Manish Kumar Pandey
Pune
Summary
Results-driven financial services professional with 10 years in Operations Management and Business Development. Spearheaded client engagement and operational strategies, focusing on training and performance management. Led teams to streamline processes and enhance customer satisfaction while managing multiple priorities to ensure productivity and efficiency.
Overview
11
11
years of professional experience
Work History
Assistant Manager, CMS & RMD
Barclays
Pune
12.2022 - Current
- Executed daily collateral management of OTC products in line with ISDA regulations.
- Reconciled client portfolios to identify marks, enhancing management of ISDA, GMRA, and MSFTA agreements.
- Processed margin exposure calls and collateral movements promptly to reduce risks.
- Resolved disputed margin calls through portfolio reconciliation, minimizing potential financial discrepancies.
- Collaborated with legal, sales, and trading teams for mark validation and documentation accuracy.
- Ensured timely settlement of cash and securities transactions to maintain liquidity.
- Addressed client queries, resolving process-related issues efficiently.
- Managed SLA metrics to ensure compliance with standards, contributing to operational integrity.
Assistant Manager, London Sales Support (Equity Middle Office)
Barclays
08.2020 - 12.2022
- Supported client operations in matching trades on T0, ensuring timely resolution of exceptions.
- Manage Daily EOD reports and trade matching activity with clients.
- Coordinate with teams on CA events and resolve trade disputes.
- Liaised with teams to troubleshoot technical issues, enhancing team preparedness and response.
- Assisted junior staff with queries on trade exceptions and PB-related issues, fostering a collaborative environment.
Senior Analyst (UBS) at Pune NOR Asset and Transfers
ODA (On Demand Agility)
08.2019 - 08.2020
- Reviewed and analyzed equity, fixed income, and fund products to enhance client investment strategies.
- Managed Wealth Management client RFP and DFP transfers for UBS.
- Manage client SSI settlement instructions.
- Escalate issues to Zurich team if CP is unresponsive.
- Liaise with IT team for technical issues.
Senior Analyst (Morgan Stanley) at eClerx - Pune
eClerx
08.2018 - 08.2019
- Confirmed FX deals and executed client netting in accordance with currency cut-offs.
- Delivered timely transaction services to fulfill client expectations.
- Utilized applications like MAGNET, SAFE, DTCC, SIRen, and LEO to enhance operational performance.
- Performed SSI reconciliation for FX products to ensure precision.
- Coordinated with Back Office to update SSI information.
Associate Analyst (Barclays) at Wipro - Chennai
Wipro
11.2014 - 07.2018
- Equity Pre-Settlement and Confirmations (Barclays)
- Equity SSI Settlement and Reconciliation
- Executed reconciliation and exception management to ensure compliance with regulations.
- Verification of F1SA (Form 1 Schedule A) for PB clients and for Executive Brokers.
- Handle US clients and manage team queries and support on application-related issues.
- Review client account transactions and record money circulation of individuals.
- Raise STR in case of discrepancies and provide updates to senior management.
- Created accounts for equity and fixed income products, facilitating trading and settlement processes. for specified equity and FI products, adding SSI for trading and settlement purposes.
- Anti Money Laundering KYC Process (First Rand Bank)
- Mentor trainees and junior staff.
- Handle and monitor issues and query mails, escalate issues to the team leader.
Education
MBA - Finance
Pondicherry University
01.2017
B.Com - Bank Management
Madras University
01.2014
Skills
- Communication and interpersonal skills
- Collateral management
- Margin processing
- Portfolio reconciliation
- Operational compliance
- Trade matching
- Team leadership
- Independent decision-making
- Research and analytical skills
- Ability to work under pressure
- Team building
Personal Information
- Date of Birth: 05/08/92
- Gender: Male
Accomplishments
Employee of the month in Eclerx
Languages
English
Advanced (C1)
C1
Tamil
Intermediate (B1)
B1
Hindi
Native
Native
Timeline
Assistant Manager, CMS & RMD
Barclays
12.2022 - Current
Assistant Manager, London Sales Support (Equity Middle Office)
Barclays
08.2020 - 12.2022
Senior Analyst (UBS) at Pune NOR Asset and Transfers
ODA (On Demand Agility)
08.2019 - 08.2020
Senior Analyst (Morgan Stanley) at eClerx - Pune
eClerx
08.2018 - 08.2019
Associate Analyst (Barclays) at Wipro - Chennai
Wipro
11.2014 - 07.2018
MBA - Finance
Pondicherry University
B.Com - Bank Management
Madras University