KANIKA SHRIVASTAVA
Summary
KYC professional with 3.6 years of experience supporting the APAC Region (Singapore & Hong Kong) with proven knowledge of global banking, operating policies & procedures, and confidential correspondence. Aiming to leverage my skills to successfully fill the given role at your company
Overview
9
9
years of professional experience
Work History
CLM Specialist
HSBC Electronic Data Processing
Bengaluru
03.2022 - Current
- Understand the risk of the clients using the industry risk pillars (Geographical Risk, Products, Nature of business) as standards and ensure that appropriate due diligence is performed, such as Enhanced, Customer, or Simple. Due diligence.
- As a part of the team responsible for the quality of the KYC files of the customers being remediated, skill the analysts by providing constructive feedback and coaching them to ensure that the quality of the files is improved.
- Verify the authenticity of documents about the client obtained from public sources, and determine if leveraged information is reliable from sources such as ACRA, stock exchange websites, Company registries, Regulator websites, The Financial Times, Business Week, and Bureau van Dijk.
- Understand the ultimate beneficial ownership, nature & purpose of business, involvement of PEPs, source of funds & wealth, and so forth of the client to ensure that the bank is safe from the risks posed by its customers.
- Understanding the client requirements based on their business with the customers and prioritizing the work to ensure that the client services are effectively delivered to their customers.
- Interfacing with the Client, which is pending with Relationship Managers & FCC where applicable, especially on matters that involve escalation of pending and ageing profiles.
- Worked on multiple client types such as Financial Institutions, NBFI, Commercial Bank, Trusts, Funds, etc
- Attending the KRI Calls, Overdue Calls & Managing MIS
Analyst
SHB Finance Firm
Gwalior
05.2016 - 04.2018
- Handling new client adoption.
- Provide MIS updates on behalf of the team & handle target calls with client.
- Conduct daily status calls with client & agree upon priority conflict resolution.
- Conduct daily team huddles to share process updates & providing training to new joiners.
- Working parallel with client in regards with the KYC/AML documentation.
- Review as per the client standards & policies provided & co-ordinate with the reviewers & client.
- Handle fraud cases & provide details to client.
Education
Bachelor of Commerce - Commerce
Chitrakoot University
Gwalior, IndiaMaster of Commerce -
Chitrakoot University
Gwalior, IndiaSkills
- Customer due diligence and enhanced due diligence
- MS office (Word & Excel)
- Data analysis with VLookup and pivot tables
- Organizational skills
- Interpersonal communication
- Proactive problem solving
- Stakeholder management
- Training and mentoring
Personal Information
Languages
- Hindi
- English
Timeline
CLM Specialist
HSBC Electronic Data Processing
03.2022 - Current
Analyst
SHB Finance Firm
05.2016 - 04.2018
Bachelor of Commerce - Commerce
Chitrakoot University
Master of Commerce -
Chitrakoot University
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