enhance my career with KYC and AML
An insightful professional with over 3.6 Years of experience in KYC, Sanction Screening, CDD, Transaction monitoring, EDD, UBO, PEP, Recording red flags, SAR and CTR. Hands of Experience in Client on-boarding System both individual and non- Individual Customers. Good Knowledge on OFAC sanction risks on commercial banking clients (CMB) & Retail Banking clients. As part of screening, we will search of all publicly available relevant information (Negative news, Sanctions, transaction monitoring and watch lists) which helps AML program to be effective and safe from regulatory and enforcement penalties. Experience includes KYC - CDD, AML and Transaction monitoring. Performing periodic reviews, quality checks to entities for Client On Boarding (NTB) and Ongoing (ETB). Handling Relationship manager Queries and do the investigation from end to end in order to observe on ML activity in the transaction
Overview
2
2
years of professional experience
5
5
Languages
Work History
AML/KYC Analyst
Capital soft Pvt Ltd
10.2023 - Current
- Performed the required KYC screening on customers documenting the information obtained on the clients as required by global KYC Procedures.
- Working closely with internal teams to ensure smooth completion of all activities with respect to the issuance of policies and follow guidelines.
- Coordinating with the “FCC” team to notify on the High Risk and SCC & PEP Customers.
- Working on Adverse media screening for CMB entities and individuals involves through investigation & Risk assessment.
- Performing periodic reviews, quality checks to entities for Client On boarding (NTB) and ongoing (ETB).
- Following the instructions provided, shadow up sessions to new team members.
- Reviewing potential negative news hits on world check & RDC (Regulatory Data Corp).
- Meeting the regulatory requirements of KYC and reviewing and ensuring all documents required to required AML.
- Investigation of AML - Transaction monitoring alerts.
- Verifies all aspects of Client Identification Program (CIP) and necessary account opening documents are provided and in accordance with Know Your Customer (KYC).
- Based on rigorous external search arriving at decision about clearing or escalating the alerts.
- In case of complexity referring to team members for necessary clarifications.
- Receipt of alerts and identifying the purpose of the alerts and the basis of the alerts triggered.
- Application of screening the alerts based on information available on application as well as on Google search.
- Coordinating with Relationship managers for the additional documentation and segment related issues.
- Performing complete alert investigation from end to end in order to observe on ML activity in the transaction.
- Tools Used: RDC, Lexis Nexis, Risk Engine, World check, Company House
Education
M.Sc. -
Sri Vidyanikethan engineering college
B.Sc. - undefined
Padmavathi women’s college
Inter - undefined
Sri Krishna Chaitanya Junior college
S.S.C - undefined
Vikas high school
Skills
Corporate KYC
AML process
End to End KYC process
Client On-boarding
Remediation
Periodic review
Customer Due Diligence
undefinedInterests
Painting
Gardening
Tools Used
- RDC
- Lexis Nexis
- Risk Engine
- World check
- Company House
Timeline
AML/KYC Analyst
Capital soft Pvt Ltd
10.2023 - Current
B.Sc. - undefined
Padmavathi women’s college
Inter - undefined
Sri Krishna Chaitanya Junior college
S.S.C - undefined
Vikas high school
M.Sc. -
Sri Vidyanikethan engineering college
Similar Profiles
Ssvv Raghavendra Santosh OgiralaSsvv Raghavendra Santosh Ogirala
Software Engineer at Capital Soft TechSoftware Engineer at Capital Soft Tech
Swathika V VSwathika V V
Senior Analyst I Data Engineering at DXC Technology ( EIT Services India Pvt., Ltd., formerly known as HP Global Soft Pvt., Ltd, ChennaiSenior Analyst I Data Engineering at DXC Technology ( EIT Services India Pvt., Ltd., formerly known as HP Global Soft Pvt., Ltd, Chennai
Divya Y SDivya Y S
Senior Software Development Engineer in Test (SDET at In Time Tec Vision Soft Pvt LtdSenior Software Development Engineer in Test (SDET at In Time Tec Vision Soft Pvt Ltd
Madhuri KonduruMadhuri Konduru
Assistant Manager at VodafoneAssistant Manager at Vodafone
Sandhya CSandhya C
Assistant Manager – People Advisory Services at Ernst and YoungAssistant Manager – People Advisory Services at Ernst and Young