Senior specialist with 7+ years of experience in regulatory reporting, Trade confirmation, Clearing & Settlements of OTC derivatives products ( Rates, Equities, Credit & FX).
Hi, I’m
Jolly Sinha
New Delhi
Summary
Overview
11
years of professional experience
Work History
OSTTRA (S&P Global and CME joint venture)
Senior Regulatory Reporting Specialist
04.2017 - Current
Job overview
- MBA with 7+ years of experience in OTC derivatives in Transaction reporting on the regulation and project management. Have core experienced in MIFID, EMIR, CFTC, CANADA, ASIC, , HKMA, SFTR, JFSA .
- I work closely with internal functions such as Product Management, Change Management, Application Support, Operations, Sales, Customer processing, customer success in handing the core regulatory reporting projects.
- Involved in UAT testing to configure the product as per the requirements of the Participant in the UAT and pre-prod environment for regulatory projects.
- I have developed a deep understanding of capital Markets in OTC Derivatives Settlements, Trade Confirmations, Corporate actions Regulatory reporting working across different asset classes like Equity, Credits and Rates.
- Have experience in Markitwire & Tradeserv platform for leading Investment banks, Institutional Investors,Asset Managers, Execution venues, FCMs, Clearing houses and brokers around the world in OTC derivatives markets & providing trade processing solution for OTC derivatives to client.
- Cross functional experience across different platforms- MTM, DS MATCH, TradeSERV Implementation/On boarding etc. On boarding new clients (Sell side, Buy side) on MarkitSERV platform to trade and settle derivatives electronically.
- Have exposure to Master confirmation Agreement (MCAs) on Markitwire for equity asset class & have Interacted with clearing houses like LCH, CME, EUREX etc. for allocation & settlement of cleared trades.
- Interaction with brokers Bloomberg, tradeweb, Tullets, tradition etc for end-to-end trade processing workflow solutions and supporting all participants across the derivatives and FX markets.
Convergys
Sr Analyst
12.2013 - 12.2016
Job overview
- Working on the Comcast project i.e multinational telecommunications and media conglomerate in America
- Worked on the client escalations & breaches related to service.
Education
IIM LUCKNOWLucknow, UP
Management Development Program in Financial Services & Capital Markets from Financial Service & Capital Market
11-2023
University Overview
Lovely Professiona UniversityJalandhar, PB
MBA from Finance & Marketing
03-2013
University Overview
Anugrah Narayan College Patna, BR
Bachelor of Science from Biology
03-2008
University Overview
JD Womens CollegePatna, BR
Intermediate (I.Sc) from Science
03-2005
University Overview
Central Board of Secondary EducationPatna, BR
10th
03-2003
University Overview
Skills
- SME in Regulatory reporting
- Regulatory compliance
- Regulatory change Management
- Problem Solving
- Relationship Building
- Cross Functional collaboration
- Handling Incidents, Breaches & Escalations
- Coaching & Training
- UAT testing
- MS EXCEL, POWER POINT & WORD
- Beginner's level SQL & POWER BI
Accomplishments
Accomplishments
- Got High Flyer Award for Regulatory projects IBOR Cessation, NOA REWRITE, ESMA REFIT
Timeline
Senior Regulatory Reporting Specialist
OSTTRA (S&P Global and CME joint venture)
04.2017 - Current
Sr Analyst
Convergys
12.2013 - 12.2016
IIM LUCKNOW
Management Development Program in Financial Services & Capital Markets from Financial Service & Capital Market
Lovely Professiona University
MBA from Finance & Marketing
Anugrah Narayan College
Bachelor of Science from Biology
JD Womens College
Intermediate (I.Sc) from Science
Central Board of Secondary Education
10th
Projects
Projects
- Currently working in UK EMIR REFIT and ASIC/MAS REFIT
- Worked on EU EMIR REFIT & NoA Rewrite
- Involved in audit projects SOC
- Enhancement projects for DMS and Markitwire
- Involved in IBOR Cessation Project
- Involved in CDOR Cessation to CORRA
- Worked on Escalations, Incident & Breaches
Projects
Projects
- Currently working in UK EMIR REFIT and ASIC/MAS REFIT
- Worked on EU EMIR REFIT & NoA Rewrite
- Involved in audit projects SOC
- Enhancement projects for DMS and Markitwire
- Involved in IBOR Cessation Project
- Involved in CDOR Cessation to CORRA
- Worked on Escalations, Incident & Breaches