Mahesh Babu Doddi

Worked as quality checker for various projects.

• Conducted thorough Customer Due Diligence (CDD) to verify client identities, assess risks, and ensure compliance with regulatory requirements.
• Performed Enhanced Due Diligence (EDD) for high-risk customers, collecting and reviewing additional documentation to ensure regulatory adherence and mitigate potential risks.
• Reviewed and validated client information, including identification documents, financial data, and source of funds, to assess risk profiles accurately.
• Collaborated with stakeholders, such as Compliance, Legal, and Risk teams, to escalate high-risk cases and ensure timely resolution of issues.
• Ensured compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations, including conducting periodic reviews and updates of client information.
• Utilized AML transaction monitoring systems and tools to identify suspicious activities, escalating findings as needed for further investigation.
• Maintained accurate records of CDD and EDD findings, ensuring audit trails and documentation complied with internal policies and external regulatory standards.
• Stayed up-to-date with evolving regulatory requirements and industry best practices to ensure compliance and support risk mitigation strategies.
• Managed and processed onboarding of new clients, ensuring all KYC documents were collected, verified, and stored in compliance with company policies.
• Demonstrated strong attention to detail and a deep understanding of financial crime risks, contributing to a reduction in compliance issues.
• Worked on fraud investigation Level 2 for crypto currency Remediation projects
• Worked on sanction screening Level 2 analyst

• Company Overview: Client is Standard Chartered Bank
• Woked for BAU and BBA Remediation project for various types of clients
• Conducting full CDD review for all Institutional and Commercial clients and send the requests to Outreach/RM for accounts where information is required to complete the review
• Working as QC checker for past 1 year in completing checking for all types of client profiles
• Conducting PEP remediation for High-risk clients
• Also, conducting thorough assessment on the related parties
• Ensure to complete Quality Control (QC) review done on files prior to submission and respond/correct any discrepancies identified during QC reviews
• Submit record for Business Approval once review is complete and respond/correct any discrepancies identified during BA reviews
• Experience in conducting business banking or institutional KYC for all type of client entities, like but not limited to individual, sole proprietor, partnership, trusts, private and public limited companies and collective investment schemes
• End to end understanding of KYC operations from documentary and nondocumentary verification as per CIP/CDD policy, Ultimate Beneficial Ownership (UBO) and Controllers IDV, nature of business, source of wealth / funds and customer screening against watchlist of Sanctions, PEP and adverse media
• Checking the potential Hits, Negative News of the Clients with help of Screening
• Screening the profile on the basics of Clients/Entity and related parties'information like, Name, Date of Birth/Incorporation, Location, Employment details, Citizenship/Nationality, Country of Birth etc
• Network due diligence for RMA relationships experience in working on MT1, MT2, MT5 message series and also hands on experience on Trade only relationship profiles with MT4 and MT7 relationship
• Client is Standard Chartered Bank

• Conducted thorough Customer Due Diligence (CDD) to verify client identities, assess risks, and ensure compliance with regulatory requirements.
• Performed Enhanced Due Diligence (EDD) for high-risk customers, collecting and reviewing additional documentation to ensure regulatory adherence and mitigate potential risks.
• Reviewed and validated client information, including identification documents, financial data, and source of funds, to assess risk profiles accurately.
• Collaborated with stakeholders, such as Compliance, Legal, and Risk teams, to escalate high-risk cases and ensure timely resolution of issues.
• Ensured compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations, including conducting periodic reviews and updates of client information.
• Utilized AML transaction monitoring systems and tools to identify suspicious activities, escalating findings as needed for further investigation.
• Maintained accurate records of CDD and EDD findings, ensuring audit trails and documentation complied with internal policies and external regulatory standards.
• Stayed up-to-date with evolving regulatory requirements and industry best practices to ensure compliance and support risk mitigation strategies.
• Managed and processed onboarding of new clients, ensuring all KYC documents were collected, verified, and stored in compliance with company policies.
• Demonstrated strong attention to detail and a deep understanding of financial crime risks, contributing to a reduction in compliance issues.