Kavya K

• Investigation customers KYC details, name, address, DOB, as per the document
• Performed KYC Due diligence/EDD/CDD compliance on customer accounts/client onboarding account - Monitored customer accounts via internal database

AML/KYC Business Quality Performing CIP on different types of Trusts and identifying the Trustee (individual & Entity), UBO's, Beneficiaries, Signatories and Settlor & FATCA/CRS Check on Trust and Corporate entity

• Performing CIP on the Trustee (Entity) using existing and external source documents.
• Identification of directors & UBO's of entity
• Perform remediation process for Individual Trustee/Signatory/BO's of entity/Settlor by completing ID Verification
• Performing CIP & Drill down of complex ownership structure using public and external sources and performing plausibility checks on BO's and UBO's based on risk rating CDD, EDD (> 25%) & curing the NBH (NON-Beneficially held) shares by using existing/requesting supporting documents
• Performed the required KYC screening on customers, documenting the information obtained on the clients as required by global KYC procedures
• Complete analysis of transactional information to identify risk, trends and potential suspicious activities
• Remediation of customer's account, after validating the customer's documents

Identifying the low/Medium/High Risk customers

• Collect production data and enter it into the database.
• Identify Weaknesses in the Production Process
• Collect, analyze, and report data to meet customer needs
• Present Production Improvements to Management
• Handling KYC Information of customers and verifying their details.
• By separating information based on KYC we decided the Sector Code and their Professional Sector
• Identify new sources of data and methods to improve data collection, analysis, and reporting
• Collect customer requirements, determine technical issues, and design reports to meet data analysis needs.
• Tools using Citrix - Updating the report and data in 3 different applications (NBP, MAS & On-demand)
• Analysing Customers' client loan details and researching all the documents

• Re-adjudicating of the claims and validation of query.
• Identifying process improvement opportunities and reporting the same to the Supervisor ➢ On floor Training the new joiners about the process.
• Worked in the role of a claims processor and mentored new joiners. Maintaining quality parameters as per Procedural, financial with 100%.
• Following up on the projects and closing them within the TAT. Production report on a daily basis, as well as a monthly basis.

• Once we receive the CAF(application) we have to check document and validation,
• Once we receive the application we have to check the data entry of all fields, like customer name, address, DOB, POA POI, if they entered correctly, we have to move the next
• Steps, if it is wrong, we have to correct the application, and move to the next steps. ➢ Identifying the mismatches and reporting them to the supervisor. ➢ On-floor training for the new joiners about the process.
• Worked in the role of term audit and maintained quality parameters as per Procedural 100%.
• Following up the start & closing it within TAT.
• Production report on a daily basis, as well as a monthly basis.

• Re-adjudicating of the claims and validation of query
• Identifying process improvement opportunities and reporting the same to the Supervisor
• On-floor Training the new joiners about the process
• Worked in role as a Claim processor and mentoring to the new joiners
• Maintaining quality parameters as per Procedural, financial with 100%