LAKSHIKA RAWAT
Haldwani
Summary
I am a dedicated Compliance Associate with a Master's degree in Constitutional and Administrative Law. I have extensive experience implementing compliance programs across various legal domains, including corporate law, taxation (GST, Excise, Income Tax Act), financial regulations (IFCA, SEBI), and data protection laws (GDPR, PDPA). I excel in ensuring adherence to complex legal frameworks and regulatory standards through thorough compliance assessments and effective risk mitigation strategies. My skills include creating and validating checklists, and proficiently tracking and updating legal requirements using compliance tools. With a Bachelor of Business Administration and Bachelor of Laws (BBA.LLB) degree, I possess a comprehensive understanding of legal compliance processes, facilitating seamless integration of regulatory changes into organizational frameworks.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Compliance Associate
Complinity Technologies
Gurugram
02.2023 - Current
- Content Management: Effectively manage and coordinate content publishing on the Complinity compliance tool, ensuring a seamless workflow within the team
- Legal Expertise: Draft, appraise, and examine legal updates from diverse government websites, maintaining an up-to-date understanding of regulatory changes
- Checklist Creation: Develop comprehensive checklists across various law categories such as corporate Laws: IFSCA , SEBI , NSE , BSE , Labor Laws, RBI master Direction, EHS, and industry-specific areas like Aviation, Liquor, Medical and Education .
- Validation Team: Integral part of the Validation team, responsible for rigorously validating pre-existing compliances in the repository
- Research and Analysis: Actively involved in handling and conducting in-depth research to ensure compliance accuracy
- Training Leadership: Provide training to new joiners and interns, contributing to their understanding of compliance intricacies
- Impact Analysis and Documentation: Conduct monthly impact analyses of tracked legal updates
- Collaborate with the team to create and assist in the development of insertion, modification, and inactivation files, ensuring seamless integration of regulatory changes into the compliance system.
Senior Advocate
Rohit Pandey
Delhi
07.2021 - 07.2021
- Undertook online internship under work from home program COVID-19 pandemic and worked as a legal intern
- During this period worked in conducting various researches and case laws analysis.
Deputy Advocate
M.C.Tiwari
Nainital
07.2019 - 07.2019
- Adaptability, Interpersonal Communication Skills, Governance Risk and Compliance
- Drafted the cases (Civil and Criminal), Analyzed various cases laws/rulings, Learnt presenting cases before Hon'ble courts, tribunals, etc.
Senior Advocate
Shamboo Singh
Jodhpur
01.2019 - 01.2019
- Undertook extensive research on civil , criminal and services matters and attended various court proceedings.
Deputy Advocate General
High
Nainital
07.2018 - 07.2018
- Gained insight into courtroom procedures, case research, drafting legal documents, and interacting with legal professionals.
Education
LL.M - Masters in Law
Dr. Rajendra Prasad Law Institute
Nainital01.2024
B.B.A. LL.B - LAW
Law College
Dehradun06.2022
Skills
- Time Management Skills
- Team Collaboration
- Internal Audits
- Policy analysis
- Corporate Governance
- Legal Research
Certification
04/01/23, Bar Council of India
Accomplishments
- Participated in 1st International Article Writing Competition 2019, IJLMH.
- Reasech Paper on Taxation Law, Published at UGC Approved Journal 2022, Purakala.
Seminarsworkshopsconferences
- Attended the World Law Forum Conference on, Strategic Lawsuits Against Public Participation, New Delhi,2018.
- Participated in the 2 Days National Workshop on, Legal Methodology, Law College Dehradun,2018.
- Attended National Seminar on Constitutional Law, head by Hon"ble Mr. Markandey Katju. Law College Dehradun,2019.
- Participated in the panel discussion on swachhta mission of government of India on channel "HMM7
- 24",2018.
- Served in organizing committee of (Concourse De debate) national debate competition 2019.
Otherparticipation
- Senior Executive Member, Youth Parliament Society, Law College Dehradun.
- Participated in Indian Leadership Summit MUN, Dehradun, 2018.
- Participated in URJAA MUN, IDEAL, Delhi, 2018.
- Attended Live Stream News-Session on HNN24X7.
- Participated in National MUN conference at LCD, 2018.
Timeline
Compliance Associate
Complinity Technologies
02.2023 - Current
Senior Advocate
Rohit Pandey
07.2021 - 07.2021
Deputy Advocate
M.C.Tiwari
07.2019 - 07.2019
Senior Advocate
Shamboo Singh
01.2019 - 01.2019
Deputy Advocate General
High
07.2018 - 07.2018
LL.M - Masters in Law
Dr. Rajendra Prasad Law Institute
B.B.A. LL.B - LAW
Law College
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