Mahendra N
Banker
Bengaluru
Summary
I'm a driven professional with over 9 years experience in dealing with all aspects of shareholding disclosure resulting in an impeccable track record of having met and exceeded compliance goals year on year. I have been credited with implementing several platforms providing global compliance coverage for regulatory and statutory obligations concerning substantial Major shareholder reporting, Disclosure of interest, sensitive industries monitoring, takeover reporting and TIC monthly, Quarterly & annual reports.
Overview
10
10
years of professional experience
1
1
Certification
Work History
Associate Manager
JP Morgan Chase
3 2023 - Current
- Part of the Regulatory Reporting Organization responsible for TIC ( Treasury International capital) filings to the NY Federal Reserve
- Primary work mainly focused on analysis and preparation of US regulatory reports such as SLT, BC, BL1, BL2 and BQ’s TIC reporting
- Assistance to internal audit team on various control check points, walkthrough of the process and resolving queries
- Involved in process reengineering and process automation projects
- Responding to FED queries on back of filings done for monthly, Quarterly and annually.
Associate
Goldman Sachs
04.2017 - 03.2023
- Working on Regulatory Audits and Inquiries from various Securities Regulators globally
- Regulatory Reporting and Monitoring for Substantial Major Shareholder (Disclosure of interest), Takeover disclosure and Issuer Initiated Disclosures
- Rule Interpretation, Business Requirements and Solution Implementation for existing/new regulations
- Liaising with stakeholders to drive effective Change Management
- Successfully implemented low-Code automation solutions that reduced 90% of the manual intervention for the team in day to day operations with help of BI team
- Change related on BREXIT, ESMA SSR , Australia net short, 13G filing, OCR, LOPR and commodity reporting.
- Interaction : Bafin, FCA, AFM, AMF, CNMV, Montréal Exchange, etc
Financial Analyst
JP Morgan Chase
11.2013 - 05.2015
- The function involved processing various monetary transactions such as Wire transfers, advance transactions, reapplication of payments, Non-monetary transactions such as Auto-debit setup, facility setup etc etc
- Setting up Loan account post verifying KYC on system
Education
Bachelor of Commerce -
Christ University
Master of Business Administration -
Christ University
Skills
- Analytical Thinking
- Team Player
- Strong Verbal/Written Communication
- Fast/Self Learner
- Attention to Detail
- MS Office Suite
- P>Process Improvement
Certification
IOC Equiv. (Governed by Goldman Sachs Internally) - UK Financial Regulations
Work Preference
Work Type
Full TimeLocation Preference
On-SiteHybridImportant To Me
Work-life balanceCompany CultureCareer advancementTimeline
IOC Equiv. (Governed by Goldman Sachs Internally) - UK Financial Regulations
03-2018
Associate
Goldman Sachs
04.2017 - 03.2023
Financial Analyst
JP Morgan Chase
11.2013 - 05.2015
Bachelor of Commerce -
Christ University
Master of Business Administration -
Christ University
Associate Manager
JP Morgan Chase
3 2023 - Current
Similar Profiles
Lisa Olivia GrenviczLisa Olivia Grenvicz
Private Client Banker at JP Morgan Chase & Company (Chase Bank)Private Client Banker at JP Morgan Chase & Company (Chase Bank)
Taylor SimsTaylor Sims
Client Services Specialist & Associate Banker at JP Morgan Chase & Chase BankClient Services Specialist & Associate Banker at JP Morgan Chase & Chase Bank
Miranda GuerreroMiranda Guerrero
Associate Banker Market Expansion at Jp Morgan Chase ChaseAssociate Banker Market Expansion at Jp Morgan Chase Chase
Soumya ShobhanaSoumya Shobhana
Risk Analyst at JP Morgan Chase & Co.Risk Analyst at JP Morgan Chase & Co.
Dhanush Bochollu KrishnamurthyDhanush Bochollu Krishnamurthy
IoT and Electronics Engineer at Eluxvo LimitedIoT and Electronics Engineer at Eluxvo Limited