Kartik Bhingare
PUNE
Summary
Dedicated, dynamic & pro active professional having industrial experience of 3+ years with ability to make sound decisions in high-pressure settings, analytical problem-solving skills to troubleshoot and resolve issues. Have adaptability to change as per the work culture, ability to meet deadlines/SLAs, flexibility to learn & master new skills quickly. Currently working as a Analyst II in one of the renowned US based Banks and in past, worked as a critical partner in core finance.
Overview
3
3
years of professional experience
Work History
Hedge Fund Regulatory Reporting Analyst
Northern Trust
Pune
05.2022 - Current
- Prepared and submitted regulatory reports to the SEC, CFTC, FINRA and other governing bodies within tight deadlines; ensured accuracy of all documents filed with a 99% accuracy rate.
- Implements the policies, procedures and controls that maintain the accuracy of data being reported. Implements plans and programs that help automate the regulatory reporting process and limitation of control gaps. Supports more senior team members in maintaining the appropriate risk culture. Examines reports for accuracy, consistency, and compliance against regulatory mandates.
- Understands the processes and products within the relevant systems from which regulatory reports are created. Begins to lead projects in support of new or evolving processes / products which may affect regulatory reports.
- Contributes to the development of validation processes for data, including assessment and monitoring of data quality issues. Executes validation processes.
Participates in and oversees data cleansing/remediation activities. - Prepares reports; reviews accuracy of reports and calculations performed by more junior team members. Prepares ad-hoc reports and delivers results to management and/or other leaders.
- Accountable for the attestation process.
Independently signs-off on the integrity of the data delivered. - responsible for regulatory and transparency reporting products such as FormPF, Annex IV (AIFMD), OPERA (Open Protocol Enabling Risk Aggregation), CPO-PQR, and 13F for submissions to various regulatory bodies including the SEC, FCA, ESMA and CFTC.
- responsible for review of regulatory filings. Aspects of reporting include, client portfolio exposures and liquidity, counterparty exposures and collateral, trade volume, risk exposures, investor classifications and liquidity.
Data Analyst
Unbound Marketing Pvt Ltd
Pune
12.2020 - 05.2022
- generate quality leads and through highlighting the preferences of the prospects
- gather, quantify, clean, assess, and interpret a large amount of data which can be used by companies to have a vibrant idea about their market.
Education
MBA - DATA Science & Business Analytics
JAIN UNIVERSITY
Pune07-2024
PGDBF - Finance
Ness Wadia College of Commerce
Pune08-2021
BBA - Finance
Ness Wadia College of Commerce
Pune11-2020
Skills
- Issue Identification
- Root Cause Analysis
- Report Preparation
- Regulatory Compliance
- Documentation And Reporting
- Risk Mitigation
Languages
English
Proficient
C2
Hindi
Proficient
C2
Timeline
Hedge Fund Regulatory Reporting Analyst
Northern Trust
05.2022 - Current
Data Analyst
Unbound Marketing Pvt Ltd
12.2020 - 05.2022
MBA - DATA Science & Business Analytics
JAIN UNIVERSITY
PGDBF - Finance
Ness Wadia College of Commerce
BBA - Finance
Ness Wadia College of Commerce