KISHORI SRINIVASAN
Chennai
Summary
Dynamic leader with a proven track record at Pershing India Operational Services, excelling in regulatory surveillance and risk management. Spearheaded AI-driven solutions, while enhancing compliance oversight and strategic planning. Adept at fostering global team collaboration and driving process automation to optimize operational efficiency.
Overview
1
1
Certification
16
16
years of professional experience
Work History
Vice President – 1LOD Control Team
Pershing India Operational Services (Bank of New York)
06.2022 - Current
- Direct global compliance surveillance and robust risk reviews across client onboarding structures, safeguarding strict institutional alignment with international regulatory frameworks.
- Spearheaded the vision and execution of an enterprise AI-powered solution agent for the Service Trade Entitlement architecture, eliminating structural inefficiencies to reclaim 42+ manual operational hours annually.
- Directed 4 strategic process migrations and over 8 fundamental business transformations, engineering target operating models that optimized multi-team resource and FTE allocation.
- Engineered and launched an automated data solution utilizing Teradata and Power BI to synthesize multiple disparate accounts into a unified dashboard, capturing 504 hours of annual operational savings.
- Orchestrated process walkthroughs for annual internal audit cycle, identifying operational control deficiencies and implementing cross-functional remediation frameworks.
- Chaired forensic compliance reviews of restricted legacy accounts under Rule 1046, collaborating with executive stakeholders to enforce KYC and AML requirements.
- Constructed internal network of Single Points of Contact (SPOCs) across diverse business functions, centralizing global operational metrics and enhancing executive dashboard reporting.
- Played a pivotal leadership role in the FINRA-driven Consolidated Audit Trail (CAT initiative) data remediation process, resolving complex data mismatches across legacy platforms.
- Implemented a JIRA-based intake model that systematically modernized workflow prioritization and dramatically reduced project turnaround latency.
Team Lead – Global Reconciliation Unit
Scope International Pvt. Ltd.
03.2015 - 12.2016
- Managed mission-critical reconciliation operations across 51 unique countries, securing timely risk-containment and structural resolution of cross-border financial breaks.
- Identified processing friction points and developed root-cause fixes, preventing recurring financial statement exceptions.
- Compiled global MIS performance reports for executive leadership and senior international stakeholders, enhancing visibility into operational metrics.
Assistant Manager – Commercial Loan Documentation
IndusInd Bank Limited
11.2014 - 03.2016
- Strengthened credit risk controls by implementing quality-assurance review gates, verifying accuracy and completeness of credit approvals to enhance overall documentation integrity.
- Reviewed and validated high-value commercial credit documentation, ensuring compliance with internal credit policy frameworks and sovereign banking regulations to mitigate risk.
- Facilitated end-to-end commercial loan closure workflows by synchronizing directly with lenders, corporate legal counsels, and primary market vendors to streamline processes.
Senior Analyst – Commercial Lending Operations
RBS Business Services Pvt. Ltd.
01.2011 - 11.2016
- Directed regional lending support operations across EMEA, overseeing facilities maintenance and processing of high-volume corporate credit limits to enhance service delivery.
- Supervised client reference data management and onboarding workflows for diverse corporate asset portfolios, ensuring accuracy and compliance.
- Architected automated reporting macros and analytics tools that eliminated processing delays and enhanced team operational data integrity.
- Chaired large-scale data migration initiatives, maintaining operational continuity during system platform transitions.
Education
Bachelor in Commerce -
JBAS Collage For Women
Chennai03-2010
Skills
- Regulatory Surveillance
- First line of defense governance
- Risk management
- Data remediation
- Process Automation
- Metrics & Power BI Analytics
- Strategic planning
- Global team management
- Problem solving
- Effective communication
- Data governance practices
- Risk assessment
- Project leadership
- Compliance oversight
Certification
- Upskilling & Certifications: AI Pioneer, Perusing - Professional Scrum Product Owner I Certification
EXECUTIVE LEADERSHIP & CORPORATE CONTRIBUTIONS
- Regional Lead – GENEDGE Mentoring Program (APAC/India): Direct cross-country mentorship initiatives across the Asia-Pacific region, driving career development frameworks and professional engagement strategies for rising talent.
- National Coordinator – WIN IWD Program (India): Formulate and execute nationwide inclusion initiatives, leading stakeholder alignment, strategic planning, and digital content delivery for prominent corporate programs.
- Communications Lead – IMPACT India: Structure and oversee internal communication strategies, reinforcing organizational cultural alignment and multi-channel workforce engagement metrics.
Timeline
Vice President – 1LOD Control Team
Pershing India Operational Services (Bank of New York)
06.2022 - Current
Team Lead – Global Reconciliation Unit
Scope International Pvt. Ltd.
03.2015 - 12.2016
Assistant Manager – Commercial Loan Documentation
IndusInd Bank Limited
11.2014 - 03.2016
Senior Analyst – Commercial Lending Operations
RBS Business Services Pvt. Ltd.
01.2011 - 11.2016
Bachelor in Commerce -
JBAS Collage For Women