Karan Srinivas
Bengaluru
Summary
Result driven and detail oriented risk and Compliance professional with 4 years of hands-on experience in Anti-Money Laundering (AML), Know Your Customer (KYC), Customer Due Diligence (CDD), Political expose person (PEP) and Transaction Monitoring. Proven track record of working across cross-functional teams as a subject matter expert and detect emerging fraud patterns. Strong analytical skills combined with a deep understanding of global regulatory frameworks and emerging risks in the financial sector.
Overview
5
5
years of professional experience
Work History
Senior Analysts
FI money
03.2024 - Current
- Conduct thorough reviews of new customer accounts, verifying identities and assessing associated risks, including evaluating customer behavior and studying market trends.
- Working on Escalations and LEA complaints received by Bank
- Working closely with Data science team and helping in developing in new risk signals and new rules to identity new fraud trends
- Identifying new fraud trends and updating SOP accordingly.
- Performed due diligence on account to understand the intensity of fraud and take appropriate action, case to case basis.
- Managed the complete onboarding process for banking and wealth, and monitored transactions
- Streamlined investigations by prioritising tasks, meeting deadlines, and reviewing wire case alerts to identify red flags and execute appropriate actions.
- Served as a subject matter expert, offering guidance to frontline staff on escalated issues to facilitate efficient and effective resolutions.
- Ensured compliance with regulatory requirements and internal policies while addressing escalated issue’s, identifying and escalating potential risks or compliance concerns for further investigation
- Maintained meticulous records of escalated cases and provided regular reports to management identifying trends and opportunities for process improvement.
- Monitored rule changes and contributed to anomaly detection efforts, ensuring adherence to Anti-Money Laundering (AML) procedures.
- Produced detailed reports on account activity, supporting case dispositions with clear documentation,including media searches, PEP checks, and data analysis.
Senior associate
WNS Global service is private limited
07.2023 - 03.2024
- Political expose person-Conducting exhaustive check on triggered customer profile with political expose person and there close family members after exhaustive check providing.
- Monitor Alert aging and escalation as necessary .
- Perform reviews on alerts triggered, compose clear and conclusive summaries of findings and submit recommendations for further
- Experience with PEP monitoring tools like LexisNexis
Management trainee
Genpact India Private Limited
07.2021 - 07.2023
- Company Overview: Company is global professional services firm delivering business outcomes that transform industries
- Trained in Sanction, Transaction monitoring and Political expose person process.
- Sanction process Conducting exhaustive check on triggered customer profile with Sanction Individual/entities after exhaustive check providing conclusion to there profiles.
- Transaction Monitoring-Monitoring the transactions on triggered customer profile if there is any suspicious activity in the customer account or not and providing conclusion to that profiles.
- Political expose person-Conducting exhaustive check on triggered customer profile with political expose person and there close family members after exhaustive check providing conclusion.
- Worked as subject matter expert (SME) providing knowledge and support to the new joiners regarding the process and most of them also worked as partial QC in sanction process as well as in TM process.
- Acted like a back up TL and leading a team in a professional setting.
- Achievements/Tasks
Internship
Jmarathon
06.2020 - 08.2020
- Prepared spreadsheets for daily, weekly and monthly basis.
Education
Master of Business Administration (MBA) - undefined
CMS business school
05.2021
Bachelor of Commerce - Finance
New horizon college
05.2019
Skills
- AML – Anti Money Laundering
- KYC
- Sanction
- PEP
- Due Diligence
- Compliance monitoring
- Risk mitigation
- Risk reporting
LANGUAGES
Hindi Native or Bilingual Proficiency
English Native or Bilingual Proficiency
Telugu Professional Working Proficiency
Kannada Full Professional Proficiency
Timeline
Senior Analysts
FI money
03.2024 - Current
Senior associate
WNS Global service is private limited
07.2023 - 03.2024
Management trainee
Genpact India Private Limited
07.2021 - 07.2023
Internship
Jmarathon
06.2020 - 08.2020
Master of Business Administration (MBA) - undefined
CMS business school
Bachelor of Commerce - Finance
New horizon college
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