Mangesh Mohan Dhawan
Bhandup (west)
Summary
Senior Manager with extensive experience in regulatory compliance and process optimization at Axis Bank. Demonstrated success in liquidity risk management and team mentorship. Proficient in SQL and business analysis, leading continuous improvement initiatives and fostering collaboration. Recognized for automating processes and enhancing operational efficiency.
Overview
22
22
years of professional experience
Work History
Senior Manager
Axis Bank
Mumbai
06.2016 - Current
- Responsible for implementing new regulatory requirements including annual housekeeping changes as stipulated by the regulators
- Mentors a group of Custody Operation in the team
- Plan and lead various process improvement projects, make recommendations for process improvements and once approved carry through with the implementation
- Experience in liquidity risk and treasury management and related areas
- Support the delivery of continuous improvement as part of RDM(Risk Data Management) Team objectives through business analysis, design, development and delivery of complex solutions
- Reporting for monitoring
- Drive and implement best practice across Custody & Treasury
- Seen as subject matter experts in supporting systems and continuous process improvement requirements
- Automate and optimism existing inefficient or manual processes
- Effectively manage the demand for automating processes or steps in processes across the Regulatory Reporting function
- Support the development, maintenance and reporting of the data models and providing analysis of underlying data
Asst. Manager
Standard Chartered Bank
Mumbai
02.2014 - 06.2016
- Position monitoring of FIIs/Mutual funds as per guidelines stipulated by the regulatory authorities
- Monitoring of requisite margins of clients as required by the exchanges
- Continuous interaction with clients for fund transfer and other related queries
- Liaising with regulatory bodies - NSCCL, NSE, BSE & BOISL.
- Maintenance of accounts (ledgers, accounts reconciliation) for all clients
- Reconciliation and confirmation of trades pertaining to our clients as per stipulated timelines
- Preparation of daily end of day reports containing the clients' trades, positions and available funds.
- Settlement of trades on T+1 basis which included payin and payout of funds to NSCCL
Asst. Manager
SBI-SG GLOBAL SECURITIES SERVICES PVT. LTD.
Mumbai
10.2009 - 02.2014
- Pilot member in setup Custody for Domestic and FPI clients
- Handling Clearing House trades in rolling settlement cycles for both Exchange.
- Examining the services provided by STP Services providers. Receiving instructions from institutional clients in ISO format via STP Service Providers and verification of digital signatures, loading and storage of the signed files.
- Making mandatory reports and sending the same to SEBI and Clients at regular intervals. Reporting of DVP Trades to client as well as Broker.
- Estimating client wise fund positions and ensuring flawless pay-in and payout of securities and funds.
- Managing the complete range of Custodial Services viz., trading, clearing and settlement as well as post trading, safekeeping and benefit collections
- Managing Non-SLR secondary market high value debt market treasury deals for a variety of instruments like CPs, CDs, NCDs, Bonds
- The Leading Bank in India SBI And One Of the Major Global Custodian SOCIETE GENERALE, promote the company. Today SBI-SG is the market leader in both custodial and depository segments, and has now broad-based its activities by enriching its product mix.
Officer
STOCK HOLDING CORPORATION OF INDIA LTD (SHCIL)
Mumbai
09.2006 - 10.2009
- Identification of client eligibilities for redemptions Handling of CP / CD, put/call option follow up for non-receipt cases of payment with co,& Managing banks.
- Processing of direct payment receipt confirmation received from clients.
- Forecasting of eligibility for client holdings in physical and electronic mode and reporting to clients and branches for redemption related eligibility and receipt of payments in case of electronic holding, follow-up with the company and registrar to determine the mode of payment.
- The SHCIL is also a member of NSCCL for Clearing Derivatives - trades of Trading Members (TMs) and FIs. The organization is facilitating this service through its branches across India.
Computer Operator
BPCL
11.2005 - 09.2006
Data Operator
HEXAWARE TECHNOLOGY LTD
03.2004 - 11.2005
Education
Risk Management Certification -
NIBM
01.2024
B.COM. -
Mumbai University
01.2003
Diploma in Information Technology -
Skills
- Operating system - DOS
- Operating system - Windows XP
- Application software - MS Office
- Application software - Tally
- Programming Language - SQL
Telephone No
+91 9920630490
Personal Information
- Date of Birth: 01/15/80
- Gender: Male
- Marital Status: Married
Languages
- English
- Hindi
- Marathi
Disclaimer
I hereby declare that the above information provided by me is true to the best of my knowledge.
It Skills
Diploma in Information Technology (DIT), Operating System - DOS, Windows XP, Application Software - MS-Office, Tally, Programming Language - SQL
Employment Profile
- Axis Bank, Mumbai, Maharashtra, India, 06/01/16, Present, Senior Manager, Risk (Regulatory Reporting), Responsible for implementing new regulatory requirements including annual housekeeping changes as stipulated by the regulators., Mentors a group of Custody Operation in the team., Plan and lead various process improvement projects, make recommendations for process improvements and once approved carry through with the implementation., Experience in liquidity risk and treasury management and related areas., Support the delivery of continuous improvement as part of RDM(Risk Data Management) Team objectives through business analysis, design, development and delivery of complex solutions., Reporting for monitoring., Drive and implement best practice across Custody & Treasury., Seen as subject matter experts in supporting systems and continuous process improvement requirements., Automate and optimism existing inefficient or manual processes., Effectively manage the demand for automating processes or steps in processes across the Regulatory Reporting function., Support the development, maintenance and reporting of the data models and providing analysis of underlying data.
- Standard Chartered Bank, Mumbai, Maharashtra, India, 02/01/14, 06/01/16, Asst. Manager, Securities Market Services, position monitoring of FIIs/mutual funds as per guidelines stipulated by the regulatory authorities, monitoring of requisite margins of clients as required by the exchanges, continuous interaction with clients for fund transfer and other related queries, liaising with regulatory bodies - NSCCL, NSE, BSE & BOISL, maintenance of accounts (ledgers, accounts reconciliation) for all clients, reconciliation and confirmation of trades pertaining to our clients as per stipulated timelines, preparation of daily end-of-day reports containing the clients' trades, positions, and available funds, settlement of trades on T+1 basis which included pay-in and payout of funds to NSCCL
Timeline
Senior Manager
Axis Bank
06.2016 - Current
Asst. Manager
Standard Chartered Bank
02.2014 - 06.2016
Asst. Manager
SBI-SG GLOBAL SECURITIES SERVICES PVT. LTD.
10.2009 - 02.2014
Officer
STOCK HOLDING CORPORATION OF INDIA LTD (SHCIL)
09.2006 - 10.2009
Computer Operator
BPCL
11.2005 - 09.2006
Data Operator
HEXAWARE TECHNOLOGY LTD
03.2004 - 11.2005
Risk Management Certification -
NIBM
B.COM. -
Mumbai University