Govinda Raju R

New and existing customer onboarding.

Review screening results, investigate potential matches, differentiate between false positives and true matches, and escalate relevant cases to senior compliance personnel.

Regularly review financial transactions and customer profiles to identify potential red flags and suspicious activity

Create and manage case files, document findings, and prepare reports for investigations. Perform thorough checks on clients and transactions against global sanctions lists.

Including those issued by the OFAC, UN, and EU, to identify potential matches or high-risk entities.

Ensure accuracy of records and stay updated on changes in sanctions lists and regulatory requirements

Analyze financial data, including transaction records, customer profiles, and other relevant information, to identify patterns and anomalies

Maintain a strong understanding of evolving sanctions lists and regulatory requirements

Conducting Know Your Customer (KYC) due diligence on new clients, and assess their risk profiles, and conduct thorough investigations on high-risk clients verifying identity and source of funds

Filing Suspicious Activity Reports (SARs) to appropriate authorities when necessary

Investigation and Evidence Gathering

Case Management and Collaboration

Collaborating with legal and law enforcement

Preparing investigation reports

Developing investigative strategies