Summary
Overview
Work History
Education
Skills
Certification
Interests
Work Availability
Quote
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KUMAR GAURAV

KUMAR GAURAV

AML KYC Analyst
Delhi

Summary

I help identify, mitigate and manage compliance risks because it is better to solve the problem before it even happens. Implementing the risk management skills across both commercial and retail banking users along with Crypto Investors.Skilled in writing thorough reports, explaining complex financial matters and communicating with a wide range of people.
This ability to successfully provide these services comes from the 4 years of varied experience including hands on work on financial crimes and Anti Money Laundering, Process redesign/improvement ideas to support risk mitigation.

Overview

4
4
years of professional experience
4
4
years of post-secondary education
1
1
Certification

Work History

Senior AML Analyst

AML RightSource
Noida
05.2022 - Current
  • Performance and oversight of transaction monitoring, alert resolution, case investigation, fraud investigation, Enhanced Due Diligence (ED) reviews and other AML/BSA tasks.
  • Filed 15 Suspicious Activity Reports (SARs) per day to Financial Intelligence Units in UK, Canada and Ireland.
  • Conducted quality checks on investigations and provided constructive feedback to analysts which led to improve quality from 87.5 to 99 percent.
  • Prepared and delivered training for existing team and onboarded 22 analysts.
  • Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
  • Interacted with law enforcement agencies, regulators and financial institutions to coordinate investigations related to fraudulent activities.

Senior Associate

WNS Global Services
Gurgaon
04.2020 - 12.2021
  • Anti-Money laundering division Responsible for investigative research, root cause analysis and consulting highly complex financial cries transactions, policy violations and suspicious situations for money laundering and fraud cases.
  • Conducted investigative research using proper techniques to determine risks Performed detailed analyses to detect patterns, trends, anomalies and schemes in transactions and relationship across multiple banking products.
  • Draft corrective action plans and assist in managing change to prevent/mitigate risk which led to minimize average handling time for case from 45 minutes to 30 minutes.
  • Performed detailed analysis, maintain required documentation and file suspicious activity reports (SARs) for 10 retail banking users per day.

Operations Analyst

Royal Bank of Scotland
New Delhi
02.2019 - 04.2020
  • Analyzed operations across Customer Due Diligence team of Anti-Money laundering division for Risk Assessment of personal & business banking enterprises on the basis of various parameters enumerated by the bank & UK Government to mitigate Money laundering and terrorist financing risks.
  • Investigate, Monitor and Execute EDR (Event Driven Review) to detect any suspicious transactions.
  • Supported DATA GATHERING team for MORTGAGES to collect relevant documents relating to customer's PPI.
  • Worked on automation initiative for back office for augmenting overall productivity of project.

Education

Bachelor's - Commerce

Delhi University
New Delhi
07.2014 - 07.2018

Skills

Quality controlundefined

Certification

Financial Modeling

Interests

All kind of sports and Stock markets

Work Availability

monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Quote

Everybody gets so much information all day long that they lose their common sense.
Gertrude Stein

Timeline

Senior AML Analyst

AML RightSource
05.2022 - Current

Senior Associate

WNS Global Services
04.2020 - 12.2021

Operations Analyst

Royal Bank of Scotland
02.2019 - 04.2020

Financial Modeling

12-2018

Bachelor's - Commerce

Delhi University
07.2014 - 07.2018

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KUMAR GAURAVAML KYC Analyst