Summary
Overview
Work History
Education
Skills
Timeline
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Kazim Arshad Hali

Kazim Arshad Hali

Bangalore

Summary

Experienced leader in operations management, service delivery, and process management with a proven track record of 13 years. Seeking senior-level assignments to leverage expertise in running method-oriented operations and driving business excellence through process improvement initiatives. Dedicated analyst with a passion for delivering results and achieving operational excellence in a reputable organization.

Overview

13
13
years of professional experience

Work History

Lead Analyst

Wipro Limited - MUFG Bank
06.2021 - Current
  • A Middle Office functions as a Third-party service provider for MUFG for Covenant Monitoring, MO-IB Securitization and HQA Post Boarding.
  • Manage a team of 16 people to ensure that all processes and other tasks are completed on schedule.
  • Perform Quarterly/Annual appraisals of all team members and provide relevant feedback and keep team motivated.
  • A typical day entails coordination between WIPRO and Union Bank management teams.
  • Ensuring all Covenant setups and monitoring, UCC documents are renewed and all Payments and advances are processed are done on a timely manner, within SLA.
  • Collaborate with Front office/Account Officers in ensuring that all pertinent client documentation is received and that all Covenants are met.
  • In collaboration with onshore stakeholders, prepare and review process documentation such as SOP and FMEA.
  • Ensuring the process is Audit ready by making sure that there are controls in place.
  • Prepare and present process related stats in Monthly Business review with WIPRO and Union Bank management teams.
  • Ensuring that Team completes all assigned WIPRO and Union Bank trainings.

Team Lead

JP Morgan Chase & Company
08.2016 - 10.2020
  • Renewing/maintaining/Margin calls of Securities backed Line of credit facilities (LIBOR based loans) in the credit systems while confirming that all required credit documentation is complete (US/EMEA).
  • Performing Loss Given default (LGD) to understand the loss that the bank will be exposed to in case of default from the borrower.
  • Assess Client's pledged collateral portfolio and its various asset classes to ensure that the composition is in accordance with the internal guidelines by ensuring that credit risk recommendations and mitigations are implemented.
  • Ensuring if the credit facility pricing along with the fees is charged as per market standard and calculate the pricing (interest) in fixed or variable for the client and also to obtain appropriate approval if there is a variance in the proposed pricing against standard pricing for the client.
  • Expertise in the types of credit facilities are Advise Line of Credit, Committed Term Loan, Stand by letter, Syndicate Loan.
  • Co-ordinate all aspects of portfolio management daily, including, but not limited to, maturing facilities, client annual reviews, temporary facility extensions or increases and document exceptions.
  • Manage market and LOB transfers as clients and facilities are moved to new markets or to other LOBs outside of PB.
  • Preparing reconciliation and MIS reporting on weekly basis.

Operations Senior Analyst

Deutsche Bank Operations
05.2012 - 08.2016
  • International - Conversions of American Depository Receipt (Hedge Funds Clients), Transition Support, PB CRM (Prime Brokerage Credit Risk Management), Facilitating Infrastructure to Hedge Funds Clients (Prime Brokerage Services) includes the services Derivatives (Futures and option, Swap), Rehypothecation services, Stock loan, fees calculation.
  • PB CRM (Prime Brokerage Credit Risk Management): Set up New Cash Clim to ensure smooth delivery of Payment in line with Currency Cut-off , Provide SWIFT fields to ODC-Equities SSI team followed by Callback to confirm the payment instructions from client , Amend the Payment Instructions for Cash Clim whenever there is change in cash SSI.
  • 15a6, Non 15a6: PB, SL, FX, International F&O, and Swap.
  • Setting up SSI's and mapping clims in Webpayments for payments to be facilitated.
  • Coordination with KYC, Credit, Legal to ensure approval in dbCAR.
  • Mapping Non-GPF Products such as FX, OTC options, CDS (Credit Default Swaps), Var swaps, Bank loan, SAPB South Africa prime Brokerage, Market Clearings.
  • Setting up third party Administrators as advised by the client who will have access to the client reports.
  • Participating in capacity planning of team and ensuring that stakeholder's requirements are maintained in accordance with SLA.
  • Facilitate admin linking & web account creation.
  • Setting up fee posting preferences and adding stock, borrow codes.
  • Setting up pricing for the client in Global Prime Finance.
  • Setting up Rehypo Static for the client.
  • Creating a client account for Margin Calculation.

Education

Bachelor of Commerce - Finance

Seshadripuram College
05.2012

Skills

  • Securities backed facilities
  • Loss Given Default
  • Collateral Monitoring
  • Risk Assessment
  • Collateral Analysis
  • Credit Underwriting
  • Team Management
  • Covenant Monitoring
  • UCC renewal and maintenance
  • Processing payments and Advances

Timeline

Lead Analyst

Wipro Limited - MUFG Bank
06.2021 - Current

Team Lead

JP Morgan Chase & Company
08.2016 - 10.2020

Operations Senior Analyst

Deutsche Bank Operations
05.2012 - 08.2016

Bachelor of Commerce - Finance

Seshadripuram College

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Kazim Arshad Hali