Mandeep Singh Arora
Senior Executive Trade Settlement And Operations
Mumbai
Summary
Operations professional with experience in trade lifecycle management, capital markets operations, and derivatives (F&O). Strong expertise in trade reconciliation, clearing & settlement, and exception management. Hands-on experience in KYC, AML compliance, and Customer Due Diligence (CDD), ensuring adherence to SEBI regulatory frameworks and internal risk controls. Proven ability to manage high-volume transactions, resolve trade breaks, and ensure accurate and compliant post-trade processing in fast-paced environments.
Overview
5
5
years of professional experience
Work History
Senior executive (Trade settlement and operations)
QI Capital
01.2024 - Current
- Manage the end-to-end trade lifecycle (execution to settlement) for cash and derivatives markets.
- Coordinated with custodians, clearing members, institutional investors, and retail clients to resolve trade breaks and discrepancies.
- Facilitated KYC and onboarding for both institutional and retail clients, ensuring compliance with SEBI and exchange regulations.
- Oversaw the execution of large-volume institutional trades while also supporting retail client trading activities, maintaining accuracy and efficiency.
- Perform daily reconciliation and exception management, ensuring timely resolution of trade breaks.
- Monitor and mitigate operational and settlement risks, ensuring strong internal controls.
- Negotiated contracts with vendors for goods and services at competitive prices.
- Handle KYC/AML compliance and client onboarding as per regulatory requirements.
Executive
Reliance Securities
09.2022 - 01.2024
- Handled institutional and retail settlement activities, including trade confirmation, allocation, and reconciliation.
- Liaised with institutional dealers, portfolio managers, custodians, and retail clients to ensure smooth post-trade operations.
- Supported client servicing by resolving queries from both institutional and retail clients related to settlements, reporting, and compliance.
- Delivered client servicing and reporting support.
- Ensured compliance with regulatory and internal frameworks.
Internship
INSPLORE consultant
05.2021 - 06.2021
- Created reports that summarized findings from data analysis.
- Collaborated with team members to enhance processes and optimize project outcomes.
- Conducted market analysis to identify trends relevant to client industries and goals.
Education
MBA - Finance
Guru Nanak Institute of Management Studies
MumbaiB.B.A/ B.M.S - Finance
Mumbai University
MumbaiH.S.C - Maharashtra, English
ST Xavier's High School & Junior College
MumbaiSkills
NISM Series VII – Securities Operations & Risk Management
NISM Series VI – Depository Operations
NISM Series VA – Mutual Funds
NISM Series VIII – Equity Derivatives
NISM – AML KYC & Customer Due Diligence (CDD) (eLearning) Apr 2026
Financial Modeling Certification
Languages
English, Hindi ,Marathi, Punjabi
Timeline
Senior executive (Trade settlement and operations)
QI Capital
01.2024 - Current
Executive
Reliance Securities
09.2022 - 01.2024
Internship
INSPLORE consultant
05.2021 - 06.2021
B.B.A/ B.M.S - Finance
Mumbai University
H.S.C - Maharashtra, English
ST Xavier's High School & Junior College
MBA - Finance
Guru Nanak Institute of Management Studies