Summary
Overview
Work History
Education
Skills
Languages
Timeline
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Kuldeep Kavishwar Gaikwad

Dombivali

Summary

Dynamic professional with extensive experience at Citibank N.A., excelling in client onboarding and KYC processes. Proven adaptability and results-driven approach in managing cross-border queries and automating operations. Skilled in data analysis and team collaboration, consistently enhancing efficiency and compliance in financial services.

Overview

12
12
years of professional experience

Work History

Securitiles Services and Issuer Services Operation

Citibank N.A
Mumbai, BKC
11.2019 - Current
  • Exposure to the Client Onboarding and Static Maintenance processes, such as opening various currency accounts and NSDL/CDSL accounts for global clients, is required for trading in the Indian Securities Market. Global clients include FPl, FDI, AIF, and also for domestic mutual funds.
  • Experience with CitiDirect for Securities (CDs) profile creation, addition, deletion, and modification of existing users to process any CDS entitlements requests for external clients.
  • Interact with the front office to ensure that proper account documentation is obtained from the customer prior to approving the client onboarding request. Interact with compliance for appropriate approvals.
  • Trained management trainees and involved in various projects, including cross-border projects, for the automation of manual activities.
  • KYC review and uploading KYC documents of the client on KRA. Applying codes like NSE and UCC on the exchange. Responsible for performing client onboarding and client review functions.

Internal Auditor

M.P.Chitale (CA Firm)
Mumbai, BKC
10.2017 - 10.2019
  • Performed analytical reviews on financial data to detect errors or discrepancies.
  • Maintained a database of all completed audits and their results.
  • Documented audit findings in formal reports presented to senior management team.
  • Collaborated with other departments across the organization on various issues related to financial reporting.
  • Investigated discrepancies that were uncovered during audits.
  • Addressed and resolved audit issues.
  • Prepared presentations summarizing audit results for board meetings.

Supervisor

Citibank N.A (CalibeHR Solutions)
Mumbai, BKC
02.2013 - 08.2017
  • Scrutinizing various sets of documents for account-opening procedures.
  • Managing a Query Resolution team to assist cross-border and domestic clients with queries pertaining to account opening, forex, corporate actions, and securities settlement.
  • Data entry of account opening documents received for opening of Demat accounts.
  • Scanning of KYC, constitutional, and other documents for Demat account opening.
  • Coordinating with the implementation team for pending documents.
  • Preparing and sending account opening and closure letters to domestic and FII clients.
  • Preparing and sending NSDL transaction statements to clients.

Education

Bechelor Of Commerce -

Swami Vivekanand Collage of Arts And Commerce
Dombivali
10-2011

H.S.C -

G.R.Patil College of Arts, Science & Commerce
Dombivali
03-2007

S.S.C -

D.N.C High School
Dombivali
03-2005

Skills

  • Adaptability and quick learning
  • Team collaboration
  • Results-driven approach
  • Ability to work under pressure

Languages

Marathi
First Language
English
Intermediate (B1)
B1
Hindi
Upper Intermediate (B2)
B2

Timeline

Securitiles Services and Issuer Services Operation

Citibank N.A
11.2019 - Current

Internal Auditor

M.P.Chitale (CA Firm)
10.2017 - 10.2019

Supervisor

Citibank N.A (CalibeHR Solutions)
02.2013 - 08.2017

Bechelor Of Commerce -

Swami Vivekanand Collage of Arts And Commerce

H.S.C -

G.R.Patil College of Arts, Science & Commerce

S.S.C -

D.N.C High School

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Kuldeep Kavishwar Gaikwad