Madhu Mishra
Mumbai
Summary
As a Compliance Analyst, I specialize in ensuring regulatory compliance, conducting thorough audits, and mitigating risks. With advanced skills in SQL, Excel, and Power BI, I excel in data validation, reporting, and tracking compliance metrics. I maintain accurate documentation, identify potential risks, and implement strategies to enhance internal controls and ensure continuous compliance across the organization
Overview
3
3
years of professional experience
1
1
Certification
Work History
Compliance Analyst
TotalEnergies
09.2024 - Current
- Conducted due diligence (DD) on clients and third parties to assess compliance risks
- Monitored transactions and clients for sanctions and AML compliance (OFAC, EU, UN)
- Performed risk assessments and flagged suspicious activities for investigation
- Prepared compliance reports, including suspicious activity reports (SARs)
- Delivered compliance training to staff on AML, sanctions, and regulatory requirements
- Collaborated with legal and compliance teams to ensure adherence to regulations
- Supported internal audits and liaised with regulators on compliance matters
Data Analyst
FinAce Infosolution
01.2024 - 07.2024
- Data analyst intern at a finance company with experience in analyzing financial data
- Skilled in creating Power BI dashboards for data visualization and decision-making
- Knowledgeable in SQL for extracting data from relational databases
- Conducted exploratory data analysis to identify trends, patterns, and outliers
- Performed statistical analysis to support insights and business decisions
Operations Analyst
Equitas Small Finance Bank
08.2022 - 12.2023
- Optimized banking operations by identifying inefficiencies and implementing process improvements
- Ensured regulatory compliance through transaction monitoring and risk assessments
- Managed financial workflows, including payments, loans, and customer onboarding
- Utilized Excel, SQL, and Power BI for data analysis and reporting
- Collaborated with compliance, finance, and IT teams to streamline processes
- Assisted in automation initiatives to enhance operational efficiency
- Monitored transactions to detect anomalies and prevent fraud
Education
MBA - Digital Finance
Op.jindal Global University
01.2025
B.S.C - I.T
St.John Of Humanities And Sciences
01.2021
Skills
- Understanding of Regulatory Frameworks
- Risk Management
- Transaction Risk Assessment
- Due diligence
- Compliance Software
- AML and sanctions screening
- Data Analysis
- Excel
- Power BI
- SQL
Certification
GRC Analyst Guide - Governance, Risk and Compliance, Udemy
Timeline
Compliance Analyst
TotalEnergies
09.2024 - Current
Data Analyst
FinAce Infosolution
01.2024 - 07.2024
Operations Analyst
Equitas Small Finance Bank
08.2022 - 12.2023
GRC Analyst Guide - Governance, Risk and Compliance, Udemy
MBA - Digital Finance
Op.jindal Global University
B.S.C - I.T
St.John Of Humanities And Sciences
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