Keshav Goyal
Compliance Manager
21/93 Kaveri Path, Mansarovar, Jaipur
Summary
Process Manager skilled in internal assessments and risk management to prevent fraud. Experienced with developing internal controls and Audit Policies.
Experienced with internal audit procedures and compliance. Utilizes risk assessment and auditing techniques to ensure financial accuracy and regulatory adherence. Knowledge of financial analysis, fostering effective team collaboration and adaptability to dynamic environments.
Background includes supporting audit projects, identifying control weaknesses, and recommending improvements. Known for reliability and flexibility in adapting to changing audit needs. Expertise in risk assessment and process optimization, combined with strong analytical and communication skills.
Overview
8
8
years of professional experience
6
6
years of post-secondary education
3
3
Languages
Work History
Internship
Technoserve
01.2017 - 01.2017
- Maximized productivity by analyzing protocols and identifying areas for improvement.
- Represented company at industry trade shows and had direct interaction with consumers.
- Built rapport with clients to facilitate trusting relationship and provide setting conducive to growth.
- Completed research, compiled data, updated spreadsheets and produced timely reports.
INTERNSHIP
KGFS Sahastradhara
05.2017 - 07.2017
- Critical Analysis on Functions and Operations of Vikas Nagar Branch, Sahastradhara KGFS, Uttarakhand.
- Sorted and organized files, spreadsheets, and reports.
- Gained valuable experience working within a specific industry, applying learned concepts directly into relevant work situations.
- Explored new technologies and approaches to streamline processes.
Internal Audit
Annapurna Finance Pvt. Ltd
05.2018
- Handling over 38 branches in Indore Zone Ensuring self visit on all critical & high value delinquent cases along with Sales & Credit Team.
- Daily task is to comply and check all RBI & Company’s rules & norms to be followed by all branches with full authentication and applying penalty on Defaulters.
- Monitoring all 30+ & 90+ cases for Audit & Collection Management.
- Managing & conducting quarterly audit review meet with State head, Zonal managers & Area managers.
- Served as liaison between clients and staff to resolve client’s problems and implement long and short term solutions.
- Publishing daily, monthly & Quarterly performance reports of branches to State head, Zonal Incharge & Area Managers to keep up the branches according to company norms.
Process Manager
HDFC BANK LTD.
09.2019 - 03.2022
- Established and maintained long-range plans for quality assurance for more than 4 locations.
- Reviewed established policies and procedures to take on temporary leadership positions, motivate employees and facilitate smooth operations.
- Improved efficiency and effectiveness of performance and management of processes across collection department.
- Inventory control & Management for 4 locations & 23 vendors.
- Periodic location & vendor' office process review.
- Audit Interface
MANAGER-AGENCY PROCESS AND COMPLIANCE
AU SMALL FINANCE BANK
03.2022 - Current
- Managing and training for collection agencies, executives,and bank staff to comply as per bank and RBI norms.
- Handling more than 400+ agencies PAN INDIA for collection process and compliance (Retail & Credit Card)
- Managed budgets effectively, ensuring optimal financial performance while investing in necessary resources for business growth.
- Streamlined project delivery processes, significantly reducing time to market for new product launches.
- Ensuring process is followed by tracking through digital and physical visit.
- Ran errands and provided general office support in professional environment.
- Cultivated interpersonal skills by building positive relationships with others.
- Demonstrated creativity and resourcefulness through process development of innovative solutions.
- Gained strong leadership skills by managing projects from start to finish.
- Cross-trained existing employees to maximize team agility and performance.
- Proved successful working within tight deadlines and fast-paced environment.
- Managed budget allocations to prioritize spending on high-impact projects, optimizing resource utilization.
Education
Certification course of NCFM – Commercial Banking in India -
Certification course of NISM Series V-A – Mutual Fund Distributors - undefined
RSCIT- Rajasthan Government certified 90 days computer basic training - undefined
MBA - RURAL FINANCE & MANAGEMENT
Institute of Rural Management
07.2016 - 06.2018
B.Com Hons. (A.B.S.T) - ACCOUNTS & BUSINESS STUDIES
Mahaveer College of Commerce
07.2013 - 05.2016
12th -
India International School
05.2012 - 03.2013
10th -
India International School
05.2010 - 03.2011
Skills
Internal audit execution
Internal audit process
External audit support
Auditing and compliance monitoring
Accomplishments
- Secured First Position in Inter College BIZ- QUIZ organized by Commerce Association on 19th December 2015 by Kanoria PG Mahila Mahavidyalaya, Jaipur.
- Secured Second Position in QUIZ in Synergy 2015 the National Academic Fest by St. Xavier’s College, Jaipur.
- Won 3rd prize in “SRIJAN” held on 9th December 2015 by NIIT UNIVERSITY (NU).
- Stood First & Gold Medal in Curiosity Killed the Cat (QUIZ) held on November 15, 2014 by St. Xavier’s College, Jaipur at Literature Festival.
- Won Gold medal at Synergy 2013-14 by St. Xavier’s College, Jaipur.
Timeline
MANAGER-AGENCY PROCESS AND COMPLIANCE
AU SMALL FINANCE BANK
03.2022 - Current
Process Manager
HDFC BANK LTD.
09.2019 - 03.2022
Internal Audit
Annapurna Finance Pvt. Ltd
05.2018
INTERNSHIP
KGFS Sahastradhara
05.2017 - 07.2017
Internship
Technoserve
01.2017 - 01.2017
MBA - RURAL FINANCE & MANAGEMENT
Institute of Rural Management
07.2016 - 06.2018
B.Com Hons. (A.B.S.T) - ACCOUNTS & BUSINESS STUDIES
Mahaveer College of Commerce
07.2013 - 05.2016
12th -
India International School
05.2012 - 03.2013
10th -
India International School
05.2010 - 03.2011
Certification course of NISM Series V-A – Mutual Fund Distributors - undefined
RSCIT- Rajasthan Government certified 90 days computer basic training - undefined
Certification course of NCFM – Commercial Banking in India -
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