Madhumohan PD

• Monitored business operations to identify potential risks across financial and regulatory domains.
• Conducted risk assessments to evaluate likelihood and impact of identified risks.
• Maintained up-to-date risk registers based on new findings and changes in business processes.
• Ensured compliance with internal policies and external regulations such as SOC 2 and GDPR.
• Reviewed and updated compliance documentation, SOPs, and control frameworks.
• Tracked regulatory changes to assess impact on business operations.
• Performed control assurance testing to validate effectiveness of internal controls.

• Conducted plan-level testing and documented results to ensure audit readiness.
• Identified control gaps and recommended strategies for remediation.
• Collaborated with team members to streamline operations and improve productivity.
• Analyzed process workflows to enhance efficiency and identify improvement areas.
• Supported internal and external audits by preparing documentation and addressing queries.
• Compiled risk and compliance reports for senior management, highlighting key findings and trends.
• Utilized Power BI to visualize risk metrics and create compliance dashboards.

• Prepared risk and compliance reports for senior management, highlighting key findings and recommendations.
• Tracked compliance metrics using dashboards and BI tools to enhance transparency.

Ensured timely closure of compliance issues while following up on remediation plans.

• Monitored adherence to safety regulations and company policies throughout operations.
• Maintained comprehensive documentation of compliance activities, audits, and corrective actions.
• Analyzed internal processes to identify vulnerabilities and recommend improvements.
• Collaborated with cross-functional teams to effectively resolve operational challenges.