Kundhana Tammina
Finance & Risk Audit Analyst
Hyderabad
Summary
Experienced Finance and Audit Professional with over six years of expertise at Wells Fargo and ICICI Bank. Proficient in risk assessment, compliance auditing, and process optimization, with a strong focus on corporate tree analysis to identify conflicts of interest and mitigate risks. Skilled in developing quality assurance frameworks, conducting SOX compliance audits, and applying COSO framework principles to enhance risk management. Adept at leading RCSA initiatives, designing robust testing frameworks, and providing data-driven insights to senior management. Demonstrates a strong ability to foster cross-functional collaboration, streamline workflows, and uphold regulatory compliance standards. Leverages financial analysis and audit methodologies to improve operational efficiency and strengthen internal controls. Passionate about ensuring compliance integrity and driving business excellence through proactive oversight and innovative process improvements. Committed to delivering strategic solutions that enhance governance, mitigate financial risks, and support sustainable business growth.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Independent Testing Analyst
Wells Fargo India Solutions
10.2022 - Current
- Led RCSA initiatives, assessing and mitigating risks, while collaborating with process owners to enhance controls.
- Designed and executed targeted testing to validate control effectiveness, identify gaps, and recommend improvements.
- Developed incremental testing frameworks for ongoing control validation and compliance monitoring.
- Assessed control design for regulatory compliance, and risk management alignment.
- Conducted effectiveness testing to evaluate the operational efficiency and reliability of controls.
- Provided independent risk oversight in the second line of defense, collaborating with stakeholders to enhance risk management.
- Delivered recommendations for control enhancements, compliance improvements, and risk mitigation strategies.
- Assisted in evaluating the adequacy of control activities and their alignment with business objectives.
- Provided regular project updates to managers, engagement teams, and clients.
Deputy Manager II
ICICI Bank Limited
07.2019 - 10.2022
- Conducted risk-based internal and compliance audits of mortgage, financial, and operational processes; verified documentation, identified control gaps, and mitigated regulatory risks.
- Evaluated guidelines, policies, SOPs, identified risks, suggested improvements, refined testing attributes, and control testing. Ensured accuracy and compliance in documentation.
- Developed and maintained Risk & Control Matrices (RCMs); evaluated policies, SOPs, and guidelines to strengthen internal controls, and standardize business processes.
- Skilled at developing and executing strategies for evaluating risks, and adept at collecting, organizing, monitoring, and validating financial data integrity.
- Led cross-functional teams to implement process improvements, streamline banking operations, enhance quality control, and deliver training on audit methodologies and regulatory requirements.
- Handling complete KYC onboarding for new and pre-existing customers (KYC refresh) by reviewing client documentation, vendor databases, and data entered into proprietary systems.
Education
Post-Graduate Certificate - Banking And Finance
Manipal University
Bengaluru, India07-2019
MBA - Human Resources Management And Marketing
PVP Siddhartha
Vijayawada, India04-2018
Bachelor of Science - Statistics, Computer Science
Montessori Mahila Kalasala
Vijayawada, India 04.2001 -
Skills
Risk & Control Self-Assessment
Internal Control Frameworks (FRASA, Control )
Risk Measurement
Regulatory Audit & Compliance
KYC & Investment Banking Operations
Control Design & Documentation
Root Cause Analysis & Corrective Action Planning
Stakeholder Engagement & Team Leadership
Certification
Perusing SOX audit certification
Intrests
- Data Analytics
- Financial Markets
- Business Acumen
- RCA Methodologies
Computer skills
- Ms Excel
- MS Word
- MS Power Point
- Google Sheets
- Google Docs
Timeline
Independent Testing Analyst
Wells Fargo India Solutions
10.2022 - Current
Deputy Manager II
ICICI Bank Limited
07.2019 - 10.2022
Bachelor of Science - Statistics, Computer Science
Montessori Mahila Kalasala
04.2001 -
Post-Graduate Certificate - Banking And Finance
Manipal University
MBA - Human Resources Management And Marketing
PVP Siddhartha