MANISH WASON
Gurgaon
Summary
Focused project manager bringing several years of experience in developing continuous improvements throughout the planning and implementation phases of projects. Demonstrated history of establishing and enforcing adherence to standards of excellence. Well-versed in mentoring and guiding associates to exceed client and stakeholder expectations. Accustomed to cultivating innovative ideas, and encouraging new ideas that drive company growth.
Overview
11
11
years of professional experience
1
1
Certification
Work History
Lead Analyst
Ernst&Young
02.2020 - Current
- Conduct periodic testing of employees financial holdings and relationships to ensure compliance with regulatory and firm independence policies.
- Identify potential violations and escalate issues as needed.
- Analyze financial and brokerage statements to assess independence risks.
- Work with internal databases and tools to track compliance.
- Ensure compliance with regulations such as SEC and PCAOB independence rules.
- Conduct inquiries into potential breaches, and document findings.
- Prepare reports for senior leadership and regulators.
- Oversee the team's testing activities, ensuring timely and accurate compliance reviews.
- Assign tasks based on the team members' strengths and expertise.
- Provide guidance and support to resolve complex independence issues.
- Conduct regular team meetings to track progress and address challenges.
- Develop training sessions to upskill your team on evolving compliance requirements.
- Act as the primary point of contact for senior management and compliance leadership.
- Identify staffing needs and coordinate with HR to initiate hiring processes. Conduct interviews to assess candidates' technical skills, compliance knowledge, and cultural fit.
- Conduct training sessions on independence rules, testing procedures, and reporting requirements.
Lead Associate
WNS
07.2018 - 01.2020
- Collect and analyze secondary data from existing sources, such as financial reports, public databases, industry publications, government websites, market research reports, and company filings.
- Conduct in-depth research into market trends, competitor activities, industry forecasts, and economic conditions to understand the business environment, and potential opportunities or risks.
- Research financial information, such as historical financial performance, earnings reports, ratios, and key metrics from public sources (e.g., SEC filings, annual reports, financial news, and stock market data).
- Analyze company financials (income statements, balance sheets, cash flow) to assess profitability, liquidity, solvency, and other key performance indicators (KPIs).
- Present research results to internal teams or clients, effectively communicating complex data and analysis in a digestible format.
- Create charts, graphs, and dashboards to help illustrate findings and support decision-making.
Senior Analyst
Royal Bank of Scotland
01.2018 - 07.2018
- Specialized in conducting KYC checks for both new and existing customers, ensuring compliance with regulatory standards.
- Demonstrated expertise in PEP analysis, diligently assessing customer risk levels, and conducting due diligence checks to mitigate financial crime risks.
- Expertly conducted transaction monitoring to detect and report suspicious activities, bolstering the institution's anti-money laundering efforts.
- Provide training, guidance, and mentorship to junior AML analysts, helping them develop their skills in identifying suspicious activities, and conducting investigations.
Analyst
Royal Bank of Scotland
11.2013 - 12.2017
- Review and analyze financial transactions using AML monitoring systems to detect unusual, suspicious, or potentially illicit activities.
- Investigate alerts generated by transaction monitoring systems, identifying suspicious activity, such as large or frequent cash deposits, wire transfers, or transactions from high-risk countries.
- Look for red flags that may indicate suspicious activities, such as unusual transaction patterns, structuring of deposits, or discrepancies in customer behavior.
- Regularly screen customers against relevant watchlist (e.g., sanctions lists, PEP lists, and other high-risk indicators) to ensure that no prohibited individuals or entities are doing business with the organization.
- Stay informed about changes in AML laws, regulations, and guidelines, ensuring that the institution is always compliant with both local and international rules.
Education
MBA -
New Delhi Institution of Management
01.2013
BBA -
Guru Gobind Singh Indraprastha University
01.2010
Skills
- People management
- Performance evaluations
- Project planning and development
- Resource allocation
- Microsoft Office expert
- Stakeholder communications
- Risk management
- Python Programming Beginner
Certification
- CFA Level - 1, CFA Institute (US), December'2017
- Risk and Compliance Management Programme (Level 1), Institute of Risk Management, April'2024
- Python for Data Science, AI & Development, COURSERA, December'2024
Accomplishments
- Achieved multiple Spot awards and Extra Miler awards
- Received Highest performing team award in FY21 and FY22
- Client Recognition for efficient Project planning and execution
- Project Completion before timelines
Projects
Global Delivery Services Project
Team Performance Dashboard
Data Extraction
Adhoc Special Project
Financial analysis Dashboard for Hedge Fund
Private Equity Dashboard in MS-Excel
Personal Information
Date of Birth: 08/06/1989
Timeline
Lead Analyst
Ernst&Young
02.2020 - Current
Lead Associate
WNS
07.2018 - 01.2020
Senior Analyst
Royal Bank of Scotland
01.2018 - 07.2018
Analyst
Royal Bank of Scotland
11.2013 - 12.2017
MBA -
New Delhi Institution of Management
BBA -
Guru Gobind Singh Indraprastha University
Similar Profiles
JATIN BALAINJATIN BALAIN
ANALYST at ERNST&YOUNGANALYST at ERNST&YOUNG
Ranajith Singh Naik L KRanajith Singh Naik L K
Sr, Devops Engineer at Ernst&YoungSr, Devops Engineer at Ernst&Young
Shweta AgrawalShweta Agrawal
Senior Consultant at Ernst&YoungSenior Consultant at Ernst&Young