Kartik Karkera
Research Analyst
Mumbai
Summary
With over 2.3 years of experience as a Financial Advisor, Kartik has formerly built long-term investment and short-term trading plans ranging over equity, future & options and bonds for fundamentally strong and technically robust companies. His current engagements involve conducting inspections in foreign regulators, bankruptcy, litigation, AML checks, forensic investigation, and social media screening.
Overview
3
3
years of professional experience
5
5
years of post-secondary education
4
4
Languages
Work History
Research Analyst
Neotas
Mumbai
12.2021 - Current
- Experienced in conducting audits to identify potential risk factors associated with companies and individuals from various countries
- Expertise in regulatory compliance, bankruptcy, litigation, anti-money laundering (AML) checks, forensic investigation, and social media screening
- Specialized in supervising Asset Investigations and Verification, Background and Investigative Due Diligence, Corporate Due Diligence, Operational Due Diligence, and Vendor Due Diligence to ensure data accuracy
- Assessed various risks relating to white collar crimes, corporate frauds, money laundering, regulatory breaches, and other operational risks
- Skilled in determining data inconsistencies during initial investigations to ensure data accuracy
- Conducted criminality checks of individuals and entities deemed worthy of enhanced scrutiny
- Analyzed various media sources, credit history, court websites, and press articles to evaluate positive and negative coverage on entities to understand the risks involved
Equity Trader
Motilal Oswal
Mumbai
01.2020 - 08.2020
- Monitored client investments related to Retail & Institutional clients and managed post market trade confirmations.
- Increased existing AUM over leads generated through active clients. For its clientele was made up entirely out of healthy interactions and networking through client relationships.
- Prioritized servicing as a dealer in Cash, Equity Derivatives and Currency Derivatives segment.
- Profiled & diagnosed investment products to develop customized financial strategies for clients' financial needs.
- Merchandised financial products including stocks, bonds and mutual funds.
- Refined multiple strategic risk assessment strategies to maximize portfolio performance and minimize downside exposure. Utilized technical and fundamental analysis to establish trading positions.
- Delivered in-depth information for current situation of stock markets, upcoming sectors and stock picks for clients to add in his/her portfolio.
Education
Bachelors of Financial Markets -
Sies College of Commerce And Economics
Mumbai 06.2016 - 06.2019
HSC -
Swami Vivekanand Educational Society
Mumbai 06.2015 - 06.2016
SSC -
Swami Vivekanand Educational Society
Mumbai 06.2013 - 06.2014
Skills
Lexis Nexis
Personal Initiative
Created an Indian Legal and Regulatory database for the company to facilitate efficient and accurate searches.
Timeline
Research Analyst
Neotas
12.2021 - Current
Equity Trader
Motilal Oswal
01.2020 - 08.2020
Bachelors of Financial Markets -
Sies College of Commerce And Economics
06.2016 - 06.2019
HSC -
Swami Vivekanand Educational Society
06.2015 - 06.2016
SSC -
Swami Vivekanand Educational Society
06.2013 - 06.2014
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