KARTHIK R SHINDE
No.1060 7th Main 3rd Cross Srinivasnagar Bangalore
Summary
I am a results-oriented banking professional with more than 8 years of experience who seeks a challenging position where I can utilize my skills & knowledge and play an important role in achieving the targeted goals and develop myself along with the organization.
Overview
9
9
years of professional experience
Work History
Senior Specialist KYC
ANZ Support Services India Pvt Ltd
05.2023 - Current
- Manage end-to-end Ongoing Customer Due Diligence (OCDD) processes of various client types, including trusts, corporate, and financial institutions.
- Conduct periodic reviews and onboarding of client KYC records, identify change, and ensure risk/audit compliance.
- Support Maker & Checker activities, ensuring adherence to global and local KYC policies.
- Liaise with the onshore RM, Sales, and Compliance team to facilitate completeness and accuracy of client records.
- Involved in planning team priorities and sending daily and monthly reports.
- Supported on-the-job training and assisted in performing UAT.
- Analysis and implementation of policies and procedures and stay updated on evolving regulatory and compliance change.
Specialist KYC
ANZ Support Services India Pvt Ltd
09.2021 - 05.2023
- Support review and correction of KYC profiles in US & UK jurisdictions by following applicable policies.
- Interact with onshore and other teams to facilitate the execution of the KYC.
- Strong knowledge of OCDD process along with the ability to manage priorities & deadline.
- There was no escalation till date and quality was met on a monthly basis.
- Maintain good relationships with stakeholders & team.
Analyst
HSBC Electronic Data Processing India Private Limited
03.2017 - 08.2021
- Coordinating with onshore and other internal teams in case of any discrepancies found in the profile to facilitate the completion of KYC.
- Review, Obtain and update all missing client documents to assess if any risk associated with the clients in terms of sanctions & Anti Money Launderings terms.
- Ability to perform KYC reviews on different entity types, such as Fund, Trusts, SPV's, Foundation, Financial Institutions and listed entities etc, and have good understanding of complex ownership structures.
- Support/mentored new joiner & colleagues in undertaking research on complex and long pending cases.
- Good knowledge on negative news search applications like World Check and RDC.
- Able to perform review on cases like new business/on boarding, renewals and trigger events.
- Acted as a Pod Lead.
Education
M.Com -
Bangalore University
Bangalore 01.2021
B.Com -
P.E.S Degree College
Bangalore 01.2016
PUC -
P.E.S College
Bangalore 01.2013
S.S.L.C -
Mookambika School
Bangalore 01.2011
Skills
- Quality assurance
- Stakeholder engagement
- Time Management
- Team Work
- Critical Thinking
Declaration
I hereby declare that the above furnished details are true with proven records.
Place: Bangalore
Timeline
Senior Specialist KYC
ANZ Support Services India Pvt Ltd
05.2023 - Current
Specialist KYC
ANZ Support Services India Pvt Ltd
09.2021 - 05.2023
Analyst
HSBC Electronic Data Processing India Private Limited
03.2017 - 08.2021
M.Com -
Bangalore University
B.Com -
P.E.S Degree College
PUC -
P.E.S College
S.S.L.C -
Mookambika School
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