Summary
Overview
Work History
Education
Skills
LinkdIn Profile
KEY REGULATORY PROJECTS
Timeline
Generic
JOLLY SINHA

JOLLY SINHA

New Delhi

Summary

Transaction Reporting Manager with 8+ years of specialised experience in OTC derivatives regulatory reporting across global jurisdictions. Expert in implementing regulatory frameworks including EMIR, MiFID II, CFTC, ASIC, MAS, JFSA, and HKMA. Executed complex regulatory rewrites (ESMA REFIT, FCA REFIT, ASIC/MAS Rewrite, CFTC Rewrite), managing trade lifecycle reporting, delegated reporting services, and ensuring accurate submissions to trade repositories. Strong expertise in post-trade processing, reconciliation, UTI/LEI validation, and cross-functional stakeholder management with CCPs, execution venues, and regulatory authorities.

Overview

13
13
years of professional experience

Work History

Client Service Manager - Transaction Reporting

OSTTRA
Gurugram
04.2017 - Current
  • Led end-to-end regulatory reporting operations for OTC derivatives across EMIR, MiFID II, CFTC (SEF), ASIC, MAS, JFSA, HKMA, and Canadian TR regimes, ensuring timely and accurate transaction reporting to trade repositories including DTCC GTR.
  • Successfully executed multiple regulatory rewrites: ESMA REFIT, FCA REFIT, ASIC & MAS Rewrite, CFTC Rewrite, and Canada Rewrite, ensuring seamless transition and compliance with updated regulatory technical standards (RTS).
  • Managed delegated reporting services for buy-side and sell-side clients, handling trade submissions, validation rules (ISO 20022 messaging), UTI generation, LEI verification, and reconciliation with counterparties and trade repositories.
  • Managed and mitigated over-reporting, under-reporting, mis-reporting, and back-reporting issues, ensuring data integrity and strict adherence to regulatory standards across jurisdictions.
  • Oversaw client onboarding onto Osttra connect - Rates, Equity & Client clearing ( Formerly called MarkitWire), and Osttra connect- Credit & FX (Formerly called TradeSERV) platforms; coordinated with CCPs (LCH, CME, Eurex), execution venues, and prime brokers (Bloomberg, Tradeweb, Tullett Prebon, Tradition).
  • Directed reconciliation activities across trade repositories, CCPs, and execution venues; resolved breaks related to trade economics, UTI mismatches, action types, and lifecycle events (modifications, cancellations, terminations).
  • Managed regulatory incidents, breaches, and exception handling; prepared regulatory reports and communications for clients and authorities; maintained submission accuracy.
  • Led UAT testing for regulatory change initiatives during Rewrite & Refits
  • Liaised with cross-functional Product and Development teams to deliver core regulatory enhancements aligned with delegated client requirements.
  • Trained and mentored reporting analysts on regulatory requirements, transaction reporting workflows, reconciliation processes, and incident escalation procedures.

Senior Analyst – Client Operations

Convergys
12.2013 - 12.2016
  • Managed customer service operations for Comcast, addressed escalations, ensured SLA compliance, resolved complex issues to enhance customer satisfaction.

Education

Management Development Programme - Financial Services & Capital Markets

Indian Institute of Management (IIM) Lucknow
11-2023

Master of Business Administration (MBA) -

Lovely Professional University
Jalandhar
03-2013

Bachelor of Science - Biology

Anugrah Narayan College, Patna University
03-2008

High School (10th) -

SHIVAM SCHOOL
BIHTA Patna Bihar
01-2003

Intermediate (12th) - Biology

J.D Women's college
bailey Road, Patna, Bihar
01-2005

Skills

  • OTC Derivatives Reporting
  • Trade Repository Submissions (DTCC GTR)
  • Regulatory Compliance Frameworks (CFTC, ESMA, ASIC, MAS, FCA, CANADA)
  • Regulatory Change Management (REFIT, Rewrites)
  • Delegated Reporting & Client Onboarding (Buy-Side/Sell-Side)
  • Trade Lifecycle Management & Post-Trade Processing
  • UTI/LEI/UPI Validation & Transaction Reporting
  • Reconciliation & Break Management
  • UAT Testing & Trade Affirmation/Confirmation
  • Incident Management & Regulatory Breach Resolution
  • DTCC Ecosystem Proficiency & Simulator Testing
  • DTCC Submission, Activity, & Trade State Reporting Analysis
  • DTCC Messaging Standards & Technical Specifications
  • Explicit Permission Management & authorisation Controls
  • Data & Analytics: MS Excel (Advanced), Power BI & SQL
  • Messaging Standards: ISO 20022, FpML, Trade Reporting Schemas
  • Soft Skills: Stakeholder Management, Team Leadership, Problem Solving, Cross-Functional Collaboration
  • Regulatory reporting Enhancements

LinkdIn Profile

https://www.linkedin.com/in/jolly-sinha-b0352446/

KEY REGULATORY PROJECTS

ESMA REFIT: Implemented updated EMIR reporting requirements under ESMA REFIT framework, FCA REFIT (UK EMIR): Delivered UK-specific EMIR requirements., ASIC/MAS Rewrite: Executed regulatory updates for Australian and Singaporean derivatives reporting, CFTC Rewrite: Managed US swap data reporting enhancements and SEF reporting obligations, CANADA REWRITE: Delivered updates to Canadian trade reporting requirements ensuring compliance with revised regulatory standards, IBOR Cessation: Led transition from LIBOR to alternative reference rates (SOFR, SONIA) across trade populations, CDOR to CORRA: Managed Canadian Dollar Offered Rate cessation and migration to CORRA for CAD derivatives

Timeline

Client Service Manager - Transaction Reporting

OSTTRA
04.2017 - Current

Senior Analyst – Client Operations

Convergys
12.2013 - 12.2016

Management Development Programme - Financial Services & Capital Markets

Indian Institute of Management (IIM) Lucknow

Master of Business Administration (MBA) -

Lovely Professional University

Bachelor of Science - Biology

Anugrah Narayan College, Patna University

Intermediate (12th) - Biology

J.D Women's college

High School (10th) -

SHIVAM SCHOOL

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JOLLY SINHA