Summary
Overview
Work History
Education
Skills
Internships:
Accomplishments
Certification
Timeline
Hi, I’m

Lokesh Dubey

Legal & Compliance
Indore
Lokesh Dubey

Summary

Dynamic and motivated legal-compliance professional with a proven track record of delivering exceptional results. Possessing strong analytical abilities, I am dedicated to leveraging expertise to deliver outstanding service. With proficiency in legal research, drafting, case management, and trial preparation, I am well-equipped to contribute as a valuable asset to any organisation. Whether working independently or collaboratively, consistently strive to exceed expectations. Seeking a challenging position to utilise my skills and drive impactful outcomes.

Overview

8
years of professional experience
1
Certification
2
Languages

Work History

Independent Practise
Indore

Compliance Analyst cum Liaison Consultant | Litigation Management Specialist
02.2019 - Current

Job overview

  • Serving as a distinguished consultant and holding position as Compliance and Liaison Consultant at several prominent corporate
  • Represented clients in High Court and District Courts, achieving a success rate of 85% in litigation cases, resulting in favorable judgments and settlements
  • Drafted pleadings, notices, and time-sensitive documents with maximum accuracy, ensuring compelling and effective legal arguments
  • Assisted Senior Lawyers in interrogatories and discovery requests, reducing case preparation time by 40% and streamlining the legal process
  • Successfully mediated cases outside the court system, resulting in a 25% increase in settlements, saving clients significant time and costs.Provide expert contractual advice, negotiate and draft a wide range of diverse complex contractual agreements based on varied business models with customers, vendors, and partners (Services Agreements, Product and Solution Agreements, Software License Agreements, Software Development, and License Agreements, Cloud Hosting Agreements, Software Partner Agreements, Teaming Agreements, Reseller, and Distribution Agreements, NDAs, Direct Procurement Agreements, Service, Subscription and Maintenance Agreements, SAAS, PAAS Contracts, End-user License Agreements, terms of use, terms for digital business, website terms and conditions, terms and conditions for mobile apps, data protection agreements, etc
  • In alignment with relevant laws and internal Company Policies and Directives.
  • Independently handle and coordinate with business units for all types of contractual requirements, legal advice, defining business models, sensitizing on legal risks, and implications of new laws and process requirements.
  • Work closely with senior stakeholders to advise and support them on deals and provide commercially sound advice while mitigating risks for the Company.
  • Used critical thinking to break down problems, evaluate solutions and make decisions.
  • Demonstrated a high level of initiative and creativity while tackling difficult tasks.
  • Proved successful working within tight deadlines and a fast-paced environment.

Capital Via Global Research Limited
Indore

Manager - Legal & Compliance

Job overview

  • Advised the company on legal rights and duties, ensuring compliance with laws and regulations, resulting in 98% compliance rate which helped them minimizing legal risks
  • Raised concerns as a Whistle-blower, prompting investigations that led to rectification of unethical business conduct and improved ethical standards
  • Drafted and vetted legal replies to SEBI complaints and notices with accuracy rate of 95%, minimising legal risks against regulatory actions and protecting company's reputation
  • Researched and analysed evolving SEBI regulations, providing strategic insights on their impact on organizational operations and ensuring proactive compliance
  • Developed robust company policies, reducing legal disputes by 25% and proactively mitigating potential legal risks
  • Established and maintained strong networks with legal professionals and regulatory authorities, facilitating swift legal procedures, negotiations, and resolving issues faster
  • Monitored legal cases, ensuring timely resolutions and minimising financial and reputational risks, resulting in a 30% reduction in pending cases.

Entertainment World Developers Ltd, EWDL

Compliance & Legal Analyst

Job overview

  • Conducted compliance audits, resulting in 98% adherence to applicable laws and regulations, minimizing legal and regulatory risks
  • Implemented robust policies and procedures, mitigating legal and regulatory risks and fostering a culture of compliance, resulting in 20% decrease in compliance violations
  • Facilitated efficient communication and collaboration across departments, ensuring seamless coordination among subsidiaries, leading to 40% improvement in cross-functional collaboration
  • Provided legal advice on Debt Recovery Tribunal (DRT) matters, including comprehensive guidance on SARFAESI Act, resulting in successful recoveries of 80% of defaulted debts
  • Offered well-founded legal opinions, contributing to informed decision-making by top-level management, resulting in 35% increase in compliance awareness among employees
  • Assigned court cases to panel lawyers, ensuring optimal functioning of legal proceedings and timely resolutions, reducing average case resolution time by 25%
  • Prepared compliance documentation aligned with statutory requirements, ensuring legal and regulatory compliance, resulting in 98% accuracy in compliance records.

Trans India Law
New Delhi

Senior Legal Associate, Associate

Job overview

  • Role):
  • Represented clients in court proceedings at the Delhi High Court, achieving favourable outcomes in 80% of cases, protecting clients' interests and achieving legal objectives
  • Drafted plaints, rejoinders, and evidence affidavits, demonstrating an exceptional grasp of the Copyright Act and Trademark Act, resulting in successful enforcement actions
  • Conducted research on procedural law, contributing to the development of effective legal strategies, resulting in a 30% increase in case success rate
  • Prepared a range of agreements with impeccable attention to detail, reducing contractual disputes by 20%, ensuring clarity and minimizing legal risks
  • Provided support to the Real Estate division, successfully negotiating business deals and mitigating potential litigations, resulting in a reduction in legal disputes.

Education

LNCT University

Doctor from Law

University Overview

Research Title: "Privacy in the Digital Age: Analysing the Legal Frameworks for Data Protection in the Era of Artificial Intelligence and Algorithmic Decision Making"

School of Law, Bharati Vidyapeeth University

LLM

School of Law, Bharati Vidyapeeth University
Pune

BA.LL.B from Law
07.2005 - 04.2010

Institute of Company Secretaries of India
New Delhi

CS (Intermediate) from Secretarial Practise

Skills

Legal Research and Writing

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Internships:

Internships helped me in gaining practical exposure to various legal scenarios, refined my research and drafting skills, and deepened my understanding of different areas of law.

Highlights include:

  • Supreme Court Internship (Adv. Ram Jethmalani ji): Learned about Supreme Court proceedings and conducted research on complicated constitutional issues.
  • Law Firm Internship (S. Jalan & Co., New Delhi): Assisted in drafting plaints for consumer forums and researched compensation for medical negligence cases.
  • High Court Law Clerkship: Assisted an Hon'ble judge of High Court (Justice Shri A.K Shrivastava) in researching case findings and relevant applicable Laws.
  • Law Firm Internship (Zeus Law Associates): Conducted research on NRIs' economic rights and assisted in filing a petition in Delhi High Court.
  • Law Firm Internship (Juris Consults): Dealt with civil and consumer cases, drafted legal notices, and provided client counseling.
  • Industry Internship (Bharat Heavy Electricals Ltd): Assisted in civil and labour cases and completed a project on Law & Legal Practice in India. Human Rights Commission Internship: Worked on the "Domestic Violence Act 2005" project and reviewed compensation applications.

Accomplishments

  • Multicultural Competence: Adaptability to work effectively with diverse clients and stakeholders from various cultural backgrounds, leveraging cultural sensitivity and strong communication skills to foster successful collaborations.
  • Legal Research and Analysis: Proven ability to conduct comprehensive legal research, analyse complex legal issues, and provide accurate and well-founded legal opinions, supporting decision-making processes and ensuring legal compliance.
  • Negotiation and Dispute Resolution: Skilled in negotiating and resolving disputes in an international context, employing alternative dispute resolution methods such as mediation and arbitration to achieve mutually beneficial outcomes and mitigate litigation risks.
  • Regulatory Compliance: Expertise in navigating regulatory environments, staying abreast of evolving laws and regulations, and ensuring compliance with global legal requirements across multiple jurisdictions.
  • Contract Drafting and Review: Proficient in drafting and reviewing complex international agreements, including international sale of goods contracts, licensing agreements, distribution agreements, and joint venture agreements, while addressing potential risks and ensuring favourable terms.
  • Legal Project Management: Proven track record of successfully managing legal projects with international dimensions, coordinating teams, setting realistic timelines, and efficiently allocating resources to achieve project goals within budget.
  • Crisis Management and Risk Assessment: Ability to identify potential legal risks and develop proactive strategies to mitigate them, ensuring business continuity, protecting assets, and minimising legal liabilities during crises or challenging situations.

Certification

Certification course on Professional ethics, Bar Council of India

Timeline

Compliance Analyst cum Liaison Consultant | Litigation Management Specialist

Independent Practise
02.2019 - Current

School of Law, Bharati Vidyapeeth University

BA.LL.B from Law
07.2005 - 04.2010

Manager - Legal & Compliance

Capital Via Global Research Limited

Compliance & Legal Analyst

Entertainment World Developers Ltd, EWDL

Senior Legal Associate, Associate

Trans India Law

LNCT University

Doctor from Law

School of Law, Bharati Vidyapeeth University

LLM

Institute of Company Secretaries of India

CS (Intermediate) from Secretarial Practise
Lokesh DubeyLegal & Compliance