KARTIKEY PANDEY
Assistant Manager - Statutory Audit
Delhi
Summary
Encouraging assistant manager and analytical problem-solver with talents for team building, leading and motivating, as well as excellent customer relations aptitude and relationship-building skills. Proficient in using independent decision-making skills and sound judgment to positively impact company success. Dedicated to applying training, monitoring and morale-building abilities to enhance employee engagement and boost performance.
Overview
11
11
years of professional experience
3
3
Languages
Work History
Assistant Manager - Audit
S.R. Batliboi & Co LLP (Indian Member Firm of EY)
01.2021 - Current
- Preparation of audit program, planning the audit timing, allocating work responsibility to team members, and documentation of audit evidence of listed as well as unlisted public clients having turnover of INR 6,000 plus Crores.
- Reviewed the Budget prepared by management as a part of scope & strategy and actualization of same at the time of conclusion of audit.
- Lead a team of up to 12 members on various Statutory as well as Tax Audits.
- Assisted the team in application of General Ledger Analyzer for review of Journal Entries posted in the ERP as a part of scope & strategy.
- Evaluated the adequacy & effectiveness of Internal Controls over Financial Reporting (ICFR) relating to risks involved in the relevant business areas as well as developing recommendations to strengthen internal controls.
- Review of Substantive Audit Procedures performed by team as a part of Statutory Audit.
- Planning and observing of Stock Count conducted by management of clients having INR 1,000 plus Crores of stock.
- Review and performed Group Audits as per the instructions received from Primary Team.
- Drafted Group Audit Instructions to be issued to Component Teams for Group Audits.
- Evaluated the adequacy of Information Produced by Entity (IPE) and documented the same.
- Performed Overall Analytical Review (OAR) as a part of Limited Review of Listed Clients.
- Reviewing financial statements and notes to accounts prepared by the management to ensure that adequate disclosures are made under Indian Accounting Standards (IND AS)/ IGAAP and Schedule III.
- Drafted Letter of Representation (LOR) and Audit Report as per CARO 2020.
- Finalization of presentation before Audit Committee (ACP) for areas of improvement.
- Drafted Tax Audit Reports (Form 3CA-3CD) of various listed as well as unlisted public clients.
- Preparation of Condensed Interim Financial Information as a part of Special Purpose Reporting.
- Drafted various Certificates like , Unhedged Foreign Currency Exposure, Corporate Guarantee, Annual Performance Report & Overseas Direct Investment as per FEMA.
Senior Audit Executive
Bhuvi Ahuja and Associates
04.2019 - 04.2020
- Conducted statutory audits of critical areas, including Revenue, Payroll, Expenditure, Loans and Advances, Borrowings, and Fixed Assets (including leased assets) etc, along with an evaluation of Internal Controls over Financial Reporting (ICFR)
- Conducted strategic and technical reviews to verify compliance with quality control standards, schedule constraints and budget parameters.
- Trained and mentored department staff on policies and procedures to establish strong foundation for client development and service activities.
Audit Executive
NGVR and Company
12.2016 - 10.2018
- Increased efficiency in audit processes by leveraging data analytics tools and automating routine tasks.
- Developed strong partnerships with clients through proactive communication, mutual trust, and understanding their specific needs.
- Streamlined internal controls by conducting thorough reviews and recommending effective solutions.
- Ensured timely completion of all assigned engagements while maintaining high-quality deliverables throughout the process.
Articled Assistant
S.V.Ghatalia & Associates (India Member Firm - EY)
08.2013 - 08.2016
- Prepared reports and materials to assist with audits.
- Enhanced client satisfaction by providing timely and accurate financial reports.
- Collaborated with team members to complete audits in a timely manner, improving overall department productivity.
- Reconciled worksheets to verify accuracy of documents or records.
- Maintained and enhanced internal controls to preserve confidentiality of records.
- Enhanced firm's reputation, consistently delivering high-quality work and exceeding client expectations in every assignment.
Education
Chartered Accountancy -
Institute of Chartered Accountants of India
Delhi, India 04.2001 -
Bachelor of Commerce (Honours) -
Shri Guru Teg Bahadur Khalsa College
New Delhi 04.2001 -
Skills
Problem-solving
Team leadership
Task delegation
Time management
Decision-making
Recruiting and interviewing
Team building
Goal setting
Staff supervision
Performance evaluation
Teaching, Photography and listening to music
I have a deep passion for teaching, as it allows me to share knowledge, inspire others, and create meaningful learning experiences. Photography is another creative outlet for me, where I enjoy capturing moments, emotions, and the beauty of the world through my lens. Listening to music is my go-to for relaxation and inspiration, offering a way to unwind while exploring diverse genres and rhythms that fuel my creativity and keep me energized. Together, these hobbies provide a balanced mix of intellectual growth, artistic expression, and personal rejuvenation.
Timeline
Assistant Manager - Audit
S.R. Batliboi & Co LLP (Indian Member Firm of EY)
01.2021 - Current
Senior Audit Executive
Bhuvi Ahuja and Associates
04.2019 - 04.2020
Audit Executive
NGVR and Company
12.2016 - 10.2018
Articled Assistant
S.V.Ghatalia & Associates (India Member Firm - EY)
08.2013 - 08.2016
Chartered Accountancy -
Institute of Chartered Accountants of India
04.2001 -
Bachelor of Commerce (Honours) -
Shri Guru Teg Bahadur Khalsa College
04.2001 -
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