Summary
Overview
Work History
Education
Skills
Certification
Activities
Projects
Timeline
Generic

Larena Dsouza

Investment Banker
Mumbai

Summary

Highly motivated and detail oriented person with 4 years of experience in the Investment banking field. I excelled in trade surveillance at BNP PARIBAS, leveraging tools like Bloomberg for market research. My analytical skills ensured timely escalation Proven track record of monitoring and responding to security and safety situations in a timely manner. In Nomura working for trade survelliance, OBI-A Policy, PAD. Excellent communication, problem- solving and customer service skills.

Overview

2025
2025
years of professional experience
6057
6057
years of post-secondary education
2
2
Certifications

Work History

Senior Analyst Control Room

Nomura
01.2025 - Current
  • Responsible to perform different control room monitor and surveillance tasks within stringent deadlines.
  • Responsible to review and perform Actimize and manual trade surveillance for Watch list, Restricted list, trading ahead of research checks and escalate potential breaches for second level review.
  • Responsible for new joiner process on attestations for EMEA staff with respect to Personal Account Dealing and OBI-A Policy
  • Handle the employee trade monitoring process including reconciliations and account Maintenance; send and timely chasers to staffs with pending statement submissions
  • Ensure MIS data, Checklists and process related procedures are updated and accurate
  • Responsible for investigating and enquiring for mismatch of source data.
  • Responsible for identification, mitigation, escalation and reporting of potential/current risk.
  • Provide assistance for developing IT tools by Documentation of business requirement performing UAT and provide alternative solutions.



Associate Level 1

BNP PARIBAS
6 2021 - 01.2025
  • Working for trade surveillance where I review, analyze and close alerts generated by an automated monitoring system at level 1 in accordance with relevant review process as defined in the operating guidelines
  • I review, analyze and close alerts generated by an automated monitoring system (Eg - Actimize) at level 1 in accordance with relevant review process as defined in the operating guidelines
  • As necessary, use available research tools like Bloomberg, yahoo finance, market screener to identify publicly available information concerning transaction to be identified for further investigation
  • Ensure escalation of alerts to level 2 investigation is proper, in a timely manner and supported by relevant information and due diligence search results
  • I work for market abuse like insider dealing for different modules under fixed income and equities.

Analyst

Russell Tobin (client - BNP PARIBAS)
08.2020 - 06.2021
  • Working for trade surveillance where I review, analyze and close alerts generated by an automated monitoring system at level 1 in accordance with relevant review process as defined in the operating guidelines
  • I review, analyze and close alerts generated by an automated monitoring system (Eg - Actimize) at level 1 in accordance with relevant review process as defined in the operating guidelines
  • As necessary, use available research tools like Bloomberg, yahoo finance, market screener to identify publicly available information concerning transaction to be identified for further investigation
  • Ensure escalation of alerts to level 2 investigation is proper, in a timely manner and supported by relevant information and due diligence search results
  • I work for market abuse like insider dealing for different modules under fixed income and equities.

Chat Operator

Commversion
2 2020 - 8 2020
  • Interacting with customer for real estate sector in USA
  • Generating qualified leads through conversion
  • Focus on maintaining good conversation with the customers.

Education

Mcom in advance Accountancy -

Royal College

BBI -

St Andrews College

HSC -

Don Bosco Junior College

Skills

Communication Skills

Certification

Investment Banking, Imarticus

Activities

  • Volunteered for college event under marketing department for the fest JHANKAAR in ST. Andrews College
  • Volunteered for college event under marketing department for the Fest Mosaic in St Andrews College
  • A SSC Animator, handling about 19 families of St Joseph Church, Mira road
  • Para Liturgy teacher of St Joseph Church, Mira Road
  • Sunday school teacher of St Anthony Church, Saki naka
  • Social Service done at Holy Family Hospital

Projects

1. Undertook a Black Book Project on the topic 'Cybercrime and security issues in E-Banking'

2.  Undertook a Black Book Project on the topic 'A study on the role of technology in Banking Sector' 

3. Prepared a project on 'what if UK enters European Union, What would be its impact'

4. Prepared a project on the 'HDFC IPO' Prepared a project on the 'Venezuela crisis'

Timeline

Senior Analyst Control Room

Nomura
01.2025 - Current

Certification in data analytics, Rotman school of Management university of Toronto

01-2024

Analyst

Russell Tobin (client - BNP PARIBAS)
08.2020 - 06.2021

Investment Banking, Imarticus

11-2019

Associate Level 1

BNP PARIBAS
6 2021 - 01.2025

Chat Operator

Commversion
2 2020 - 8 2020

Mcom in advance Accountancy -

Royal College

BBI -

St Andrews College

HSC -

Don Bosco Junior College
Larena DsouzaInvestment Banker