Kamal Gupta
EXPERIENCED AUDIT SENIOR AT DELOITTE
New Delhi
Summary
Detail-oriented Chartered Accountant with 4.5 years of experience in Big 4 audit and assurance services. Specializes in PCAOB audits, SEC reporting, US GAAP, and risk assessment. Led audit engagements and managed stakeholder relationships, delivering impactful audit outcomes in financial services, fin-tech, and manufacturing sectors.
Overview
9
9
years of professional experience
2
2
Languages
Work History
Audit Senior
Deloitte & Touché AERS Private Limited
09.2022 - Current
- Led the planning and execution of quarterly and year-end audits for listed entities in the U.S. financial services and fintech sectors, in compliance with PCAOB standards.
- Performed SEC reporting audits for 5+ NYSE- and NASDAQ-listed entities, including quarterly (Form 10-Q) and annual (Form 10-K) filings for listed entities under the US GAAP framework, while ensuring 100% compliance with reporting timelines and audit quality standards.
- Managed audit engagements involving teams of 4–6 professionals, achieving 100% on-time SEC filing deadlines, and maintaining audit quality standards.
- Collaborated directly with three Deloitte Managing Directors and engagement partners, and received multiple awards and recognition for timely audit filings (at least seven days ahead of filing deadlines) and consistent delivery quality.
- Performed risk assessment procedures, including the identification of significant accounts and assertions, walkthroughs, process understanding, and testing of control design and operating effectiveness.
- Facilitated audit planning and fraud-risk brainstorming sessions to evaluate financial reporting risks.
- Evaluated substantive audit procedures across high-risk areas, ensuring compliance with U.S. GAAP, HUD, and Regulation AB.
- Mentored a team of 3–4 associates and senior auditors across multiple engagements. Carried out regular check-ins to monitor progress and address challenges.
- Demonstrated a commitment to continuous professional development through regular participation in technical training programs. Facilitated technical training sessions, and conducted cluster-level knowledge-sharing initiatives.
Audit Executive
SR Batliboi & Company
03.2022 - 09.2022
- Executed statutory audits for large private entities with combined revenue exceeding ₹1,000 crore, ensuring compliance with Ind AS and Companies Act requirements.
- Evaluated accounting treatments under Ind AS 109 and Ind AS 116, resulting in timely resolution of complex audit observations and enhanced financial reporting accuracy.
- Assessed and strengthened 100% internal control frameworks across key business cycles, identifying control deficiencies and recommending remediation measures.
- Coordinated directly with Japanese expatriate management teams to discuss audit findings and facilitate closure of critical audit matters within reporting timelines.
- Contributed to successful completion of multiple audit engagements with zero significant review comments from engagement partners.
Audit Executive
Lodha & Company
09.2017 - 03.2022
- Directed the limited review of the head office and a plant unit with an annual turnover of approximately ₹2,000+ crore.
- Prepared and evaluated quarterly comparative financial statements, including deferred tax, related-party eliminations, segment reporting, MSME compliance, and cash flow statements, supporting timely financial reporting across five review periods.
- Directed limited review of head office and plant unit, ensuring compliance and accuracy for operations generating annual turnover of ₹2,000+ crore.
- Assisted in preparation of 5+ audit reports, contributing to compliance through detailed CARO reporting.
- Assessed the procurement process for imported coal, including purchase price verification, quantity reconciliation, and utilization analysis, covering procurement transactions valued at ₹100+ crore annually.
- Managed capitalization of plant with total asset value of ₹60+ crore and conducted monthly stock statement reviews for inventory balances exceeding ₹50+ crore, ensuring accurate financial reporting.
Education
Chartered Accountant -
INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
Delhi12-2021
Bachelor of Commerce (Pass) -
DELHI UNIVERSITY - SOL
Delhi08-2018
Secondary and Higher Secondary Education -
AIR FORCE SR. SEC. SCHOOL
Delhi03-2015
Skills
Audit planning
PCAOB compliance
SEC reporting
US GAAP compliance
Risk Assessment
Internal controls
Audit Team Coordination
Client Relationship Management
MS Office Suite
Websites
Timeline
Audit Senior
Deloitte & Touché AERS Private Limited
09.2022 - Current
Audit Executive
SR Batliboi & Company
03.2022 - 09.2022
Audit Executive
Lodha & Company
09.2017 - 03.2022
Chartered Accountant -
INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
Bachelor of Commerce (Pass) -
DELHI UNIVERSITY - SOL
Secondary and Higher Secondary Education -
AIR FORCE SR. SEC. SCHOOL