Khurshid Khatri
Mumbai
Summary
Dynamic professional with over nine years of experience at Ernst & Young Associates LLP, specializing in IT General Control Testing and SOX compliance. Demonstrates a proven track record in leading large-scale engagements, fostering effective team collaboration, and delivering measurable outcomes. Skilled in project planning and stakeholder communication, consistently driving efficiency and accuracy in financial audits for global clients.
Overview
10
10
years of professional experience
1
1
Certification
Work History
Manager
Ernst & Young Associates LLP
Mumbai
01.2021 - Current
- Led a team of 12 in executing SOX controls testing for a leading global European bank, focusing on over 80 key IT controls related to Change Management and IT Operations. Responsibilities included end-to-end client engagement, effective coordination with EY global counterparts across multiple geographies, execution of control testing procedures, remediation testing for identified deficiencies, comprehensive review of workpapers for quality and compliance, and ensuring adherence to audit timelines and milestone deliverables.
- Led a team of 15 in performing comprehensive IT General Controls (ITGC) testing for a global multinational bank, assessing over 50 key controls across critical domains including Access Management, Change Management and IT Operations. Scope of testing included both common process controls and application-specific controls, ensuring alignment with audit methodology.
- Led over 15+ local statutory audits to deliver IT control testing and MCA (Ministry of Corporate Affairs) regulatory testing for financial institutions, managing a team of 6 in close collaboration with the audit team. Oversaw end-to-end engagement execution including resource planning, budget discussions, and revenue management to ensure effective delivery within defined timelines. Acted as the primary point of contact for client interactions, facilitating discussions around control issues, observations, and remediation plans. Ensured timely achievement of key project milestones, while maintaining audit quality standards and addressing risks proactively through issue resolution and team coordination.
- Provided strategic insights to the client on IT General Controls (ITGC) by analyzing available data and audit findings, enabling them to strengthen their SOX control environment and address key risk areas more effectively.
- Acted as a counsellor for 7 team members, providing guidance and support throughout their audit careers, addressing professional challenges, offering regular feedback, and mentoring them on performance improvement and career development.
- Developed and maintained centralized repositories of budget documents and MCA workpapers for two financial years, providing the team with a reliable baseline and reference point to enhance efficiency and consistency in future audits.
Experienced Associate
Deloitte
Dubai
09.2019 - 01.2021
- Led and executed IT General Controls (ITGC) and application controls reviews as part of both group-level and local statutory audits for leading global and regional banks in the UAE.
- Assessed key control areas including Access Management, Change Management, Logical Security, Backup and Recovery, Batch Job Processing, and IT Operations to ensure compliance with regulatory and audit requirements.
- Evaluated the design and operating effectiveness of IT controls supporting critical banking applications and core systems, ensuring data integrity and reliability of financial reporting.
- Collaborated closely with audit and client teams to identify control deficiencies, recommend remediation strategies, and align findings with Central Bank of UAE guidelines and international standards (e.g., COBIT, SOX).
- Provided insights on process improvements and risk mitigation across IT environments including core banking platforms, middleware, and supporting infrastructure.
Consultant
Ernst & Young LLP
Mumbai
10.2015 - 07.2019
- Executed comprehensive SOX compliance testing for a leading European insurance company, focusing on critical IT controls including Access Control Management, Change Management Processes, Backup and Restoration, Incident Management, Recertification, and Monitoring. Evaluated both design effectiveness and operating effectiveness of controls to ensure regulatory compliance and mitigate operational risks.
- Conducted detailed infrastructure assessments as part of statutory audits for a prominent banking institution. Reviewed and tested technical environments encompassing AIX, Oracle, SQL Server, Windows, Linux, and Solaris platforms to identify risks and validate control effectiveness.
- Led a comprehensive Access Management review for a private banking client, identifying instances of inappropriate access and potential security risks; formulated and presented a detailed remediation plan to strengthen access controls and enhance overall IT security compliance.
Education
Bachelors of Engineering - Information Technology
Mumbai University
Mumbai01.2015
Higher Secondary Certificate - Science
Mumbai University
Mumbai01.2011
Secondary School Certificate -
Diamond Jubilee High School
Mumbai01.2009
Skills
- IT General Control Testing
- Financial Audit Integration
- IT Application controls
- SOX Control Testing
- Infrastructure Testing
- Privileged Identity management tool testing
- Project & revenue management
- Coaching and mentoring
Certification
Cobit 5 foundation, ISACA, Present
Accomplishments
- I am exceptional, Ernst & Young Associates LLP, 2021
- I am exceptional for intellectually stimulating, Ernst & Young Associates LLP, 2023
- I am exceptional for intellectually stimulating, Ernst & Young Associates LLP, 2024
Hobbies and Interests
- Travelling
- Reading
- Watching movies
Languages
- English
- Hindi
Personal Information
- Date of Birth: 19th March 1993
- Gender: Female
- Nationality: Indian
Timeline
Manager
Ernst & Young Associates LLP
01.2021 - Current
Experienced Associate
Deloitte
09.2019 - 01.2021
Consultant
Ernst & Young LLP
10.2015 - 07.2019
Bachelors of Engineering - Information Technology
Mumbai University
Higher Secondary Certificate - Science
Mumbai University
Secondary School Certificate -
Diamond Jubilee High School
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