LAVANYA N
Chennai
Summary
Compliance expert with extensive experience in regulatory adherence and KYC verification at Zebu Share and Wealth Management Pvt. Ltd. Proficient in SEBI and exchange regulations, enhancing operational efficiency and supporting internal audits through advanced Excel reporting. Demonstrated success in client onboarding and back-office operations, ensuring compliance and streamlined processes.
Overview
1
1
Certification
2
2
years of professional experience
Work History
Associate - Compliance
Zebu Share and Wealth Management Pvt. Ltd.
Chennai
06.2026 - Current
- Prepare and submit periodic regulatory reports to exchanges and internal stakeholders.
- Monitored and validated compliance reporting activities to ensure accuracy and adherence to regulations.
- Ensured implementation of SEBI, CDSL, NSE, BSE, and MCX circulars to uphold regulatory compliance.
- Coordinated concurrent audit, internal audit, and CDSL inspection processes to maintain compliance standards.
- Reported AP inspection findings to exchange for regulatory compliance.
- Managed CTCL account processes including creation, modification, and deactivation.
- AP Validation exchange vs backoffice, Mobile Duplication Freeze, Client master validation with exchange.
- Monitor Exchange alerts and perform monthly validation of dormant client accounts.
Client Onboarding Associate - KYC Operations
Zebu Share and Wealth Management Pvt. Ltd.
Chennai
07.2024 - 05.2026
- Performed KYC verification, Client Due Diligence (CDD) and KRA registration/modification using the CVL KRA Portal.
- Managed end-to-end client onboarding including account opening, activation, modification, reactivation and closure.
- Verified client documents and maintained accurate client master records.
- Handled Referral Partner onboarding, AP modifications, RM/Remisier mapping and brokerage configuration.
- Prepared MIS reports and coordinated with Operations, Compliance and Technology teams.
- Supported Internal Audit and Compliance reviews by providing documentation and operational records.
- Activated mutual funds accounts in BSE MF portal efficiently.
- Calculated AP revenue and configured brokerage for clients.
Education
M.Sc. - Statistics
Presidency College
Chennai04-2022
B.Sc. - Statistics
Sri Vijay Vidyalaya College of Arts & Science
Dharmapuri04-2020
Skills
- Regulatory Compliance
- KYC Verification
- Client Due Diligence (CDD)
- Client Onboarding
- Regulatory Reporting
- Internal Audit Support
- Document verification
- Exchange
- CDSL
- Back Office
- Microsoft Excel
- Team collaboration
- Demat operations
Certification
- NISM - AML, KYC, and Customer Due Diligence (CDD)
Timeline
Associate - Compliance
Zebu Share and Wealth Management Pvt. Ltd.
06.2026 - Current
Client Onboarding Associate - KYC Operations
Zebu Share and Wealth Management Pvt. Ltd.
07.2024 - 05.2026
M.Sc. - Statistics
Presidency College
B.Sc. - Statistics
Sri Vijay Vidyalaya College of Arts & Science